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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
-2.82%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$986M
AUM Growth
-$231M
Cap. Flow
-$195M
Cap. Flow %
-19.78%
Top 10 Hldgs %
30.13%
Holding
559
New
24
Increased
170
Reduced
282
Closed
59

Top Buys

1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$9.59M
2
AMD icon
Advanced Micro Devices
AMD
+$4.11M
3
NVDA icon
NVIDIA
NVDA
+$3.99M
4
DFSU
Dimensional US Sustainability Core 1 ETF
DFSU
+$3.8M
5
DFAC icon
Dimensional US Core Equity 2 ETF
DFAC
+$3.38M

Top Sells

1
MSFT icon
Microsoft
MSFT
+$19.1M
2
VTV icon
Vanguard Value ETF
VTV
+$16.8M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$13.4M
4
VUG icon
Vanguard Growth ETF
VUG
+$11.9M
5
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$11.6M

Sector Composition

1 Technology 16.81%
2 Healthcare 6.42%
3 Financials 5.17%
4 Energy 4.67%
5 Industrials 4.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSFT icon
1
Microsoft
MSFT
$2.98T
$62.4M 6.33%
197,549
-57,814
-23% -$19.1M
AAPL icon
2
Apple
AAPL
$4.89T
$56.7M 5.76%
331,455
+10,781
+3% +$1.98M
IVV icon
3
iShares Core S&P 500 ETF
IVV
$881B
$44.7M 4.53%
104,111
-23,755
-19% -$10.6M
QQQ icon
4
Invesco QQQ Trust
QQQ
$466B
$23.8M 2.42%
66,477
+1,496
+2% +$555K
VUG icon
5
Vanguard Growth ETF
VUG
$221B
$21.9M 2.22%
481,878
-251,514
-34% -$11.9M
BRK.B icon
6
Berkshire Hathaway Class B
BRK.B
$1.06T
$21.5M 2.18%
61,452
+2,618
+4% +$929K
IEFA icon
7
iShares Core MSCI EAFE ETF
IEFA
$186B
$20.2M 2.05%
314,179
+19,826
+7% +$1.33M
XOM icon
8
ExxonMobil
XOM
$605B
$16.1M 1.64%
137,115
+981
+0.7% +$108K
AMZN icon
9
Amazon
AMZN
$2.69T
$14.9M 1.51%
117,315
-89
-0.1% -$11.9K
TSLA icon
10
Tesla
TSLA
$1.47T
$14.7M 1.49%
58,868
+5,894
+11% +$1.51M
ITOT icon
11
iShares Core S&P Total US Stock Market ETF
ITOT
$93.7B
$12.3M 1.24%
130,294
+8,322
+7% +$818K
COST icon
12
Costco
COST
$419B
$11.9M 1.21%
21,142
-171
-0.8% -$94.4K
GOOG icon
13
Alphabet (Google) Class C
GOOG
$4.32T
$10.1M 1.03%
76,976
+1,652
+2% +$215K
NVDA icon
14
NVIDIA
NVDA
$5.02T
$9.75M 0.99%
224,220
+89,020
+66% +$3.99M
SPYV icon
15
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36B
$9.52M 0.97%
230,840
+221,476
+2,365% +$9.59M
SPY icon
16
State Street SPDR S&P 500 ETF Trust
SPY
$774B
$9.3M 0.94%
21,749
-498
-2% -$221K
GOOGL icon
17
Alphabet (Google) Class A
GOOGL
$4.33T
$8.42M 0.85%
64,328
+488
+0.8% +$63.1K
AGG icon
18
iShares Core US Aggregate Bond ETF
AGG
$139B
$8.4M 0.85%
89,301
-14,244
-14% -$1.37M
IWF icon
19
iShares Russell 1000 Growth ETF
IWF
$123B
$8.24M 0.84%
123,876
-132,708
-52% -$9.16M
IJR icon
20
iShares Core S&P Small-Cap ETF
IJR
$110B
$8.18M 0.83%
86,694
-34,794
-29% -$3.48M
AVUV icon
21
Avantis US Small Cap Value ETF
AVUV
$29.4B
$8.05M 0.82%
103,317
-14,978
-13% -$1.2M
OIH icon
22
VanEck Oil Services ETF
OIH
$2.05B
$7.85M 0.8%
22,740
-1,915
-8% -$647K
VTV icon
23
Vanguard Value ETF
VTV
$186B
$7.8M 0.79%
56,556
-117,441
-67% -$16.8M
DFAC icon
24
Dimensional US Core Equity 2 ETF
DFAC
$47.4B
$7.25M 0.74%
276,713
+123,732
+81% +$3.38M
DHR icon
25
Danaher
DHR
$145B
$6.6M 0.67%
29,996
+5,749
+24% +$1.28M
1
2 3 4 5

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NWAM LLC's Q3 2023 Portfolio in Review

As of Q3 2023, NWAM LLC held 559 positions worth $986M, down 19% from $1.22B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

NWAM LLC withdrew a net $195M in Q3 2023, closing 59 positions and reducing 282 holdings. Its most notable exit was Vanguard International High Dividend Yield ETF, an estimated $3.94M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 15% a quarter earlier, followed by Healthcare and Financials.

Against the trend, NWAM LLC opened a new position in JPMorgan Nasdaq Equity Premium Income ETF worth $1.04M.

  • NWAM LLC's largest Q3 2023 buy was JPMorgan Nasdaq Equity Premium Income ETF: 22,143 shares worth $1.04M.
  • NWAM LLC added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2023, an estimated $9.59M increase.
  • NWAM LLC's biggest Q3 2023 reduction was Microsoft, cutting an estimated $19.1M.
  • NWAM LLC fully exited Vanguard International High Dividend Yield ETF in Q3 2023, selling an estimated $3.94M.
  • NWAM LLC's ten largest holdings make up 30% of its $986M portfolio in Q3 2023.
  • NWAM LLC opened 24 new positions and closed 59 in Q3 2023.
  • NWAM LLC's portfolio value fell 19% quarter-over-quarter to $986M.

Based on NWAM LLC's 13F filing for Q3 2023, filed 1 Nov 2023.