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iShares US Broker-Dealers & Securities Exchanges ETF

46 hedge funds and large institutions have $40.6M invested in iShares US Broker-Dealers & Securities Exchanges ETF in 2020 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 11 increasing their positions, 17 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

60% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 5

7% more funds holding

Funds holding: 4346 (+3)

2.55% less ownership

Funds ownership: 43.68%41.13% (-2.5%)

11% less capital invested

Capital invested by funds: $45.7M → $40.6M (-$5.14M)

35% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 17

Holders
46
Holders Change
+3
Holders Change %
+6.98%
% of All Funds
0.93%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
11
Reduced
17
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$14.1M -$3.14M -50,310 -18%
MIG
2
McGuire Investment Group
Rhode Island
$4.13M +$37.9K +606 +0.9%
UBS Group
3
UBS Group
Switzerland
$2.29M +$79.3K +1,270 +4%
MM
4
Main Management
California
$2.15M
MIH
5
Meitav Investment House
Israel
$1.95M +$922K +14,759 +88%
LPL Financial
6
LPL Financial
California
$1.86M -$253K -4,051 -12%
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$1.85M +$112K +1,787 +6%
Citadel Advisors
8
Citadel Advisors
Florida
$1.58M -$1.06M -16,992 -40%
CI
9
Cavalier Investments
Georgia
$1.36M +$1.37M +22,000 New
Wells Fargo
10
Wells Fargo
California
$1.23M +$208K +3,325 +20%
Bank of America
11
Bank of America
North Carolina
$1.13M -$433K -6,937 -28%
CS
12
Credit Suisse
Switzerland
$1.01M
Jane Street
13
Jane Street
New York
$949K +$660K +10,571 +223%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$659K -$2.36M -37,831 -78%
AWCI
15
Alpine Woods Capital Investors
New York
$651K
SF
16
Synovus Financial
Georgia
$446K -$205K -3,283 -31%
GEA
17
Glen Eagle Advisors
New Jersey
$387K -$9.37K -150 -2%
LG
18
Leuthold Group
Minnesota
$326K +$328K +5,255 New
RJFSA
19
Raymond James Financial Services Advisors
Florida
$291K -$135K -2,156 -32%
SCA
20
Snowden Capital Advisors
New York
$247K -$1.73M -27,652 -87%
Truist Financial
21
Truist Financial
North Carolina
$246K -$1.75K -28 -0.7%
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$232K +$2.94K +47 +1%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$200K +$202K +3,230 New
NFG
24
Next Financial Group
Texas
$181K +$182K +2,919 New
HWA
25
HCR Wealth Advisors
California
$175K -$375 -6 -0.2%

IAI Hedge Fund Activity: Q3 2020 in Review

46 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in iShares US Broker-Dealers & Securities Exchanges ETF (IAI) for Q3 2020, worth a combined $40.6M — down 11% from $45.7M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new IAI positions and 5 closed out — a net gain of 3 holders — while 11 added to existing stakes and 17 trimmed.

The largest buyer was Cavalier Investments, opening a new position worth an estimated $1.37M. The largest seller was Morgan Stanley, cutting an estimated $3.14M.

  • 46 institutional investors held iShares US Broker-Dealers & Securities Exchanges ETF (IAI) as of Q3 2020, up from 43 in Q2 2020.
  • Funds reported $40.6M of iShares US Broker-Dealers & Securities Exchanges ETF stock for Q3 2020, down 11% quarter-over-quarter.
  • 8 funds opened new iShares US Broker-Dealers & Securities Exchanges ETF positions in Q3 2020 and 5 closed out, a net change of +3 holders.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF buyer in Q3 2020 was Cavalier Investments, an estimated $1.37M added.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF seller in Q3 2020 was Morgan Stanley, an estimated $3.14M sold.

Based on aggregated 13F filings for Q3 2020.