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iShares US Broker-Dealers & Securities Exchanges ETF

111 hedge funds and large institutions have $568M invested in iShares US Broker-Dealers & Securities Exchanges ETF in 2023 Q1 according to their latest regulatory filings, with 18 funds opening new positions, 33 increasing their positions, 51 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more funds holding in top 10

Funds holding in top 10: 34 (+1)

3.83% more ownership

Funds ownership: 70.91%74.74% (+3.8%)

3% less capital invested

Capital invested by funds: $587M → $568M (-$19.7M)

3% less funds holding

Funds holding: 115111 (-4)

14% less first-time investments, than exits

New positions opened: 18 | Existing positions closed: 21

35% less repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 51

100% less call options, than puts

Call options by funds: $27K | Put options by funds: $10.9M

Holders
111
Holders Change
-4
Holders Change %
-3.48%
% of All Funds
1.77%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.06%
New
18
Increased
33
Reduced
51
Closed
21
Calls
$27K
Puts
$10.9M
Net Calls
-$10.8M
Net Calls Change
-$10.6M
Name Holding Trade Value Shares
Change
Change in
Stake
AssetMark Inc
1
AssetMark Inc
California
$116M -$17.7M -180,207 -12%
Fisher Asset Management
2
Fisher Asset Management
Washington
$76.2M +$81.3M +826,392 +16,648%
Morgan Stanley
3
Morgan Stanley
New York
$50.7M -$4.91M -49,899 -8%
MIH
4
Meitav Investment House
Israel
$41.2M -$21M -213,467 -32%
Wells Fargo
5
Wells Fargo
California
$26.9M +$1.54M +15,615 +6%
KHLMVGHM
6
Kranot Hishtalmut Le Morim Ve Gananot Havera Menahelet
Israel
$20.8M +$22.6M +229,976 New
SFI
7
SPC Financial Inc
Maryland
$19.5M +$549K +5,574 +3%
MML Investors Services
8
MML Investors Services
Massachusetts
$15.3M -$1.63M -16,539 -9%
Bank of America
9
Bank of America
North Carolina
$14.7M -$797K -8,100 -5%
UBS Group
10
UBS Group
Switzerland
$14.4M -$398K -4,044 -3%
AWM
11
Affinity Wealth Management
Delaware
$14M +$1.08M +10,981 +8%
Osaic Holdings
12
Osaic Holdings
Arizona
$12.5M -$2.71M -27,550 -17%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$11M +$1.84M +18,727 +19%
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$10.1M -$13.6M -137,819 -55%
Stifel Financial
15
Stifel Financial
Missouri
$10.1M -$20.6K -209 -0.2%
ASN
16
Advisory Services Network
Georgia
$8.17M -$521K -5,294 -6%
MWM
17
MinichMacGregor Wealth Management
New York
$7.87M +$8.34M +84,776 +7,372%
KHLMTHM
18
Kranot Hishtalmut Le Morim Tichoniim Havera Menahelet
Israel
$7.54M +$8.19M +83,208 New
CI
19
Cavalier Investments
Georgia
$5.12M +$321K +3,264 +6%
Ameriprise
20
Ameriprise
Minnesota
$4.73M -$62.3K -633 -1%
SA
21
SFI Advisors
New Jersey
$4.66M -$294K -2,992 -6%
Susquehanna International Group
22
Susquehanna International Group
Pennsylvania
$4.19M +$2.51M +25,553 +126%
WDL
23
Well Done LLC
Michigan
$4.06M +$180K +1,824 +4%
Truist Financial
24
Truist Financial
North Carolina
$3.97M -$104K -1,052 -2%
LPL Financial
25
LPL Financial
California
$3.81M -$745K -7,574 -15%

IAI Hedge Fund Activity: Q1 2023 in Review

111 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in iShares US Broker-Dealers & Securities Exchanges ETF (IAI) for Q1 2023, worth a combined $568M — down 3.4% from $587M a quarter earlier.

Sellers outnumbered buyers: 21 funds closed out of IAI and 18 opened new positions — a net loss of 3 holders — while 51 trimmed existing stakes and 33 added.

The largest buyer was Fisher Asset Management, adding an estimated $81.3M. The largest seller was Bank of Montreal, exiting entirely with an estimated $23.1M sold.

  • 111 institutional investors held iShares US Broker-Dealers & Securities Exchanges ETF (IAI) as of Q1 2023, down from 115 in Q4 2022.
  • Funds reported $568M of iShares US Broker-Dealers & Securities Exchanges ETF stock for Q1 2023, down 3.4% quarter-over-quarter.
  • 18 funds opened new iShares US Broker-Dealers & Securities Exchanges ETF positions in Q1 2023 and 21 closed out, a net change of -3 holders.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF buyer in Q1 2023 was Fisher Asset Management, an estimated $81.3M added.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF seller in Q1 2023 was Bank of Montreal, an estimated $23.1M sold.

Based on aggregated 13F filings for Q1 2023.