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iShares US Broker-Dealers & Securities Exchanges ETF
IAI

48 hedge funds and large institutions have $131M invested in iShares US Broker-Dealers & Securities Exchanges ETF in 2014 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 14 increasing their positions, 19 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

7% more capital invested

Capital invested by funds: $123M → $131M (+$8.23M)

2% less funds holding

Funds holding: 49 → 48 (-1)

9.13% less ownership

Funds ownership: 64.35% → 55.22% (-9.1%)

11% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 9

26% less repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 19

Holders
48
Holders Change
-1
Holders Change %
-2.04%
% of All Funds
1.39%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
% of All Funds
0.06%
New
8
Increased
14
Reduced
19
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
JCM
Janney Capital Management
Pennsylvania
+$4.24M
2
ACM
Avalon Capital Management
California
+$3.02M
3
BCM
Barometer Capital Management
Ontario, Canada
+$1.94M
4
TH
Timber Hill
Connecticut
+$1.33M
5
CPC
Cookson Peirce & Co
Pennsylvania
+$1.29M

Top Sellers

1
Bank of America
Bank of America
North Carolina
-$2.89M
2
Wells Fargo
Wells Fargo
California
-$1.78M
3
SG Americas Securities
SG Americas Securities
New York
-$1.59M
4
CS
Credit Suisse
Switzerland
-$1.36M
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$1.03M
Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$33.4M -$114K -2,958 -0.3%
Wells Fargo
2
Wells Fargo
California
$26M -$1.78M -46,213 -7%
MM
3
Main Management
California
$10M -$47.9K -1,242 -0.5%
Bank of America
4
Bank of America
North Carolina
$8.75M -$2.89M -75,025 -25%
JCM
5
Janney Capital Management
Pennsylvania
$6.14M +$4.24M +109,978 +237%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$4.3M -$18.3K -473 -0.4%
SFI
7
SPC Financial Inc
Maryland
$4.24M -$18.3K -473 -0.4%
Goldman Sachs
8
Goldman Sachs
New York
$4.01M -$56.9K -1,475 -1%
U
9
UBS
Switzerland
$3.83M -$440K -11,407 -10%
ACM
10
Avalon Capital Management
California
$3.07M +$3.02M +78,160 New
SI
11
Stephens Inc
Arkansas
$2.39M +$12.7K +330 +0.5%
JP Morgan Chase
12
JP Morgan Chase
New York
$2.09M +$70.3K +1,822 +4%
TH
13
Timber Hill
Connecticut
$2.03M +$1.33M +34,371 +200%
BCM
14
Barometer Capital Management
Ontario, Canada
$1.98M +$1.94M +50,300 New
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$1.96M -$520K -13,468 -21%
AIG
16
American International Group
New York
$1.47M +$673K +17,443 +87%
OC
17
Oppenheimer & Co
New York
$1.37M +$90.7K +2,350 +7%
CPC
18
Cookson Peirce & Co
Pennsylvania
$1.31M +$1.29M +33,380 New
NL
19
NWAM LLC
Washington
$1.28M -$53.6K -1,389 -4%
DADC
20
D.A. Davidson & Co
Montana
$1.24M +$6.1K +158 +0.5%
LPL Financial
21
LPL Financial
California
$1.14M +$128K +3,330 +13%
Susquehanna International Group
22
Susquehanna International Group
Pennsylvania
$933K -$1.03M -26,614 -53%
FAAS
23
First Allied Advisory Services
California
$929K -$4.44K -115 -0.5%
DBIA
24
Dumont & Blake Investment Advisors
New Jersey
$870K -$3.94K -102 -0.5%
SG
25
Somerset Group
Minnesota
$814K -$10K -260 -1%
1
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IAI Hedge Fund Activity: Q3 2014 in Review

48 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in iShares US Broker-Dealers & Securities Exchanges ETF (IAI) for Q3 2014, worth a combined $131M — up 6.7% from $123M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of IAI and 8 opened new positions — a net loss of 1 holder — while 19 trimmed existing stakes and 14 added.

The largest buyer was Janney Capital Management, adding an estimated $4.24M. The largest seller was Bank of America, cutting an estimated $2.89M.

  • 48 institutional investors held iShares US Broker-Dealers & Securities Exchanges ETF (IAI) as of Q3 2014, down from 49 in Q2 2014.
  • Funds reported $131M of iShares US Broker-Dealers & Securities Exchanges ETF stock for Q3 2014, up 6.7% quarter-over-quarter.
  • 8 funds opened new iShares US Broker-Dealers & Securities Exchanges ETF positions in Q3 2014 and 9 closed out, a net change of -1 holder.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF buyer in Q3 2014 was Janney Capital Management, an estimated $4.24M added.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF seller in Q3 2014 was Bank of America, an estimated $2.89M sold.

Based on aggregated 13F filings for Q3 2014.