IAI icon

iShares US Broker-Dealers & Securities Exchanges ETF
IAI

Overview Fund Activity

24 hedge funds and large institutions have $70.3M invested in iShares US Broker-Dealers & Securities Exchanges ETF in 2013 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 11 increasing their positions, 2 reducing their positions, and 2 closing their positions.

Holders
24
Holders Change
+6
Holders Change %
+33.33%
% of All Funds
0.78%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
11
Reduced
2
Closed
2
Calls
$225K
Puts
–
Net Calls
+$225K
Net Calls Change
+$225K

Top Buyers

1
CCMG
1
Clark Capital Management Group
Pennsylvania
$6.28M
2
Wells Fargo
2
Wells Fargo
California
$15.5M
3
LPL Financial
3
LPL Financial
California
$4.1M
4
TH
4
Timber Hill
Connecticut
$2.48M
5
CS
5
Credit Suisse
Switzerland
$1.94M

Top Sellers

1
Citigroup
1
Citigroup
New York
$1.63M
2
GP
2
GLG Partners
United Kingdom
$0
3
Morgan Stanley
3
Morgan Stanley
New York
$13.7M
4
CIBC World Market
4
CIBC World Market
Ontario, Canada
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Wells Fargo
1
Wells Fargo
California
$15.5M 475,938 +98,278 +26%
Morgan Stanley
2
Morgan Stanley
New York
$13.7M 418,295 -58,374 -12%
MM
3
Main Management
California
$9.02M 276,325 +1,760 +0.6%
CCMG
4
Clark Capital Management Group
Pennsylvania
$6.28M 192,253 +184,272 +2,309%
LPL Financial
5
LPL Financial
California
$4.1M 122,684 +87,746 +251%
Bank of America
6
Bank of America
North Carolina
$3.98M 121,782 +1,225 +1%
Goldman Sachs
7
Goldman Sachs
New York
$3.44M 105,235 +5,235 +5%
U
8
UBS
Switzerland
$3.31M 101,259 +7,238 +8%
TH
9
Timber Hill
Connecticut
$2.48M 75,957 +75,957 New
CS
10
Credit Suisse
Switzerland
$1.94M 59,273 +59,273 New
Citigroup
11
Citigroup
New York
$1.63M 50,000 -200,000 -80%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$1.35M 41,282 +40,982 +13,661%
DBIA
13
Dumont & Blake Investment Advisors
New Jersey
$1.06M 32,300 +595 +2%
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$573K 17,556 +3,319 +23%
FAAS
15
First Allied Advisory Services
California
$534K 16,277 +16,277 New
Schroder Investment Management Group
16
Schroder Investment Management Group
United Kingdom
$327K 10,000 +10,000 New
VKH
17
Virtu KCG Holdings
New York
$304K 9,306 +9,306 New
SNC
18
Stifel Nicolaus & Co
Missouri
$269K 8,243 +8,243 New
CHFS
19
Cobble Hill Financial Services
New Jersey
$229K 7,000 +7,000 New
SIA
20
SeaBridge Investment Advisors
New Jersey
$148K 4,540 +4,540 New
Deutsche Bank
21
Deutsche Bank
Germany
$46K 1,450 +725 +100%
AIG
22
American International Group
New York
$42.4K 1,300 – –
Creative Planning
23
Creative Planning
Kansas
$11K 349 – –
GGPS
24
Gary Goldberg Planning Services
New York
$3K 100 – –
GP
25
GLG Partners
United Kingdom
– – -180,000 Closed
1
2