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iShares US Broker-Dealers & Securities Exchanges ETF

50 hedge funds and large institutions have $174M invested in iShares US Broker-Dealers & Securities Exchanges ETF in 2015 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 17 increasing their positions, 18 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

446% more call options, than puts

Call options by funds: $1.75M | Put options by funds: $320K

7% more capital invested

Capital invested by funds: $162M → $174M (+$12.1M)

6.06% more ownership

Funds ownership: 57.91%63.97% (+6.1%)

0% more funds holding

Funds holding: 5050 (0)

0% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 9

6% less repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 18

Holders
50
Holders Change
Holders Change %
0%
% of All Funds
1.31%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
17
Reduced
18
Closed
9
Calls
$1.75M
Puts
$320K
Net Calls
+$1.43M
Net Calls Change
-$322K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$47.8M +$33.1K +801 +0.1%
JCM
2
Janney Capital Management
Pennsylvania
$40.2M -$985K -23,819 -2%
Wells Fargo
3
Wells Fargo
California
$17.4M +$262K +6,342 +2%
Bank of America
4
Bank of America
North Carolina
$12.9M -$1.13M -27,245 -8%
MM
5
Main Management
California
$11.4M -$453K -10,946 -4%
Goldman Sachs
6
Goldman Sachs
New York
$5.4M -$106K -2,563 -2%
MWM
7
MinichMacGregor Wealth Management
New York
$3.64M +$3.44M +83,279 New
UBS Group
8
UBS Group
Switzerland
$3.59M -$807K -19,512 -18%
RJA
9
Raymond James & Associates
Florida
$2.5M +$788K +19,061 +46%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$2.34M +$415K +10,043 +22%
TH
11
Timber Hill
Connecticut
$1.93M +$141K +3,418 +8%
LPL Financial
12
LPL Financial
California
$1.88M +$851K +20,581 +79%
AIG
13
American International Group
New York
$1.83M -$392K -9,485 -18%
Stifel Financial
14
Stifel Financial
Missouri
$1.73M +$22.7K +548 +1%
BCM
15
Barometer Capital Management
Ontario, Canada
$1.64M +$1.63M +39,400 New
OC
16
Oppenheimer & Co
New York
$1.59M -$3.1K -75 -0.2%
SB
17
Suntrust Banks
Georgia
$1.37M +$107K +2,598 +9%
RJFSA
18
Raymond James Financial Services Advisors
Florida
$1.31M +$1.31M +31,662 New
Citadel Advisors
19
Citadel Advisors
Florida
$1.25M +$1.01M +24,442 +429%
JP Morgan Chase
20
JP Morgan Chase
New York
$1.25M -$566K -13,684 -31%
Jane Street
21
Jane Street
New York
$1.08M +$713K +17,230 +195%
PVH
22
Psagot Value Holdings
Israel
$1.08M
CA
23
Cumberland Advisors
Florida
$994K -$4.01M -96,848 -80%
DBIA
24
Dumont & Blake Investment Advisors
New Jersey
$976K -$17.2K -415 -2%
SS
25
Simplicity Solutions
Minnesota
$810K +$510K +12,319 +171%

IAI Hedge Fund Activity: Q4 2015 in Review

50 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in iShares US Broker-Dealers & Securities Exchanges ETF (IAI) for Q4 2015, worth a combined $174M — up 7.4% from $162M a quarter earlier.

Fund positioning in IAI was balanced in Q4 2015: 9 funds opened new positions, 9 closed out, 17 added to existing stakes and 18 trimmed.

The largest buyer was Barometer Capital Management, opening a new position worth an estimated $1.63M. The largest seller was Cumberland Advisors, cutting an estimated $4.01M.

  • 50 institutional investors held iShares US Broker-Dealers & Securities Exchanges ETF (IAI) as of Q4 2015, unchanged from Q3 2015.
  • Funds reported $174M of iShares US Broker-Dealers & Securities Exchanges ETF stock for Q4 2015, up 7.4% quarter-over-quarter.
  • 9 funds opened new iShares US Broker-Dealers & Securities Exchanges ETF positions in Q4 2015 and 9 closed out, a net change of 0 holders.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF buyer in Q4 2015 was Barometer Capital Management, an estimated $1.63M added.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF seller in Q4 2015 was Cumberland Advisors, an estimated $4.01M sold.

Based on aggregated 13F filings for Q4 2015.