We are live on ! Find out more
IAI icon

iShares US Broker-Dealers & Securities Exchanges ETF

115 hedge funds and large institutions have $461M invested in iShares US Broker-Dealers & Securities Exchanges ETF in 2021 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 48 increasing their positions, 23 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

314% more first-time investments, than exits

New positions opened: 29 | Existing positions closed: 7

109% more repeat investments, than reductions

Existing positions increased: 48 | Existing positions reduced: 23

22% more funds holding

Funds holding: 94115 (+21)

6% less call options, than puts

Call options by funds: $2.21M | Put options by funds: $2.36M

3.09% less ownership

Funds ownership: 55.68%52.59% (-3.1%)

11% less capital invested

Capital invested by funds: $520M → $461M (-$58.9M)

Holders
115
Holders Change
+21
Holders Change %
+22.34%
% of All Funds
2.01%
Holding in Top 10
3
Holding in Top 10 Change
+3
Holding in Top 10 Change %
% of All Funds
0.05%
New
29
Increased
48
Reduced
23
Closed
7
Calls
$2.21M
Puts
$2.36M
Net Calls
-$144K
Net Calls Change
-$810K
Name Holding Trade Value Shares
Change
Change in
Stake
MIH
1
Meitav Investment House
Israel
$59.4M +$7.13M +67,712 +14%
Morgan Stanley
2
Morgan Stanley
New York
$55.1M -$3.1M -29,404 -5%
Wells Fargo
3
Wells Fargo
California
$32.1M +$6.83M +64,834 +27%
SFI
4
SPC Financial Inc
Maryland
$22.1M +$2.74M +26,064 +14%
AWM
5
Affinity Wealth Management
Delaware
$21.5M +$21.6M +204,747 New
Osaic Holdings
6
Osaic Holdings
Arizona
$18.1M +$231K +2,190 +1%
Bank of America
7
Bank of America
North Carolina
$17.7M -$471K -4,474 -3%
PS
8
Portfolio Strategies
New York
$15.6M +$15.7M +149,453 New
LPL Financial
9
LPL Financial
California
$14.8M +$8.85M +84,071 +145%
MML Investors Services
10
MML Investors Services
Massachusetts
$11.8M +$1.22M +11,548 +11%
CCMG
11
Clark Capital Management Group
Pennsylvania
$11.6M +$2.81M +26,680 +32%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$11.1M +$1.07M +10,152 +11%
Ameriprise
13
Ameriprise
Minnesota
$9.81M +$1.71M +16,277 +21%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$9.66M -$1.92M -18,256 -16%
ASN
15
Advisory Services Network
Georgia
$9.35M +$1.16M +10,993 +14%
UBS Group
16
UBS Group
Switzerland
$9.19M -$1.49M -14,184 -14%
Stifel Financial
17
Stifel Financial
Missouri
$9.07M -$105K -1,001 -1%
Citadel Advisors
18
Citadel Advisors
Florida
$7.45M +$3.7M +35,111 +97%
MIG
19
McGuire Investment Group
Rhode Island
$7.07M -$89.5K -850 -1%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$6.82M +$1.43M +13,549 +26%
RJFSA
21
Raymond James Financial Services Advisors
Florida
$6.15M -$3.32M -31,489 -35%
RWP
22
RWA Wealth Partners
Massachusetts
$6.06M +$6.12M +58,088 New
MWM
23
MinichMacGregor Wealth Management
New York
$5.75M +$38.4K +365 +0.7%
QAM
24
Q3 Asset Management
Michigan
$5.4M +$5.16M +49,020 +546%
Qube Research & Technologies (QRT)
25
Qube Research & Technologies (QRT)
United Kingdom
$5.25M +$5.09M +48,376 +2,492%

IAI Hedge Fund Activity: Q3 2021 in Review

115 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in iShares US Broker-Dealers & Securities Exchanges ETF (IAI) for Q3 2021, worth a combined $461M — down 11% from $520M a quarter earlier.

Buyers outnumbered sellers: 29 funds opened new IAI positions and 7 closed out — a net gain of 22 holders — while 48 added to existing stakes and 23 trimmed.

The largest buyer was Affinity Wealth Management, opening a new position worth an estimated $21.6M. The largest seller was AssetMark Inc, cutting an estimated $162M.

  • 115 institutional investors held iShares US Broker-Dealers & Securities Exchanges ETF (IAI) as of Q3 2021, up from 94 in Q2 2021.
  • Funds reported $461M of iShares US Broker-Dealers & Securities Exchanges ETF stock for Q3 2021, down 11% quarter-over-quarter.
  • 29 funds opened new iShares US Broker-Dealers & Securities Exchanges ETF positions in Q3 2021 and 7 closed out, a net change of +22 holders.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF buyer in Q3 2021 was Affinity Wealth Management, an estimated $21.6M added.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF seller in Q3 2021 was AssetMark Inc, an estimated $162M sold.

Based on aggregated 13F filings for Q3 2021.