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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
-11.84%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$389M
AUM Growth
-$55.6M
Cap. Flow
+$970K
Cap. Flow %
0.25%
Top 10 Hldgs %
26.46%
Holding
371
New
26
Increased
114
Reduced
145
Closed
45

Top Buys

1
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$1.54M
2
IHF icon
iShares US Healthcare Providers ETF
IHF
+$1.53M
3
IHI icon
iShares US Medical Devices ETF
IHI
+$1.53M
4
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$1.49M
5
FLC
Flaherty & Crumrine Total Return Fund
FLC
+$1.09M

Top Sells

1
AMZN icon
Amazon
AMZN
+$1.28M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$1.13M
3
CLF icon
Cleveland-Cliffs
CLF
+$689K
4
ENLC
ENLINK MIDSTREAM, LLC
ENLC
+$585K
5
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$575K

Sector Composition

1 Technology 12.3%
2 Financials 6.58%
3 Industrials 4.94%
4 Consumer Discretionary 4.79%
5 Healthcare 3.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSFT icon
1
Microsoft
MSFT
$2.98T
$27.8M 7.14%
273,664
-1,303
-0.5% -$140K
VTV icon
2
Vanguard Value ETF
VTV
$186B
$10.8M 2.78%
110,295
+280
+0.3% +$29.4K
VUG icon
3
Vanguard Growth ETF
VUG
$221B
$10.1M 2.6%
451,302
-15,966
-3% -$387K
AAPL icon
4
Apple
AAPL
$4.89T
$9.55M 2.45%
242,224
-6,808
-3% -$330K
BA icon
5
Boeing
BA
$169B
$8.3M 2.13%
25,724
-659
-2% -$228K
QQQ icon
6
Invesco QQQ Trust
QQQ
$466B
$8.28M 2.13%
53,652
-1,060
-2% -$177K
IVV icon
7
iShares Core S&P 500 ETF
IVV
$881B
$7.25M 1.86%
28,831
+3,187
+12% +$865K
VNQ icon
8
Vanguard Real Estate ETF
VNQ
$39.6B
$7.02M 1.8%
94,153
-1,703
-2% -$134K
BRK.B icon
9
Berkshire Hathaway Class B
BRK.B
$1.06T
$6.96M 1.79%
34,091
+2,620
+8% +$547K
BTZ icon
10
BlackRock Credit Allocation Income Trust
BTZ
$953M
$6.92M 1.78%
619,442
-49,134
-7% -$575K
BND icon
11
Vanguard Total Bond Market
BND
$159B
$6.91M 1.78%
87,283
-5,003
-5% -$391K
IWD icon
12
iShares Russell 1000 Value ETF
IWD
$81.9B
$6.21M 1.6%
55,933
-3,258
-6% -$390K
AMZN icon
13
Amazon
AMZN
$2.69T
$6.16M 1.58%
82,000
-15,400
-16% -$1.28M
SBUX icon
14
Starbucks
SBUX
$124B
$5.93M 1.52%
92,154
+5,653
+7% +$354K
USB icon
15
US Bancorp
USB
$99.7B
$5.82M 1.49%
127,273
– –
IWF icon
16
iShares Russell 1000 Growth ETF
IWF
$123B
$5.81M 1.49%
177,448
+1,408
+0.8% +$49.6K
FLC
17
Flaherty & Crumrine Total Return Fund
FLC
$176M
$5.43M 1.4%
315,767
+62,005
+24% +$1.09M
VYM icon
18
Vanguard High Dividend Yield ETF
VYM
$80B
$4.55M 1.17%
58,389
-518
-0.9% -$43.2K
BSV icon
19
Vanguard Short-Term Bond ETF
BSV
$44.7B
$4.5M 1.16%
57,326
-4,720
-8% -$368K
IJH icon
20
iShares Core S&P Mid-Cap ETF
IJH
$122B
$4.24M 1.09%
127,600
-795
-0.6% -$29K
RSP icon
21
Invesco S&P 500 Equal Weight ETF
RSP
$96.4B
$4.21M 1.08%
46,082
-2,155
-4% -$214K
VEA icon
22
Vanguard FTSE Developed Markets ETF
VEA
$226B
$3.88M 1%
104,686
+37,566
+56% +$1.49M
COST icon
23
Costco
COST
$419B
$3.85M 0.99%
18,919
+63
+0.3% +$14.1K
VB icon
24
Vanguard Small-Cap ETF
VB
$79.7B
$3.41M 0.88%
25,859
-19
-0.1% -$2.77K
VV icon
25
Vanguard Large-Cap ETF
VV
$52.2B
$3.28M 0.84%
28,528
-253
-0.9% -$31.3K
1
2 3 4 5

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NWAM LLC's Q4 2018 Portfolio in Review

As of Q4 2018, NWAM LLC held 371 positions worth $389M, down 13% from $445M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

NWAM LLC's Q4 2018 filing shows 26 new, 114 increased, 145 reduced and 45 closed positions. Its largest new stake was State Street Consumer Discretionary Select Sector SPDR ETF: 29,142 shares worth $1.44M. The largest sale was Amazon, an estimated $1.28M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Industrials.

  • NWAM LLC's largest Q4 2018 buy was State Street Consumer Discretionary Select Sector SPDR ETF: 29,142 shares worth $1.44M.
  • NWAM LLC added most to Vanguard FTSE Developed Markets ETF in Q4 2018, an estimated $1.49M increase.
  • NWAM LLC's biggest Q4 2018 reduction was Amazon, cutting an estimated $1.28M.
  • NWAM LLC fully exited Cleveland-Cliffs in Q4 2018, selling an estimated $689K.
  • NWAM LLC's ten largest holdings make up 26% of its $389M portfolio in Q4 2018.
  • NWAM LLC opened 26 new positions and closed 45 in Q4 2018.
  • NWAM LLC's portfolio value fell 13% quarter-over-quarter to $389M.

Based on NWAM LLC's 13F filing for Q4 2018, filed 30 Jan 2019.