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iShares US Broker-Dealers & Securities Exchanges ETF

115 hedge funds and large institutions have $587M invested in iShares US Broker-Dealers & Securities Exchanges ETF in 2022 Q4 according to their latest regulatory filings, with 33 funds opening new positions, 40 increasing their positions, 29 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

267% more first-time investments, than exits

New positions opened: 33 | Existing positions closed: 9

200% more funds holding in top 10

Funds holding in top 10: 13 (+2)

81% more capital invested

Capital invested by funds: $324M → $587M (+$263M)

38% more repeat investments, than reductions

Existing positions increased: 40 | Existing positions reduced: 29

22% more funds holding

Funds holding: 94115 (+21)

1.95% more ownership

Funds ownership: 68.95%70.91% (+2%)

43% less call options, than puts

Call options by funds: $365K | Put options by funds: $644K

Holders
115
Holders Change
+21
Holders Change %
+22.34%
% of All Funds
1.85%
Holding in Top 10
3
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+200%
% of All Funds
0.05%
New
33
Increased
40
Reduced
29
Closed
9
Calls
$365K
Puts
$644K
Net Calls
-$279K
Net Calls Change
-$279K
Name Holding Trade Value Shares
Change
Change in
Stake
AssetMark Inc
1
AssetMark Inc
California
$139M +$138M +1,444,947 +628,238%
MIH
2
Meitav Investment House
Israel
$63.8M -$6.95M -72,521 -10%
Morgan Stanley
3
Morgan Stanley
New York
$58M +$9.84M +102,727 +21%
Wells Fargo
4
Wells Fargo
California
$26.7M -$808K -8,440 -3%
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$23.9M +$5.58M +58,228 +31%
Bank of Montreal
6
Bank of Montreal
Ontario, Canada
$23.1M +$22.2M +231,567 New
SFI
7
SPC Financial Inc
Maryland
$19.9M -$1.23M -12,803 -6%
MML Investors Services
8
MML Investors Services
Massachusetts
$17.7M +$2.27M +23,693 +15%
Bank of America
9
Bank of America
North Carolina
$16.2M +$5.65M +58,991 +54%
Osaic Holdings
10
Osaic Holdings
Arizona
$15.8M +$8.75M +91,326 +126%
UBS Group
11
UBS Group
Switzerland
$15.5M +$7.34M +76,642 +90%
AWM
12
Affinity Wealth Management
Delaware
$13.6M +$13.5M +141,382 New
Stifel Financial
13
Stifel Financial
Missouri
$10.6M +$404K +4,219 +4%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$9.7M -$1.86M -19,431 -16%
ASN
15
Advisory Services Network
Georgia
$9.08M -$81.5K -851 -0.9%
CCMG
16
Clark Capital Management Group
Pennsylvania
$8.71M -$544K -5,679 -6%
Thrivent Financial for Lutherans
17
Thrivent Financial for Lutherans
Minnesota
$8.16M -$3.67M -38,324 -31%
SA
18
SFI Advisors
New Jersey
$5.18M -$169K -1,765 -3%
CI
19
Cavalier Investments
Georgia
$5.06M -$262K -2,734 -5%
Ameriprise
20
Ameriprise
Minnesota
$5.01M -$587K -6,129 -11%
LPL Financial
21
LPL Financial
California
$4.73M -$614K -6,411 -12%
SI
22
Stephens Inc
Arkansas
$4.34M +$4.02M +41,962 +1,327%
Truist Financial
23
Truist Financial
North Carolina
$4.26M -$187K -1,948 -4%
WDL
24
Well Done LLC
Michigan
$4.08M +$600K +6,262 +17%
JWM
25
Jackson Wealth Management
Florida
$3.89M +$3.87M +40,440 New

IAI Hedge Fund Activity: Q4 2022 in Review

115 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in iShares US Broker-Dealers & Securities Exchanges ETF (IAI) for Q4 2022, worth a combined $587M — up 81% from $324M a quarter earlier.

Buyers outnumbered sellers: 33 funds opened new IAI positions and 9 closed out — a net gain of 24 holders — while 40 added to existing stakes and 29 trimmed.

The largest buyer was AssetMark Inc, adding an estimated $138M. The largest seller was Meitav Investment House, cutting an estimated $6.95M.

  • 115 institutional investors held iShares US Broker-Dealers & Securities Exchanges ETF (IAI) as of Q4 2022, up from 94 in Q3 2022.
  • Funds reported $587M of iShares US Broker-Dealers & Securities Exchanges ETF stock for Q4 2022, up 81% quarter-over-quarter.
  • 33 funds opened new iShares US Broker-Dealers & Securities Exchanges ETF positions in Q4 2022 and 9 closed out, a net change of +24 holders.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF buyer in Q4 2022 was AssetMark Inc, an estimated $138M added.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF seller in Q4 2022 was Meitav Investment House, an estimated $6.95M sold.

Based on aggregated 13F filings for Q4 2022.