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iShares US Broker-Dealers & Securities Exchanges ETF

70 hedge funds and large institutions have $122M invested in iShares US Broker-Dealers & Securities Exchanges ETF in 2021 Q1 according to their latest regulatory filings, with 18 funds opening new positions, 29 increasing their positions, 8 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

263% more repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 8

260% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 5

38% more capital invested

Capital invested by funds: $88.7M → $122M (+$33.6M)

23% more funds holding

Funds holding: 5770 (+13)

9.79% less ownership

Funds ownership: 54.38%44.6% (-9.8%)

Holders
70
Holders Change
+13
Holders Change %
+22.81%
% of All Funds
1.23%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
18
Increased
29
Reduced
8
Closed
5
Calls
$452K
Puts
Net Calls
+$452K
Net Calls Change
-$956K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$25.3M +$6.46M +72,866 +36%
LPL Financial
2
LPL Financial
California
$10.6M +$8.1M +91,259 +378%
RJFSA
3
Raymond James Financial Services Advisors
Florida
$7.83M +$7.05M +79,489 +1,466%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$6.63M +$5.08M +57,266 +391%
MIG
5
McGuire Investment Group
Rhode Island
$6.42M +$158K +1,786 +3%
UBS Group
6
UBS Group
Switzerland
$6.42M +$2.65M +29,858 +75%
Bank of America
7
Bank of America
North Carolina
$5.81M +$3.43M +38,648 +159%
CCMG
8
Clark Capital Management Group
Pennsylvania
$5.43M +$2.98M +33,552 +132%
Wells Fargo
9
Wells Fargo
California
$4.87M +$2.45M +27,571 +109%
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$4.34M +$1.75M +19,776 +72%
MM
11
Main Management
California
$3.19M
CI
12
Cavalier Investments
Georgia
$3.17M +$188K +2,116 +7%
Citadel Advisors
13
Citadel Advisors
Florida
$2.96M -$1.22M -13,726 -30%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$2.86M +$2.49M +28,041 +950%
BCI
15
Brinker Capital Investments
Pennsylvania
$2.58M +$2.48M +28,000 New
AIC
16
Ayalon Insurance Company
Israel
$2.45M +$2.32M +26,180 New
SPIA
17
Steward Partners Investment Advisory
New York
$1.7M +$1.58M +17,759 +2,537%
Osaic Holdings
18
Osaic Holdings
Arizona
$1.56M +$1.44M +16,218 +2,330%
Ameriprise
19
Ameriprise
Minnesota
$1.54M +$732K +8,251 +98%
HighTower Advisors
20
HighTower Advisors
Illinois
$1.32M +$1.27M +14,305 New
AWM
21
AE Wealth Management
Kansas
$1.17M +$1.12M +12,642 New
TFA
22
Teamwork Financial Advisors
Texas
$1.17M +$1.12M +12,642 New
MML Investors Services
23
MML Investors Services
Massachusetts
$1.15M +$167K +1,885 +18%
BCM
24
Barometer Capital Management
Ontario, Canada
$1.12M -$124K -1,400 -10%
LG
25
Leuthold Group
Minnesota
$891K +$31K +349 +4%

IAI Hedge Fund Activity: Q1 2021 in Review

70 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in iShares US Broker-Dealers & Securities Exchanges ETF (IAI) for Q1 2021, worth a combined $122M — up 38% from $88.7M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new IAI positions and 5 closed out — a net gain of 13 holders — while 29 added to existing stakes and 8 trimmed.

The largest buyer was Meitav Investment House, adding an estimated $22.8M. The largest seller was Royal Bank of Canada, cutting an estimated $1.61M.

  • 70 institutional investors held iShares US Broker-Dealers & Securities Exchanges ETF (IAI) as of Q1 2021, up from 57 in Q4 2020.
  • Funds reported $122M of iShares US Broker-Dealers & Securities Exchanges ETF stock for Q1 2021, up 38% quarter-over-quarter.
  • 18 funds opened new iShares US Broker-Dealers & Securities Exchanges ETF positions in Q1 2021 and 5 closed out, a net change of +13 holders.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF buyer in Q1 2021 was Meitav Investment House, an estimated $22.8M added.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF seller in Q1 2021 was Royal Bank of Canada, an estimated $1.61M sold.

Based on aggregated 13F filings for Q1 2021.