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iShares US Broker-Dealers & Securities Exchanges ETF

54 hedge funds and large institutions have $78.7M invested in iShares US Broker-Dealers & Securities Exchanges ETF in 2020 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 17 increasing their positions, 18 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

6% less repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 18

5.77% less ownership

Funds ownership: 61.6%55.83% (-5.8%)

17% less funds holding

Funds holding: 6554 (-11)

49% less capital invested

Capital invested by funds: $154M → $78.7M (-$75.1M)

50% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 14

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $301K

Holders
54
Holders Change
-11
Holders Change %
-16.92%
% of All Funds
1.19%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
17
Reduced
18
Closed
14
Calls
Puts
$301K
Net Calls
-$301K
Net Calls Change
+$48K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$28.6M -$5.08M -78,674 -12%
Wells Fargo
2
Wells Fargo
California
$6.9M -$5.97M -92,406 -41%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$5.08M +$895K +13,869 +16%
Bank of America
4
Bank of America
North Carolina
$4.83M -$1.2M -18,650 -17%
MIG
5
McGuire Investment Group
Rhode Island
$3.39M -$259K -4,013 -6%
UBS Group
6
UBS Group
Switzerland
$2.68M -$269K -4,169 -7%
MML Investors Services
7
MML Investors Services
Massachusetts
$2.33M +$28.1K +436 +1%
LPL Financial
8
LPL Financial
California
$2.32M -$203K -3,137 -6%
Citadel Advisors
9
Citadel Advisors
Florida
$2.21M +$316K +4,902 +13%
Ameriprise
10
Ameriprise
Minnesota
$2.03M +$858K +13,294 +53%
MM
11
Main Management
California
$1.77M
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$1.59M +$579K +8,976 +41%
SCA
13
Snowden Capital Advisors
New York
$1.53M +$2.9K +45 +0.2%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$1.16M +$1.46M +22,570 New
RJFSA
15
Raymond James Financial Services Advisors
Florida
$1.02M -$227K -3,509 -15%
TRCT
16
Tower Research Capital (TRC)
New York
$939K +$819K +12,683 +224%
CS
17
Credit Suisse
Switzerland
$890K -$3.85M -59,600 -77%
RJA
18
Raymond James & Associates
Florida
$874K -$374K -5,799 -25%
Jane Street
19
Jane Street
New York
$824K +$1.04M +16,100 New
Stifel Financial
20
Stifel Financial
Missouri
$808K -$507K -7,859 -33%
JP Morgan Chase
21
JP Morgan Chase
New York
$795K -$1.15M -17,834 -53%
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$788K -$295K -4,565 -23%
MIH
23
Meitav Investment House
Israel
$751K +$947K +14,669 New
AWCI
24
Alpine Woods Capital Investors
New York
$537K
WDL
25
Well Done LLC
Michigan
$534K +$11.6K +180 +2%

IAI Hedge Fund Activity: Q1 2020 in Review

54 of the 4,539 institutional investors tracked by Wall St. Rank reported a position in iShares US Broker-Dealers & Securities Exchanges ETF (IAI) for Q1 2020, worth a combined $78.7M — down 49% from $154M a quarter earlier.

Sellers outnumbered buyers: 14 funds closed out of IAI and 7 opened new positions — a net loss of 7 holders — while 18 trimmed existing stakes and 17 added.

The largest buyer was Commonwealth Equity Services, opening a new position worth an estimated $1.46M. The largest seller was SFMG Wealth Advisors, exiting entirely with an estimated $27.3M sold.

  • 54 institutional investors held iShares US Broker-Dealers & Securities Exchanges ETF (IAI) as of Q1 2020, down from 65 in Q4 2019.
  • Funds reported $78.7M of iShares US Broker-Dealers & Securities Exchanges ETF stock for Q1 2020, down 49% quarter-over-quarter.
  • 7 funds opened new iShares US Broker-Dealers & Securities Exchanges ETF positions in Q1 2020 and 14 closed out, a net change of -7 holders.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF buyer in Q1 2020 was Commonwealth Equity Services, an estimated $1.46M added.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF seller in Q1 2020 was SFMG Wealth Advisors, an estimated $27.3M sold.

Based on aggregated 13F filings for Q1 2020.