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iShares US Broker-Dealers & Securities Exchanges ETF
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Overview Fund Activity

49 hedge funds and large institutions have $123M invested in iShares US Broker-Dealers & Securities Exchanges ETF in 2014 Q2 according to their latest regulatory filings, with 11 funds opening new positions, 18 increasing their positions, 15 reducing their positions, and 10 closing their positions.

Holders
49
Holders Change
+1
Holders Change %
+2.08%
% of All Funds
1.41%
Holding in Top 10
–
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-100%
% of All Funds
–
New
11
Increased
18
Reduced
15
Closed
10
Calls
$226K
Puts
–
Net Calls
+$226K
Net Calls Change
-$94K

Top Buyers

1
SG Americas Securities
1
SG Americas Securities
New York
$1.59M
2
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$1.9M
3
MM
3
Main Management
California
$9.64M
4
JPMorgan Chase & Co
4
JPMorgan Chase & Co
New York
$1.94M
5
OC
5
Oppenheimer & Co
New York
$1.22M

Top Sellers

1
CCMG
1
Clark Capital Management Group
Pennsylvania
$0
2
NCM
2
Niemann Capital Management
Nevada
$0
3
PFG
3
Pacific Financial Group
Washington
$0
4
Morgan Stanley
4
Morgan Stanley
New York
$32.2M
5
CS
5
Credit Suisse
Switzerland
$1.36M
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$32.2M 854,764 -118,527 -12%
Wells Fargo
2
Wells Fargo
California
$26.6M 707,253 -57,931 -8%
Bank of America
3
Bank of America
North Carolina
$11.2M 297,937 -53,049 -15%
MM
4
Main Management
California
$9.64M 255,956 +35,393 +16%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$4.14M 110,002 +16,782 +18%
U
6
UBS
Switzerland
$4.1M 108,967 -23,995 -18%
SFI
7
SPC Financial Inc
Maryland
$4.08M 108,417 +16,782 +18%
Goldman Sachs
8
Goldman Sachs
New York
$3.91M 103,683 -29,359 -22%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$2.39M 63,358 +7,235 +13%
SI
10
Stephens Inc
Arkansas
$2.28M 60,584 +12,575 +26%
JPMorgan Chase & Co
11
JPMorgan Chase & Co
New York
$1.94M 51,398 +34,838 +210%
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$1.9M 50,377 +40,477 +409%
JCM
13
Janney Capital Management
Pennsylvania
$1.75M 46,456 -482 -1%
SG Americas Securities
14
SG Americas Securities
New York
$1.59M 42,161 +42,161 New
CS
15
Credit Suisse
Switzerland
$1.36M 36,151 -89,853 -71%
NL
16
NWAM LLC
Washington
$1.28M 34,084 +830 +2%
OC
17
Oppenheimer & Co
New York
$1.22M 32,483 +32,483 New
DADC
18
D.A. Davidson & Co
Montana
$1.19M 31,478 +141 +0.4%
LPL Financial
19
LPL Financial
California
$985K 26,154 -83,734 -76%
FAAS
20
First Allied Advisory Services
California
$884K 23,624 -2,008 -8%
DBIA
21
Dumont & Blake Investment Advisors
New Jersey
$838K 22,254 +141 +0.6%
SG
22
Somerset Group
Minnesota
$791K 20,997 +68 +0.3%
AIG
23
American International Group
New York
$758K 20,121 +17,290 +611%
TH
24
Timber Hill
Connecticut
$649K 17,223 -14,996 -47%
BRWA
25
B. Riley Wealth Advisors
Florida
$640K 34,664 +13,019 +60%
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