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iShares US Broker-Dealers & Securities Exchanges ETF

83 hedge funds and large institutions have $283M invested in iShares US Broker-Dealers & Securities Exchanges ETF in 2023 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 16 increasing their positions, 31 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

0% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 10

1% less funds holding

Funds holding: 8483 (-1)

9.68% less ownership

Funds ownership: 85.06%75.38% (-9.7%)

21% less capital invested

Capital invested by funds: $359M → $283M (-$76.4M)

48% less repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 31

87% less call options, than puts

Call options by funds: $46K | Put options by funds: $364K

Holders
83
Holders Change
-1
Holders Change %
-1.19%
% of All Funds
1.32%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.03%
New
10
Increased
16
Reduced
31
Closed
10
Calls
$46K
Puts
$364K
Net Calls
-$318K
Net Calls Change
+$3.08M
Name Holding Trade Value Shares
Change
Change in
Stake
Fisher Asset Management
1
Fisher Asset Management
Washington
$81.3M +$490K +5,182 +0.6%
MIH
2
Meitav Investment House
Israel
$43.4M +$3.2M +33,812 +8%
GI
3
Gradient Investments
Minnesota
$29.8M +$10.3M +108,738 +50%
Morgan Stanley
4
Morgan Stanley
New York
$23.3M -$48.5M -512,863 -67%
KHLMVGHM
5
Kranot Hishtalmut Le Morim Ve Gananot Havera Menahelet
Israel
$21.3M
KHLMTHM
6
Kranot Hishtalmut Le Morim Tichoniim Havera Menahelet
Israel
$7.71M
CI
7
Cavalier Investments
Georgia
$5.64M +$214K +2,265 +4%
Wells Fargo
8
Wells Fargo
California
$5.05M -$4.61M -48,735 -47%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$4.67M -$48.5K -513 -1%
UBS Group
10
UBS Group
Switzerland
$4.53M -$965K -10,207 -17%
SA
11
SFI Advisors
New Jersey
$4.51M -$48.4K -512 -1%
LPL Financial
12
LPL Financial
California
$3.97M +$399K +4,216 +11%
Truist Financial
13
Truist Financial
North Carolina
$3.86M -$69.7K -737 -2%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$3.77M +$253K +2,677 +7%
Osaic Holdings
15
Osaic Holdings
Arizona
$3.3M +$2.64M +27,949 +334%
MM
16
Main Management
California
$3.15M
MIG
17
McGuire Investment Group
Rhode Island
$3.14M -$57.6K -609 -2%
Bank of America
18
Bank of America
North Carolina
$2.74M -$4.14M -43,763 -59%
CCA
19
Cottonwood Capital Advisors
Utah
$2.7M -$269K -2,844 -9%
YAVAPFMC
20
Yahav Achim Ve Achayot - Provident Funds Management Company
Israel
$2.61M
SPIA
21
Steward Partners Investment Advisory
New York
$1.95M +$21.6K +228 +1%
Citadel Advisors
22
Citadel Advisors
Florida
$1.83M +$1.42M +15,059 +299%
GDP
23
Great Diamond Partners
Maine
$1.47M +$39.8K +421 +3%
FTUS
24
Flow Traders U.S.
New York
$1.44M +$265K +2,807 +22%
Susquehanna International Group
25
Susquehanna International Group
Pennsylvania
$1.39M -$279K -2,954 -16%

IAI Hedge Fund Activity: Q3 2023 in Review

83 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in iShares US Broker-Dealers & Securities Exchanges ETF (IAI) for Q3 2023, worth a combined $283M — down 21% from $359M a quarter earlier.

Fund positioning in IAI was balanced in Q3 2023: 10 funds opened new positions, 10 closed out, 16 added to existing stakes and 31 trimmed.

The largest buyer was Gradient Investments, adding an estimated $10.3M. The largest seller was Morgan Stanley, cutting an estimated $48.5M.

  • 83 institutional investors held iShares US Broker-Dealers & Securities Exchanges ETF (IAI) as of Q3 2023, down from 84 in Q2 2023.
  • Funds reported $283M of iShares US Broker-Dealers & Securities Exchanges ETF stock for Q3 2023, down 21% quarter-over-quarter.
  • 10 funds opened new iShares US Broker-Dealers & Securities Exchanges ETF positions in Q3 2023 and 10 closed out, a net change of 0 holders.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF buyer in Q3 2023 was Gradient Investments, an estimated $10.3M added.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF seller in Q3 2023 was Morgan Stanley, an estimated $48.5M sold.

Based on aggregated 13F filings for Q3 2023.