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iShares US Broker-Dealers & Securities Exchanges ETF

122 hedge funds and large institutions have $550M invested in iShares US Broker-Dealers & Securities Exchanges ETF in 2021 Q4 according to their latest regulatory filings, with 28 funds opening new positions, 47 increasing their positions, 33 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more funds holding in top 10

Funds holding in top 10: 35 (+2)

42% more repeat investments, than reductions

Existing positions increased: 47 | Existing positions reduced: 33

33% more first-time investments, than exits

New positions opened: 28 | Existing positions closed: 21

19% more capital invested

Capital invested by funds: $461M → $550M (+$89.6M)

17% more call options, than puts

Call options by funds: $1.94M | Put options by funds: $1.66M

6% more funds holding

Funds holding: 115122 (+7)

3.38% more ownership

Funds ownership: 52.59%55.96% (+3.4%)

Holders
122
Holders Change
+7
Holders Change %
+6.09%
% of All Funds
1.88%
Holding in Top 10
5
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+66.67%
% of All Funds
0.08%
New
28
Increased
47
Reduced
33
Closed
21
Calls
$1.94M
Puts
$1.66M
Net Calls
+$275K
Net Calls Change
+$419K
Name Holding Trade Value Shares
Change
Change in
Stake
MIH
1
Meitav Investment House
Israel
$89.9M +$27.4M +246,537 +43%
Morgan Stanley
2
Morgan Stanley
New York
$59.8M +$1.66M +14,975 +3%
Wells Fargo
3
Wells Fargo
California
$35.4M +$1.48M +13,321 +4%
SFI
4
SPC Financial Inc
Maryland
$23.6M +$354K +3,189 +2%
AWM
5
Affinity Wealth Management
Delaware
$22.3M +$759K +6,844 +3%
BBA
6
Braun-Bostich & Associates
Pennsylvania
$22.3M +$23.5M +211,591 New
Osaic Holdings
7
Osaic Holdings
Arizona
$19.4M +$264K +2,379 +1%
Bank of America
8
Bank of America
North Carolina
$18.4M -$284K -2,559 -2%
PS
9
Portfolio Strategies
New York
$16.1M -$337K -3,037 -2%
EF
10
Empowered Funds
Pennsylvania
$14.6M +$14.7M +132,375 New
Ameriprise
11
Ameriprise
Minnesota
$14.4M +$3.91M +35,225 +37%
MML Investors Services
12
MML Investors Services
Massachusetts
$12.8M +$399K +3,600 +3%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$11.9M +$1.67M +15,077 +16%
ASN
14
Advisory Services Network
Georgia
$10.7M +$806K +7,260 +8%
Stifel Financial
15
Stifel Financial
Missouri
$9.88M +$309K +2,782 +3%
UBS Group
16
UBS Group
Switzerland
$9.38M -$313K -2,821 -3%
Citadel Advisors
17
Citadel Advisors
Florida
$8.13M +$272K +2,455 +3%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$7.47M +$265K +2,384 +4%
MIG
19
McGuire Investment Group
Rhode Island
$7.3M -$166K -1,494 -2%
LPL Financial
20
LPL Financial
California
$6.97M -$8.75M -78,814 -55%
RWA
21
Redhawk Wealth Advisors
Minnesota
$6.34M +$6.39M +57,576 New
SA
22
SFI Advisors
New Jersey
$6.25M +$6.13M +55,271 New
MWM
23
MinichMacGregor Wealth Management
New York
$6.22M +$154K +1,386 +3%
RJFSA
24
Raymond James Financial Services Advisors
Florida
$6.05M -$436K -3,930 -7%
CI
25
Cavalier Investments
Georgia
$6.03M +$1.09M +9,787 +22%

IAI Hedge Fund Activity: Q4 2021 in Review

122 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in iShares US Broker-Dealers & Securities Exchanges ETF (IAI) for Q4 2021, worth a combined $550M — up 19% from $461M a quarter earlier.

Buyers outnumbered sellers: 28 funds opened new IAI positions and 21 closed out — a net gain of 7 holders — while 47 added to existing stakes and 33 trimmed.

The largest buyer was Meitav Investment House, adding an estimated $27.4M. The largest seller was Clark Capital Management Group, exiting entirely with an estimated $11.6M sold.

  • 122 institutional investors held iShares US Broker-Dealers & Securities Exchanges ETF (IAI) as of Q4 2021, up from 115 in Q3 2021.
  • Funds reported $550M of iShares US Broker-Dealers & Securities Exchanges ETF stock for Q4 2021, up 19% quarter-over-quarter.
  • 28 funds opened new iShares US Broker-Dealers & Securities Exchanges ETF positions in Q4 2021 and 21 closed out, a net change of +7 holders.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF buyer in Q4 2021 was Meitav Investment House, an estimated $27.4M added.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF seller in Q4 2021 was Clark Capital Management Group, an estimated $11.6M sold.

Based on aggregated 13F filings for Q4 2021.