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iShares US Broker-Dealers & Securities Exchanges ETF
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Overview Fund Activity

38 hedge funds and large institutions have $45.5M invested in iShares US Broker-Dealers & Securities Exchanges ETF in 2016 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 9 increasing their positions, 12 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
38
Holders Change
+5
Holders Change %
+15.15%
% of All Funds
1.02%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
12
Increased
9
Reduced
12
Closed
6
Calls
$217K
Puts
$366K
Net Calls
-$149K
Net Calls Change
-$149K

Top Buyers

1
BAAM
Baker Avenue Asset Management
California
$3.72M
2
BCM
Barometer Capital Management
Ontario, Canada
$3.6M
3
CCMG
Clark Capital Management Group
Pennsylvania
$2.6M
4
LPL Financial
LPL Financial
California
$1.58M
5
SCA
Snowden Capital Advisors
New York
$761K

Top Sellers

1
CS
Credit Suisse
Switzerland
$651K
2
Citadel Advisors
Citadel Advisors
Florida
$422K
3
Jane Street
Jane Street
New York
$0
4
Bank of America
Bank of America
North Carolina
$525K
5
DBIA
Dumont & Blake Investment Advisors
New Jersey
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$11.7M +$217K +5,209 +2%
Wells Fargo
2
Wells Fargo
California
$4.45M -$259K -6,214 -5%
Goldman Sachs
3
Goldman Sachs
New York
$4.32M -$734K -17,638 -15%
BAAM
4
Baker Avenue Asset Management
California
$3.72M +$3.72M +89,362 New
BCM
5
Barometer Capital Management
Ontario, Canada
$3.6M +$3.6M +86,600 New
CCMG
6
Clark Capital Management Group
Pennsylvania
$2.6M +$2.6M +62,412 New
TH
7
Timber Hill
Connecticut
$2.24M +$101K +2,430 +5%
UBS Group
8
UBS Group
Switzerland
$1.83M -$62.4K -1,500 -3%
LPL Financial
9
LPL Financial
California
$1.58M +$1.58M +38,103 New
MM
10
Main Management
California
$1.44M – – –
PVH
11
Psagot Value Holdings
Israel
$794K -$167K -4,020 -17%
SCA
12
Snowden Capital Advisors
New York
$761K +$761K +18,288 New
CWM
13
Concert Wealth Management
California
$696K +$362K +8,768 +108%
ASN
14
Advisory Services Network
Georgia
$694K +$648K +15,581 +1,413%
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$665K +$123K +2,966 +23%
CS
16
Credit Suisse
Switzerland
$651K -$1.84M -44,364 -74%
FAAS
17
First Allied Advisory Services
California
$635K -$9.73K -234 -2%
Bank of America
18
Bank of America
North Carolina
$525K -$1.1M -26,506 -68%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$512K -$426K -10,215 -45%
Creative Planning
20
Creative Planning
Kansas
$499K +$499K +12,000 New
Citadel Advisors
21
Citadel Advisors
Florida
$422K -$1.61M -38,648 -79%
SF
22
Synovus Financial
Georgia
$411K +$1.34K +32 +0.3%
HighTower Advisors
23
HighTower Advisors
Illinois
$206K +$206K +4,983 New
Envestnet Asset Management
24
Envestnet Asset Management
Illinois
$196K +$153K +3,680 +360%
MWM
25
MinichMacGregor Wealth Management
New York
$98K -$109K -2,642 -53%
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