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iShares US Broker-Dealers & Securities Exchanges ETF

65 hedge funds and large institutions have $146M invested in iShares US Broker-Dealers & Securities Exchanges ETF in 2019 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 24 increasing their positions, 17 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

133% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 3

41% more repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 17

5% more funds holding

Funds holding: 6265 (+3)

1.53% more ownership

Funds ownership: 60.89%62.42% (+1.5%)

9% more call options, than puts

Call options by funds: $225K | Put options by funds: $206K

2% more capital invested

Capital invested by funds: $144M → $146M (+$2.39M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
65
Holders Change
+3
Holders Change %
+4.84%
% of All Funds
1.43%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
7
Increased
24
Reduced
17
Closed
3
Calls
$225K
Puts
$206K
Net Calls
+$19K
Net Calls Change
+$19K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$41.6M +$261K +4,045 +0.6%
Wells Fargo
2
Wells Fargo
California
$14.3M +$89.6K +1,388 +0.6%
SFI
3
SPC Financial Inc
Maryland
$13.6M -$35.2K -545 -0.3%
Bank of America
4
Bank of America
North Carolina
$8.88M +$265K +4,102 +3%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$8.46M +$655K +10,150 +8%
MIG
6
McGuire Investment Group
Rhode Island
$4.52M -$18.3K -283 -0.4%
UBS Group
7
UBS Group
Switzerland
$4.28M -$73.4K -1,137 -2%
Stifel Financial
8
Stifel Financial
Missouri
$3.52M +$419K +6,486 +13%
LPL Financial
9
LPL Financial
California
$3.28M +$62.5K +969 +2%
SB
10
Suntrust Banks
Georgia
$3.26M +$2.75M +42,665 +531%
OC
11
Oppenheimer & Co
New York
$3.24M -$509K -7,881 -14%
JP Morgan Chase
12
JP Morgan Chase
New York
$2.8M +$263K +4,080 +10%
MML Investors Services
13
MML Investors Services
Massachusetts
$2.65M +$326K +5,048 +14%
Jane Street
14
Jane Street
New York
$2.37M -$692K -10,722 -23%
MM
15
Main Management
California
$2.23M
BCM
16
Barometer Capital Management
Ontario, Canada
$2.18M -$652K -10,100 -23%
Citadel Advisors
17
Citadel Advisors
Florida
$1.98M -$1.01M -15,703 -34%
MWM
18
MinichMacGregor Wealth Management
New York
$1.96M -$29K -449 -1%
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$1.94M +$871K +13,489 +81%
ASN
20
Advisory Services Network
Georgia
$1.94M
SCA
21
Snowden Capital Advisors
New York
$1.84M +$68.5K +1,062 +4%
Ameriprise
22
Ameriprise
Minnesota
$1.74M +$294K +4,556 +20%
RJA
23
Raymond James & Associates
Florida
$1.6M -$145K -2,244 -8%
RJFSA
24
Raymond James Financial Services Advisors
Florida
$1.52M +$49K +759 +3%
MIH
25
Meitav Investment House
Israel
$1.08M +$1.08M +16,752 New

IAI Hedge Fund Activity: Q3 2019 in Review

65 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in iShares US Broker-Dealers & Securities Exchanges ETF (IAI) for Q3 2019, worth a combined $146M — up 1.7% from $144M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new IAI positions and 3 closed out — a net gain of 4 holders — while 24 added to existing stakes and 17 trimmed.

The largest buyer was Suntrust Banks, adding an estimated $2.75M. The largest seller was Credit Suisse, cutting an estimated $3.01M.

  • 65 institutional investors held iShares US Broker-Dealers & Securities Exchanges ETF (IAI) as of Q3 2019, up from 62 in Q2 2019.
  • Funds reported $146M of iShares US Broker-Dealers & Securities Exchanges ETF stock for Q3 2019, up 1.7% quarter-over-quarter.
  • 7 funds opened new iShares US Broker-Dealers & Securities Exchanges ETF positions in Q3 2019 and 3 closed out, a net change of +4 holders.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF buyer in Q3 2019 was Suntrust Banks, an estimated $2.75M added.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF seller in Q3 2019 was Credit Suisse, an estimated $3.01M sold.

Based on aggregated 13F filings for Q3 2019.