Sumit Capital’s iShares US Broker-Dealers & Securities Exchanges ETF IAI Stock Holding History

Sumit Capital’s Portfolio IAI Stock Details IAI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-12,980	Closed	-$510K	–	45
2014 Q3	$510K	Buy	+12,980	New	+$501K	2.02%	4
2014 Q2	–	Sell	-5,640	Closed	-$218K	–	134
2014 Q1	$218K	Sell	5,640 -5,330	-49%	-$204K	0.83%	56
2013 Q4	$424K	Buy	+10,970	New	+$392K	0.76%	25

Other funds holding IAI

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Main Management San Francisco, California $1.37B AUM 19.06% 1-Year Est. Return

JCM

Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return

Xponance Philadelphia, Pennsylvania $14.1B AUM 30.11% 1-Year Est. Return

New York State Common Retirement Fund Albany, New York $71.6B AUM 29.66% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

SFI

SPC Financial Inc Rockville, Maryland $1.28B AUM 12.6% 1-Year Est. Return

Sumit Capital's IAI Position: Q4 2014 in Review

Sumit Capital sold out of iShares US Broker-Dealers & Securities Exchanges ETF (IAI) in Q4 2014, closing a stake of 12,980 shares — an estimated $510K sold.

Sumit Capital first reported a position in IAI in Q4 2013 and held it in 3 quarters. The position peaked at $510K in Q3 2014. 57 funds tracked by Wall St. Rank hold IAI as of Q4 2014.

Sumit Capital reported no remaining iShares US Broker-Dealers & Securities Exchanges ETF position as of Q4 2014 after selling out during the quarter.
Sumit Capital sold 12,980 iShares US Broker-Dealers & Securities Exchanges ETF shares in Q4 2014, an estimated $510K.
Sumit Capital first reported a position in iShares US Broker-Dealers & Securities Exchanges ETF in Q4 2013 and held it in 3 quarters.
Sumit Capital's iShares US Broker-Dealers & Securities Exchanges ETF position peaked at $510K in Q3 2014.
57 funds tracked by Wall St. Rank held iShares US Broker-Dealers & Securities Exchanges ETF as of Q4 2014.

Based on Sumit Capital's 13F filing for Q4 2014, filed 9 Feb 2015.