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iShares US Broker-Dealers & Securities Exchanges ETF

49 hedge funds and large institutions have $123M invested in iShares US Broker-Dealers & Securities Exchanges ETF in 2014 Q2 according to their latest regulatory filings, with 11 funds opening new positions, 18 increasing their positions, 15 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 15

10% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 10

2% more funds holding

Funds holding: 4849 (+1)

0.62% more ownership

Funds ownership: 63.74%64.35% (+0.62%)

26% less capital invested

Capital invested by funds: $166M → $123M (-$43.1M)

100% less funds holding in top 10

Funds holding in top 10: 20 (-2)

Holders
49
Holders Change
+1
Holders Change %
+2.08%
% of All Funds
1.41%
Holding in Top 10
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-100%
% of All Funds
New
11
Increased
18
Reduced
15
Closed
10
Calls
$226K
Puts
Net Calls
+$226K
Net Calls Change
-$94K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$32.2M -$4.39M -118,527 -12%
Wells Fargo
2
Wells Fargo
California
$26.6M -$2.15M -57,931 -8%
Bank of America
3
Bank of America
North Carolina
$11.2M -$1.96M -53,049 -15%
MM
4
Main Management
California
$9.64M +$1.31M +35,393 +16%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$4.14M +$621K +16,782 +18%
U
6
UBS
Switzerland
$4.1M -$888K -23,995 -18%
SFI
7
SPC Financial Inc
Maryland
$4.08M +$621K +16,782 +18%
Goldman Sachs
8
Goldman Sachs
New York
$3.9M -$1.09M -29,359 -22%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$2.39M +$268K +7,235 +13%
SI
10
Stephens Inc
Arkansas
$2.28M +$466K +12,575 +26%
JP Morgan Chase
11
JP Morgan Chase
New York
$1.94M +$1.29M +34,838 +210%
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$1.9M +$1.5M +40,477 +409%
JCM
13
Janney Capital Management
Pennsylvania
$1.75M -$17.8K -482 -1%
SG Americas Securities
14
SG Americas Securities
New York
$1.59M +$1.56M +42,161 New
CS
15
Credit Suisse
Switzerland
$1.36M -$3.33M -89,853 -71%
NL
16
NWAM LLC
Washington
$1.28M +$30.7K +830 +2%
OC
17
Oppenheimer & Co
New York
$1.22M +$1.2M +32,483 New
DADC
18
D.A. Davidson & Co
Montana
$1.19M +$5.22K +141 +0.4%
LPL Financial
19
LPL Financial
California
$985K -$3.1M -83,734 -76%
FAAS
20
First Allied Advisory Services
California
$884K -$74.4K -2,008 -8%
DBIA
21
Dumont & Blake Investment Advisors
New Jersey
$838K +$5.22K +141 +0.6%
SG
22
Somerset Group
Minnesota
$791K +$2.52K +68 +0.3%
AIG
23
American International Group
New York
$758K +$640K +17,290 +611%
TH
24
Timber Hill
Connecticut
$649K -$555K -14,996 -47%
BRWA
25
B. Riley Wealth Advisors
Florida
$640K +$482K +13,019 +60%

IAI Hedge Fund Activity: Q2 2014 in Review

49 of the 3,479 institutional investors tracked by Wall St. Rank reported a position in iShares US Broker-Dealers & Securities Exchanges ETF (IAI) for Q2 2014, worth a combined $123M — down 26% from $166M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new IAI positions and 10 closed out — a net gain of 1 holder — while 18 added to existing stakes and 15 trimmed.

The largest buyer was SG Americas Securities, opening a new position worth an estimated $1.56M. The largest seller was Clark Capital Management Group, exiting entirely with an estimated $10M sold.

  • 49 institutional investors held iShares US Broker-Dealers & Securities Exchanges ETF (IAI) as of Q2 2014, up from 48 in Q1 2014.
  • Funds reported $123M of iShares US Broker-Dealers & Securities Exchanges ETF stock for Q2 2014, down 26% quarter-over-quarter.
  • 11 funds opened new iShares US Broker-Dealers & Securities Exchanges ETF positions in Q2 2014 and 10 closed out, a net change of +1 holder.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF buyer in Q2 2014 was SG Americas Securities, an estimated $1.56M added.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF seller in Q2 2014 was Clark Capital Management Group, an estimated $10M sold.

Based on aggregated 13F filings for Q2 2014.