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iShares US Broker-Dealers & Securities Exchanges ETF

38 hedge funds and large institutions have $45.5M invested in iShares US Broker-Dealers & Securities Exchanges ETF in 2016 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 9 increasing their positions, 12 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 6

30% more capital invested

Capital invested by funds: $34.9M → $45.5M (+$10.6M)

15% more funds holding

Funds holding: 3338 (+5)

5.35% more ownership

Funds ownership: 41.21%46.56% (+5.3%)

25% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 12

41% less call options, than puts

Call options by funds: $217K | Put options by funds: $366K

Holders
38
Holders Change
+5
Holders Change %
+15.15%
% of All Funds
1.01%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
12
Increased
9
Reduced
12
Closed
6
Calls
$217K
Puts
$366K
Net Calls
-$149K
Net Calls Change
-$149K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$11.7M +$208K +5,209 +2%
Wells Fargo
2
Wells Fargo
California
$4.45M -$248K -6,214 -5%
Goldman Sachs
3
Goldman Sachs
New York
$4.32M -$704K -17,638 -15%
BAAM
4
Baker Avenue Asset Management
California
$3.72M +$3.57M +89,362 New
BCM
5
Barometer Capital Management
Ontario, Canada
$3.6M +$3.46M +86,600 New
CCMG
6
Clark Capital Management Group
Pennsylvania
$2.6M +$2.49M +62,412 New
TH
7
Timber Hill
Connecticut
$2.24M +$97.1K +2,430 +5%
UBS Group
8
UBS Group
Switzerland
$1.83M -$59.9K -1,500 -3%
LPL Financial
9
LPL Financial
California
$1.58M +$1.52M +38,103 New
MM
10
Main Management
California
$1.44M
PVH
11
Psagot Value Holdings
Israel
$794K -$161K -4,020 -17%
SCA
12
Snowden Capital Advisors
New York
$761K +$730K +18,288 New
CWM
13
Concert Wealth Management
California
$696K +$350K +8,768 +108%
ASN
14
Advisory Services Network
Georgia
$694K +$622K +15,581 +1,413%
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$665K +$118K +2,966 +23%
CS
16
Credit Suisse
Switzerland
$651K -$1.77M -44,364 -74%
FAAS
17
First Allied Advisory Services
California
$635K -$9.35K -234 -2%
Bank of America
18
Bank of America
North Carolina
$525K -$1.06M -26,506 -68%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$512K -$408K -10,215 -45%
Creative Planning
20
Creative Planning
Kansas
$499K +$479K +12,000 New
Citadel Advisors
21
Citadel Advisors
Florida
$422K -$1.54M -38,648 -79%
SF
22
Synovus Financial
Georgia
$411K +$1.28K +32 +0.3%
HighTower Advisors
23
HighTower Advisors
Illinois
$206K +$199K +4,983 New
Envestnet Asset Management
24
Envestnet Asset Management
Illinois
$196K +$147K +3,680 +360%
MWM
25
MinichMacGregor Wealth Management
New York
$98K -$106K -2,642 -53%

IAI Hedge Fund Activity: Q3 2016 in Review

38 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in iShares US Broker-Dealers & Securities Exchanges ETF (IAI) for Q3 2016, worth a combined $45.5M — up 30% from $34.9M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new IAI positions and 6 closed out — a net gain of 6 holders — while 9 added to existing stakes and 12 trimmed.

The largest buyer was Baker Avenue Asset Management, opening a new position worth an estimated $3.57M. The largest seller was Credit Suisse, cutting an estimated $1.77M.

  • 38 institutional investors held iShares US Broker-Dealers & Securities Exchanges ETF (IAI) as of Q3 2016, up from 33 in Q2 2016.
  • Funds reported $45.5M of iShares US Broker-Dealers & Securities Exchanges ETF stock for Q3 2016, up 30% quarter-over-quarter.
  • 12 funds opened new iShares US Broker-Dealers & Securities Exchanges ETF positions in Q3 2016 and 6 closed out, a net change of +6 holders.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF buyer in Q3 2016 was Baker Avenue Asset Management, an estimated $3.57M added.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF seller in Q3 2016 was Credit Suisse, an estimated $1.77M sold.

Based on aggregated 13F filings for Q3 2016.