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iShares US Broker-Dealers & Securities Exchanges ETF

64 hedge funds and large institutions have $129M invested in iShares US Broker-Dealers & Securities Exchanges ETF in 2019 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 29 increasing their positions, 16 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

81% more repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 16

6% more capital invested

Capital invested by funds: $122M → $129M (+$6.83M)

2.77% more ownership

Funds ownership: 56.01%58.78% (+2.8%)

0% more funds holding

Funds holding: 6464 (0)

0% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 9

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $2.07M

Holders
64
Holders Change
Holders Change %
0%
% of All Funds
1.38%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
29
Reduced
16
Closed
9
Calls
Puts
$2.07M
Net Calls
-$2.07M
Net Calls Change
-$2.07M
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$39.3M +$4.82M +80,424 +14%
Wells Fargo
2
Wells Fargo
California
$16M +$7.69M +128,285 +89%
SFI
3
SPC Financial Inc
Maryland
$12.3M +$901K +15,020 +8%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$5.98M +$519K +8,661 +9%
Bank of America
5
Bank of America
North Carolina
$4.53M -$4.91M -81,916 -52%
MIG
6
McGuire Investment Group
Rhode Island
$4.18M -$2.44M -40,689 -36%
UBS Group
7
UBS Group
Switzerland
$4.16M -$1.19M -19,767 -22%
JP Morgan Chase
8
JP Morgan Chase
New York
$3.41M +$313K +5,223 +10%
OC
9
Oppenheimer & Co
New York
$3.3M +$1.38M +22,946 +69%
LPL Financial
10
LPL Financial
California
$3.05M -$270K -4,501 -8%
Citadel Advisors
11
Citadel Advisors
Florida
$2.81M -$3.26M -54,384 -53%
Stifel Financial
12
Stifel Financial
Missouri
$2.57M +$465K +7,748 +22%
Jane Street
13
Jane Street
New York
$2.28M +$778K +12,967 +50%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$2.15M +$466K +7,772 +27%
MM
15
Main Management
California
$2.03M
MWM
16
MinichMacGregor Wealth Management
New York
$1.8M +$1.79M +29,921 New
MML Investors Services
17
MML Investors Services
Massachusetts
$1.77M +$751K +12,525 +71%
RJA
18
Raymond James & Associates
Florida
$1.76M +$81.7K +1,363 +5%
SCA
19
Snowden Capital Advisors
New York
$1.62M +$98.7K +1,646 +6%
ASN
20
Advisory Services Network
Georgia
$1.53M +$150K +2,507 +11%
BCM
21
Barometer Capital Management
Ontario, Canada
$1.47M -$258K -4,300 -15%
Ameriprise
22
Ameriprise
Minnesota
$1.33M +$1.11M +18,465 +445%
MIH
23
Meitav Investment House
Israel
$1.26M +$978K +16,302 +314%
ACP
24
Arcus Capital Partners
Georgia
$976K +$5.88K +98 +0.6%
Envestnet Asset Management
25
Envestnet Asset Management
Illinois
$791K +$229K +3,816 +40%

IAI Hedge Fund Activity: Q1 2019 in Review

64 of the 4,621 institutional investors tracked by Wall St. Rank reported a position in iShares US Broker-Dealers & Securities Exchanges ETF (IAI) for Q1 2019, worth a combined $129M — up 5.6% from $122M a quarter earlier.

Fund positioning in IAI was balanced in Q1 2019: 9 funds opened new positions, 9 closed out, 29 added to existing stakes and 16 trimmed.

The largest buyer was Wells Fargo, adding an estimated $7.69M. The largest seller was Bank of America, cutting an estimated $4.91M.

  • 64 institutional investors held iShares US Broker-Dealers & Securities Exchanges ETF (IAI) as of Q1 2019, unchanged from Q4 2018.
  • Funds reported $129M of iShares US Broker-Dealers & Securities Exchanges ETF stock for Q1 2019, up 5.6% quarter-over-quarter.
  • 9 funds opened new iShares US Broker-Dealers & Securities Exchanges ETF positions in Q1 2019 and 9 closed out, a net change of 0 holders.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF buyer in Q1 2019 was Wells Fargo, an estimated $7.69M added.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF seller in Q1 2019 was Bank of America, an estimated $4.91M sold.

Based on aggregated 13F filings for Q1 2019.