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iShares US Broker-Dealers & Securities Exchanges ETF
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Overview Fund Activity

48 hedge funds and large institutions have $166M invested in iShares US Broker-Dealers & Securities Exchanges ETF in 2014 Q1 according to their latest regulatory filings, with 19 funds opening new positions, 17 increasing their positions, 7 reducing their positions, and 6 closing their positions.

Holders
48
Holders Change
+13
Holders Change %
+37.14%
% of All Funds
1.39%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.06%
New
19
Increased
17
Reduced
7
Closed
6
Calls
$571K
Puts
$251K
Net Calls
+$320K
Net Calls Change
+$378K

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$37.6M
2
Wells Fargo
2
Wells Fargo
California
$29.5M
3
Bank of America
3
Bank of America
North Carolina
$13.5M
4
PFG
4
Pacific Financial Group
Washington
$6.55M
5
CS
5
Credit Suisse
Switzerland
$4.86M

Top Sellers

1
BCM
1
Brookstone Capital Management
Illinois
$0
2
Citigroup
2
Citigroup
New York
$1.93M
3
CCMG
3
Clark Capital Management Group
Pennsylvania
$10M
4
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$382K
5
VF
5
Virtu Financial
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$37.6M 973,291 +572,260 +143%
Wells Fargo
2
Wells Fargo
California
$29.5M 765,184 +247,170 +48%
Bank of America
3
Bank of America
North Carolina
$13.5M 350,986 +230,656 +192%
CCMG
4
Clark Capital Management Group
Pennsylvania
$10M 260,252 -53,354 -17%
MM
5
Main Management
California
$8.51M 220,563 -31,843 -13%
NCM
6
Niemann Capital Management
Nevada
$6.95M 180,057 +11,545 +7%
PFG
7
Pacific Financial Group
Washington
$6.55M 169,769 +169,769 New
Goldman Sachs
8
Goldman Sachs
New York
$5.14M 133,042 +27,325 +26%
U
9
UBS
Switzerland
$5.13M 132,962 +49,059 +58%
CS
10
Credit Suisse
Switzerland
$4.86M 126,004 +111,172 +750%
LPL Financial
11
LPL Financial
California
$4.24M 109,888 +125 +0.1%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$3.6M 93,220 +93,220 New
SFI
13
SPC Financial Inc
Maryland
$3.54M 91,635 +91,635 New
BAAM
14
Baker Avenue Asset Management
California
$2.68M 69,476 +11,355 +20%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$2.17M 56,123 +55,773 +15,935%
FMP
16
Financial Management Professionals
Texas
$1.94M 50,373 +5,472 +12%
Citigroup
17
Citigroup
New York
$1.93M 50,000 -150,000 -75%
SI
18
Stephens Inc
Arkansas
$1.85M 48,009 +48,009 New
JCM
19
Janney Capital Management
Pennsylvania
$1.81M 46,938 +46,938 New
NFG
20
Noven Financial Group
Colorado
$1.35M 35,061 -1,463 -4%
NL
21
NWAM LLC
Washington
$1.28M 33,254 +33,254 New
TH
22
Timber Hill
Connecticut
$1.24M 32,219 -25,421 -44%
DADC
23
D.A. Davidson & Co
Montana
$1.21M 31,337 +31,337 New
SCM
24
Sandler Capital Management
New York
$1.08M 28,000 +28,000 New
FAAS
25
First Allied Advisory Services
California
$992K 25,632 +7,855 +44%
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