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iShares US Broker-Dealers & Securities Exchanges ETF
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Overview Fund Activity

48 hedge funds and large institutions have $78.5M invested in iShares US Broker-Dealers & Securities Exchanges ETF in 2017 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 14 increasing their positions, 19 reducing their positions, and 7 closing their positions.

Holders
48
Holders Change
-1
Holders Change %
-2.04%
% of All Funds
1.2%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
14
Reduced
19
Closed
7
Calls
$229K
Puts
$715K
Net Calls
-$486K
Net Calls Change
-$486K

Top Buyers

1
Susquehanna International Group
1
Susquehanna International Group
Pennsylvania
$1.89M
2
Wells Fargo
2
Wells Fargo
California
$12.1M
3
RJA
3
Raymond James & Associates
Florida
$1.67M
4
Stifel Financial
4
Stifel Financial
Missouri
$657K
5
AGM
5
Alpine Global Management
New York
$589K

Top Sellers

1
Jane Street
1
Jane Street
New York
$0
2
CS
2
Credit Suisse
Switzerland
$1.59M
3
Morgan Stanley
3
Morgan Stanley
New York
$15.3M
4
Goldman Sachs
4
Goldman Sachs
New York
$1.45M
5
GEA
5
Glen Eagle Advisors
New Jersey
$480K
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$15.3M 268,317 -12,786 -5%
Wells Fargo
2
Wells Fargo
California
$12.1M 212,289 +19,219 +10%
BAAM
3
Baker Avenue Asset Management
California
$6.81M 119,079 -1,210 -1%
BCM
4
Barometer Capital Management
Ontario, Canada
$5.49M 96,100 +7,100 +8%
SCM
5
Sandler Capital Management
New York
$4.39M 76,766 +9,630 +14%
Bank of America
6
Bank of America
North Carolina
$3.88M 67,885 +2,418 +4%
LPL Financial
7
LPL Financial
California
$3.34M 58,500 +7,762 +15%
UBS Group
8
UBS Group
Switzerland
$2.78M 48,622 +67 +0.1%
MWM
9
Merriman Wealth Management
Washington
$2.75M 48,129 -1,932 -4%
MM
10
Main Management
California
$1.98M 34,600 – –
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$1.89M 33,120 +33,120 New
PAG
12
Private Advisor Group
New Jersey
$1.87M 32,281 -1,617 -5%
RJA
13
Raymond James & Associates
Florida
$1.67M 29,220 +17,681 +153%
CS
14
Credit Suisse
Switzerland
$1.59M 27,773 -13,082 -32%
Goldman Sachs
15
Goldman Sachs
New York
$1.45M 25,371 -9,667 -28%
1832 Asset Management
16
1832 Asset Management
Ontario, Canada
$1.33M 23,976 – –
SCA
17
Snowden Capital Advisors
New York
$1.31M 22,893 +1,035 +5%
RJFSA
18
Raymond James Financial Services Advisors
Florida
$914K 15,985 +5,789 +57%
TH
19
Timber Hill
Connecticut
$899K 15,725 -868 -5%
CPC
20
Cookson Peirce & Co
Pennsylvania
$744K 13,020 -1,050 -7%
FAAS
21
First Allied Advisory Services
California
$722K 12,671 -400 -3%
Stifel Financial
22
Stifel Financial
Missouri
$657K 11,515 +11,515 New
AGM
23
Alpine Global Management
New York
$589K 10,300 +10,300 New
SF
24
Synovus Financial
Georgia
$571K 10,005 +67 +0.7%
GEA
25
Glen Eagle Advisors
New Jersey
$480K 8,400 -8,220 -49%
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