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NWAM LLC Portfolio holdings
AUM
$1.74B
1-Year Est. Return
32.48%
This Fund
S&P 500
This Quarter
Est. Return
+3.4%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$422M
AUM Growth
+$26.4M
(+6.7%)
Cap. Flow
+$13.2M
Cap. Flow
% of AUM
3.12%
Top 10 Holdings %
Top 10 Hldgs %
26.31%
Holding
375
New
33
Increased
113
Reduced
144
Closed
34
Top Buys
| 1 |
Microsoft
MSFT
|
+$8.71M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$2.4M |
| 3 |
First Trust Energy AlphaDEX Fund
FXN
|
+$2.18M |
| 4 |
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
|
+$2.07M |
| 5 |
State Street SPDR S&P Regional Banking ETF
KRE
|
+$2.05M |
Top Sells
| 1 |
US Bancorp
USB
|
+$7.89M |
| 2 |
HYLD
High Yield ETF
HYLD
|
+$1.56M |
| 3 |
MZF
Managed Duration Inv Grd Muni Fd
MZF
|
+$1.3M |
| 4 |
CRHM
CRH Medical Corporation
CRHM
|
+$938K |
| 5 |
iShares Preferred and Income Securities ETF
PFF
|
+$829K |
Sector Composition
| 1 | Technology | 11.51% |
| 2 | Industrials | 4.99% |
| 3 | Financials | 4.67% |
| 4 | Consumer Discretionary | 4.63% |
| 5 | Healthcare | 3.44% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
1
Microsoft
MSFT
$2.93T
| $27.1M | 6.42% |
274,986
+89,853
| +49% | +$8.71M |
|
2
Vanguard Growth ETF
VUG
$221B
| $11.5M | 2.71% |
459,036
-11,430
| -2% | -$280K |
|
3
Vanguard Value ETF
VTV
$186B
| $11.2M | 2.65% |
107,771
-75
| -0.1% | -$7.85K |
|
4
Apple
AAPL
$4.9T
| $11.1M | 2.62% |
239,496
-2,704
| -1% | -$123K |
|
|
5
Invesco QQQ Trust
QQQ
$466B
| $9.58M | 2.27% |
55,819
+14,287
| +34% | +$2.4M |
|
6
Boeing
BA
$169B
| $8.61M | 2.04% |
25,661
-1,395
| -5% | -$480K |
|
7
BlackRock Credit Allocation Income Trust
BTZ
$953M
| $8.59M | 2.03% |
711,286
-35,752
| -5% | -$443K |
|
8
Amazon
AMZN
$2.66T
| $8.39M | 1.99% |
98,680
+3,820
| +4% | +$303K |
|
9
Vanguard Real Estate ETF
VNQ
$39.6B
| $8.28M | 1.96% |
101,636
+1,885
| +2% | +$146K |
|
10
Vanguard Total Bond Market
BND
$159B
| $6.81M | 1.61% |
86,031
+2,945
| +4% | +$233K |
|
11
iShares Russell 1000 Value ETF
IWD
$81.9B
| $6.51M | 1.54% |
53,645
+3,197
| +6% | +$389K |
|
|
12
CALL
US Bancorp Series B Preferred Stock
USB.PRH
$751M
| $6.36M | 1.51% |
+127,229
| New | +$2.92M |
|
13
iShares Russell 1000 Growth ETF
IWF
$123B
| $6.36M | 1.51% |
176,940
+9,728
| +6% | +$343K |
|
14
iShares Core S&P 500 ETF
IVV
$881B
| $6.17M | 1.46% |
22,581
-357
| -2% | -$97.1K |
|
|
FLC
15
Flaherty & Crumrine Total Return Fund
FLC
$177M
| $5.15M | 1.22% |
264,112
-4,900
| -2% | -$95.1K |
|
16
Berkshire Hathaway Class B
BRK.B
$1.06T
| $5.12M | 1.21% |
27,434
+2,377
| +9% | +$463K |
|
17
Invesco S&P 500 Equal Weight ETF
RSP
$96.4B
| $4.89M | 1.16% |
48,045
+1,331
| +3% | +$135K |
|
18
Vanguard High Dividend Yield ETF
VYM
$80B
| $4.77M | 1.13% |
57,477
+88
| +0.2% | +$7.37K |
|
19
iShares Core S&P Mid-Cap ETF
IJH
$122B
| $4.73M | 1.12% |
121,495
-12,680
| -9% | -$490K |
|
20
Starbucks
SBUX
$120B
| $4.32M | 1.02% |
88,344
+4,127
| +5% | +$234K |
|
21
Vanguard Short-Term Bond ETF
BSV
$44.7B
| $4.27M | 1.01% |
54,552
-4,503
| -8% | -$352K |
|
22
Vanguard Small-Cap ETF
VB
$79.7B
| $4.03M | 0.95% |
25,882
+198
| +0.8% | +$30.3K |
|
|
ERC
23
Allspring Multi-Sector Income Fund
ERC
$256M
| $3.9M | 0.92% |
312,411
-20,064
| -6% | -$258K |
|
24
Costco
COST
$417B
| $3.81M | 0.9% |
18,251
+264
| +1% | +$52.2K |
|
25
Rithm Capital
RITM
$5.2B
| $3.68M | 0.87% |
210,172
-8,290
| -4% | -$145K |
|
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NWAM LLC's Q2 2018 Portfolio in Review
As of Q2 2018, NWAM LLC held 375 positions worth $422M, up 6.7% from $396M the previous quarter. Its ten largest holdings account for 26% of the portfolio.
NWAM LLC deployed $13.2M of net new capital in Q2 2018, opening 33 new positions and adding to 113 existing holdings. Its largest new stake was First Trust Energy AlphaDEX Fund: 134,598 shares worth $2.28M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.5% a quarter earlier, followed by Industrials and Financials.
On the sell side, the largest reduction was iShares TIPS Bond ETF, an estimated $642K trimmed.
- NWAM LLC's largest Q2 2018 buy was First Trust Energy AlphaDEX Fund: 134,598 shares worth $2.28M.
- NWAM LLC added most to Microsoft in Q2 2018, an estimated $8.71M increase.
- NWAM LLC's biggest Q2 2018 reduction was iShares TIPS Bond ETF, cutting an estimated $642K.
- NWAM LLC fully exited US Bancorp in Q2 2018, selling an estimated $7.89M.
- NWAM LLC's ten largest holdings make up 26% of its $422M portfolio in Q2 2018.
- NWAM LLC opened 33 new positions and closed 34 in Q2 2018.
- NWAM LLC's portfolio value rose 6.7% quarter-over-quarter to $422M.
Based on NWAM LLC's 13F filing for Q2 2018, filed 16 Jul 2018.