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iShares US Broker-Dealers & Securities Exchanges ETF
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Overview Fund Activity

35 hedge funds and large institutions have $111M invested in iShares US Broker-Dealers & Securities Exchanges ETF in 2013 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 7 increasing their positions, 11 reducing their positions, and 2 closing their positions.

Holders
35
Holders Change
+11
Holders Change %
+45.83%
% of All Funds
1.02%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
%
% of All Funds
0.06%
New
14
Increased
7
Reduced
11
Closed
2
Calls
$410K
Puts
$468K
Net Calls
-$58K
Net Calls Change
-$283K

Top Buyers

1
BCM
1
Brookstone Capital Management
Illinois
$7.64M
2
NCM
2
Niemann Capital Management
Nevada
$6.51M
3
Citigroup
3
Citigroup
New York
$7.73M
4
CCMG
4
Clark Capital Management Group
Pennsylvania
$12.1M
5
BAAM
5
Baker Avenue Asset Management
California
$2.25M

Top Sellers

1
CS
1
Credit Suisse
Switzerland
$573K
2
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$14K
3
MM
3
Main Management
California
$9.75M
4
TH
4
Timber Hill
Connecticut
$2.23M
5
U
5
UBS
Switzerland
$3.24M
Name Market Value Shares Shares
Change 		Shares
Change %
Wells Fargo
1
Wells Fargo
California
$20M 518,014 +42,076 +9%
Morgan Stanley
2
Morgan Stanley
New York
$15.5M 401,031 -17,264 -4%
CCMG
3
Clark Capital Management Group
Pennsylvania
$12.1M 313,606 +121,353 +63%
MM
4
Main Management
California
$9.75M 252,406 -23,919 -9%
Citigroup
5
Citigroup
New York
$7.73M 200,000 +150,000 +300%
BCM
6
Brookstone Capital Management
Illinois
$7.64M 197,648 +197,648 New
NCM
7
Niemann Capital Management
Nevada
$6.51M 168,512 +168,512 New
Bank of America
8
Bank of America
North Carolina
$4.65M 120,330 -1,452 -1%
LPL Financial
9
LPL Financial
California
$4.24M 109,763 -12,921 -11%
Goldman Sachs
10
Goldman Sachs
New York
$4.09M 105,717 +482 +0.5%
U
11
UBS
Switzerland
$3.24M 83,903 -17,356 -17%
BAAM
12
Baker Avenue Asset Management
California
$2.25M 58,121 +58,121 New
TH
13
Timber Hill
Connecticut
$2.23M 57,640 -18,317 -24%
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$1.85M 47,771 +30,215 +172%
FMP
15
Financial Management Professionals
Texas
$1.74M 44,901 +44,901 New
NFG
16
Noven Financial Group
Colorado
$1.41M 36,524 +36,524 New
VF
17
Virtu Financial
New York
$1.27M 32,941 +32,941 New
MCC
18
Mid Continent Capital
Illinois
$1.24M 32,185 +32,185 New
DBIA
19
Dumont & Blake Investment Advisors
New Jersey
$806K 20,866 -11,434 -35%
FAAS
20
First Allied Advisory Services
California
$688K 17,777 +1,500 +9%
CS
21
Credit Suisse
Switzerland
$573K 14,832 -44,441 -75%
SC
22
Sumit Capital
New York
$424K 10,970 +10,970 New
Schroder Investment Management Group
23
Schroder Investment Management Group
United Kingdom
$348K 9,000 -1,000 -10%
CHFS
24
Cobble Hill Financial Services
New Jersey
$270K 7,000 – –
SIA
25
SeaBridge Investment Advisors
New Jersey
$175K 4,540 – –
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