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UBS’s iShares US Broker-Dealers & Securities Exchanges ETF IAI Stock Holding History

UBS’s Portfolio IAI Stock Details IAI Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$3.83M Sell
97,560
-11,407
-10% -$440K ﹤0.01% 2294
2014
Q2 		$4.1M Sell
108,967
-23,995
-18% -$888K ﹤0.01% 2142
2014
Q1 		$5.13M Buy
132,962
+49,059
+58% +$1.88M ﹤0.01% 1845
2013
Q4 		$3.24M Sell
83,903
-17,356
-17% -$620K ﹤0.01% 2305
2013
Q3 		$3.31M Buy
101,259
+7,238
+8% +$233K ﹤0.01% 2090
2013
Q2 		$2.89M Buy
+94,021
New +$2.72M ﹤0.01% 2140

Other funds holding IAI

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
MM
Main Management San Francisco, California $1.37B AUM 19.06% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return
SFI
SPC Financial Inc Rockville, Maryland $1.28B AUM 12.6% 1-Year Est. Return
Goldman Sachs
Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return
ACM
Avalon Capital Management Port Of Redwood City, California $423M AUM 54.12% 1-Year Est. Return
SI
Stephens Inc Little Rock, Arkansas $8.93B AUM 25.13% 1-Year Est. Return

UBS's IAI Position: Q3 2014 in Review

UBS reduced its iShares US Broker-Dealers & Securities Exchanges ETF (IAI) stake by 10% in Q3 2014, selling an estimated $440K and leaving 97,560 shares worth $3.83M. The position accounts for ﹤0.01% of the portfolio, ranked #2294.

UBS first reported a position in IAI in Q2 2013 and has held it in 6 quarters since. The position peaked at $5.13M in Q1 2014. 48 funds tracked by Wall St. Rank hold IAI as of Q3 2014.

  • UBS held 97,560 shares of iShares US Broker-Dealers & Securities Exchanges ETF worth $3.83M as of Q3 2014.
  • UBS sold 11,407 iShares US Broker-Dealers & Securities Exchanges ETF shares in Q3 2014, an estimated $440K.
  • iShares US Broker-Dealers & Securities Exchanges ETF made up ﹤0.01% of UBS's portfolio in Q3 2014, its #2294 holding.
  • UBS first reported a position in iShares US Broker-Dealers & Securities Exchanges ETF in Q2 2013 and has held it in 6 quarters since.
  • UBS's iShares US Broker-Dealers & Securities Exchanges ETF position peaked at $5.13M in Q1 2014.
  • 48 funds tracked by Wall St. Rank held iShares US Broker-Dealers & Securities Exchanges ETF as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.