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iShares US Broker-Dealers & Securities Exchanges ETF

24 hedge funds and large institutions have $70.3M invested in iShares US Broker-Dealers & Securities Exchanges ETF in 2013 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 11 increasing their positions, 2 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

450% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 2

300% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 2

33% more funds holding

Funds holding: 1824 (+6)

15% more capital invested

Capital invested by funds: $61.2M → $70.3M (+$9.08M)

6.6% less ownership

Funds ownership: 55.99%49.4% (-6.6%)

Holders
24
Holders Change
+6
Holders Change %
+33.33%
% of All Funds
0.78%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
11
Reduced
2
Closed
2
Calls
$225K
Puts
Net Calls
+$225K
Net Calls Change
+$225K
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$15.5M +$3.17M +98,278 +26%
Morgan Stanley
2
Morgan Stanley
New York
$13.7M -$1.88M -58,374 -12%
MM
3
Main Management
California
$9.02M +$56.8K +1,760 +0.6%
CCMG
4
Clark Capital Management Group
Pennsylvania
$6.28M +$5.94M +184,272 +2,309%
LPL Financial
5
LPL Financial
California
$4.1M +$2.83M +87,746 +251%
Bank of America
6
Bank of America
North Carolina
$3.98M +$39.5K +1,225 +1%
Goldman Sachs
7
Goldman Sachs
New York
$3.44M +$169K +5,235 +5%
U
8
UBS
Switzerland
$3.31M +$233K +7,238 +8%
TH
9
Timber Hill
Connecticut
$2.48M +$2.45M +75,957 New
CS
10
Credit Suisse
Switzerland
$1.94M +$1.91M +59,273 New
Citigroup
11
Citigroup
New York
$1.63M -$6.45M -200,000 -80%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$1.35M +$1.32M +40,982 +13,661%
DBIA
13
Dumont & Blake Investment Advisors
New Jersey
$1.05M +$19.2K +595 +2%
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$573K +$107K +3,319 +23%
FAAS
15
First Allied Advisory Services
California
$534K +$525K +16,277 New
Schroder Investment Management Group
16
Schroder Investment Management Group
United Kingdom
$327K +$323K +10,000 New
VKH
17
Virtu KCG Holdings
New York
$304K +$300K +9,306 New
SNC
18
Stifel Nicolaus & Co
Missouri
$269K +$266K +8,243 New
CHFS
19
Cobble Hill Financial Services
New Jersey
$229K +$226K +7,000 New
SIA
20
SeaBridge Investment Advisors
New Jersey
$148K +$146K +4,540 New
Deutsche Bank
21
Deutsche Bank
Germany
$46K +$23.4K +725 +100%
AIG
22
American International Group
New York
$42.4K
Creative Planning
23
Creative Planning
Kansas
$11K
GGPS
24
Gary Goldberg Planning Services
New York
$3K
GP
25
GLG Partners
United Kingdom
-$5.54M -180,000 Closed

IAI Hedge Fund Activity: Q3 2013 in Review

24 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in iShares US Broker-Dealers & Securities Exchanges ETF (IAI) for Q3 2013, worth a combined $70.3M — up 15% from $61.2M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new IAI positions and 2 closed out — a net gain of 6 holders — while 11 added to existing stakes and 2 trimmed.

The largest buyer was Clark Capital Management Group, adding an estimated $5.94M. The largest seller was Citigroup, cutting an estimated $6.45M.

  • 24 institutional investors held iShares US Broker-Dealers & Securities Exchanges ETF (IAI) as of Q3 2013, up from 18 in Q2 2013.
  • Funds reported $70.3M of iShares US Broker-Dealers & Securities Exchanges ETF stock for Q3 2013, up 15% quarter-over-quarter.
  • 8 funds opened new iShares US Broker-Dealers & Securities Exchanges ETF positions in Q3 2013 and 2 closed out, a net change of +6 holders.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF buyer in Q3 2013 was Clark Capital Management Group, an estimated $5.94M added.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF seller in Q3 2013 was Citigroup, an estimated $6.45M sold.

Based on aggregated 13F filings for Q3 2013.