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iShares US Broker-Dealers & Securities Exchanges ETF

39 hedge funds and large institutions have $54.6M invested in iShares US Broker-Dealers & Securities Exchanges ETF in 2016 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 6 increasing their positions, 22 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

16.94% less ownership

Funds ownership: 63.97%47.03% (-17%)

22% less funds holding

Funds holding: 5039 (-11)

65% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 17

69% less capital invested

Capital invested by funds: $174M → $54.6M (-$119M)

73% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 22

Holders
39
Holders Change
-11
Holders Change %
-22%
% of All Funds
1.04%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
6
Reduced
22
Closed
17
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$22.3M -$20.2M -555,933 -48%
Goldman Sachs
2
Goldman Sachs
New York
$8.85M +$3.85M +106,279 +82%
Wells Fargo
3
Wells Fargo
California
$4.25M -$11.1M -306,255 -73%
UBS Group
4
UBS Group
Switzerland
$2.04M -$1.16M -31,914 -37%
Jane Street
5
Jane Street
New York
$1.79M +$794K +21,896 +84%
CS
6
Credit Suisse
Switzerland
$1.77M +$1.45M +40,036 +560%
TH
7
Timber Hill
Connecticut
$1.75M +$6.71K +185 +0.4%
MM
8
Main Management
California
$1.29M -$8.67M -239,284 -87%
Bank of Montreal
9
Bank of Montreal
Ontario, Canada
$982K +$933K +25,745 +5,265%
PVH
10
Psagot Value Holdings
Israel
$972K
BCM
11
Barometer Capital Management
Ontario, Canada
$966K -$493K -13,600 -35%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$959K -$1.12M -30,831 -55%
DBIA
13
Dumont & Blake Investment Advisors
New Jersey
$845K -$34.3K -945 -4%
JP Morgan Chase
14
JP Morgan Chase
New York
$752K -$359K -9,892 -33%
LPL Financial
15
LPL Financial
California
$622K -$1.07M -29,594 -64%
Susquehanna International Group
16
Susquehanna International Group
Pennsylvania
$594K +$575K +15,862 New
FAAS
17
First Allied Advisory Services
California
$580K -$34.4K -950 -6%
Citadel Advisors
18
Citadel Advisors
Florida
$498K -$610K -16,821 -56%
SG
19
Somerset Group
Minnesota
$462K -$148K -4,095 -25%
VKH
20
Virtu KCG Holdings
New York
$449K +$435K +12,000 New
SF
21
Synovus Financial
Georgia
$366K +$2.21K +61 +0.6%
SG Americas Securities
22
SG Americas Securities
New York
$236K +$229K +6,306 New
RJFSA
23
Raymond James Financial Services Advisors
Florida
$223K -$932K -25,714 -81%
CWM
24
Concert Wealth Management
California
$211K -$13.4K -370 -6%
Bank of America
25
Bank of America
North Carolina
$189K -$11.1M -305,176 -98%

IAI Hedge Fund Activity: Q1 2016 in Review

39 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in iShares US Broker-Dealers & Securities Exchanges ETF (IAI) for Q1 2016, worth a combined $54.6M — down 69% from $174M a quarter earlier.

Sellers outnumbered buyers: 17 funds closed out of IAI and 6 opened new positions — a net loss of 11 holders — while 22 trimmed existing stakes and 6 added.

The largest buyer was Goldman Sachs, adding an estimated $3.85M. The largest seller was Janney Capital Management, exiting entirely with an estimated $40.2M sold.

  • 39 institutional investors held iShares US Broker-Dealers & Securities Exchanges ETF (IAI) as of Q1 2016, down from 50 in Q4 2015.
  • Funds reported $54.6M of iShares US Broker-Dealers & Securities Exchanges ETF stock for Q1 2016, down 69% quarter-over-quarter.
  • 6 funds opened new iShares US Broker-Dealers & Securities Exchanges ETF positions in Q1 2016 and 17 closed out, a net change of -11 holders.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF buyer in Q1 2016 was Goldman Sachs, an estimated $3.85M added.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF seller in Q1 2016 was Janney Capital Management, an estimated $40.2M sold.

Based on aggregated 13F filings for Q1 2016.