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iShares US Broker-Dealers & Securities Exchanges ETF

150 hedge funds and large institutions have $1.16B invested in iShares US Broker-Dealers & Securities Exchanges ETF in 2024 Q3 according to their latest regulatory filings, with 35 funds opening new positions, 57 increasing their positions, 36 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,679% more call options, than puts

Call options by funds: $694K | Put options by funds: $39K

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

94% more first-time investments, than exits

New positions opened: 35 | Existing positions closed: 18

58% more repeat investments, than reductions

Existing positions increased: 57 | Existing positions reduced: 36

32% more capital invested

Capital invested by funds: $875M → $1.16B (+$284M)

13% more funds holding

Funds holding: 133150 (+17)

6.78% more ownership

Funds ownership: 78.8%85.59% (+6.8%)

Holders
150
Holders Change
+17
Holders Change %
+12.78%
% of All Funds
2.15%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.03%
New
35
Increased
57
Reduced
36
Closed
18
Calls
$694K
Puts
$39K
Net Calls
+$655K
Net Calls Change
+$140K
Name Holding Trade Value Shares
Change
Change in
Stake
Envestnet Asset Management
1
Envestnet Asset Management
Illinois
$161M +$755K +6,108 +0.5%
Bank of America
2
Bank of America
North Carolina
$151M +$5.68M +45,918 +4%
RJA
3
Raymond James & Associates
Florida
$113M -$3.87M -31,285 -3%
Janney Montgomery Scott
4
Janney Montgomery Scott
Pennsylvania
$106M +$102M +821,548 New
Truist Financial
5
Truist Financial
North Carolina
$101M -$481K -3,895 -0.5%
Fisher Asset Management
6
Fisher Asset Management
Washington
$100M -$3.05M -24,657 -3%
WA
7
WestEnd Advisors
North Carolina
$98.4M -$2.43M -19,690 -3%
Victory Capital Management
8
Victory Capital Management
Texas
$31.1M -$579K -4,687 -2%
Morgan Stanley
9
Morgan Stanley
New York
$28.9M +$10.7M +86,634 +63%
Stifel Financial
10
Stifel Financial
Missouri
$20.1M +$12.5M +101,263 +183%
LPL Financial
11
LPL Financial
California
$18.1M +$659K +5,332 +4%
AssetMark Inc
12
AssetMark Inc
California
$17.2M +$3.24M +26,235 +24%
SFI
13
SPC Financial Inc
Maryland
$17M +$15.8M +127,767 +3,015%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$15.4M +$5.14M +41,612 +53%
Wells Fargo
15
Wells Fargo
California
$13.8M +$6.78M +54,878 +105%
MWM
16
MinichMacGregor Wealth Management
New York
$10.5M +$10.1M +81,610 New
WAS
17
WESPAC Advisors SoCal
California
$9.99M +$208K +1,685 +2%
CWM
18
Chicago Wealth Management
Illinois
$9.36M +$142K +1,149 +2%
UBS Group
19
UBS Group
Switzerland
$8.73M +$2.7M +21,855 +47%
PFS
20
Prospera Financial Services
Texas
$6.28M +$6.04M +48,843 New
SA
21
SFI Advisors
New Jersey
$5.86M -$172K -1,389 -3%
Susquehanna International Group
22
Susquehanna International Group
Pennsylvania
$5.72M +$4.18M +33,782 +314%
Cetera Investment Advisers
23
Cetera Investment Advisers
Illinois
$5.34M +$4.2K +34 +0.1%
Citadel Advisors
24
Citadel Advisors
Florida
$5.24M +$2.58M +20,863 +105%
DC
25
Davenport & Co
Virginia
$4.77M +$572K +4,624 +14%

IAI Hedge Fund Activity: Q3 2024 in Review

150 of the 6,964 institutional investors tracked by Wall St. Rank reported a position in iShares US Broker-Dealers & Securities Exchanges ETF (IAI) for Q3 2024, worth a combined $1.16B — up 32% from $875M a quarter earlier.

Buyers outnumbered sellers: 35 funds opened new IAI positions and 18 closed out — a net gain of 17 holders — while 57 added to existing stakes and 36 trimmed.

The largest buyer was Janney Montgomery Scott, opening a new position worth an estimated $102M. The largest seller was Goldman Sachs, exiting entirely with an estimated $7.36M sold.

  • 150 institutional investors held iShares US Broker-Dealers & Securities Exchanges ETF (IAI) as of Q3 2024, up from 133 in Q2 2024.
  • Funds reported $1.16B of iShares US Broker-Dealers & Securities Exchanges ETF stock for Q3 2024, up 32% quarter-over-quarter.
  • 35 funds opened new iShares US Broker-Dealers & Securities Exchanges ETF positions in Q3 2024 and 18 closed out, a net change of +17 holders.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF buyer in Q3 2024 was Janney Montgomery Scott, an estimated $102M added.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF seller in Q3 2024 was Goldman Sachs, an estimated $7.36M sold.

Based on aggregated 13F filings for Q3 2024.