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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+4.73%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$395M
AUM Growth
+$10.1M
Cap. Flow
-$6.25M
Cap. Flow %
-1.58%
Top 10 Hldgs %
24.78%
Holding
343
New
16
Increased
124
Reduced
130
Closed
20

Top Buys

Rank Stock Value
1
HCR
Hi-Crush Inc. Common Stock
HCR
+$763K
2
GCC icon
WisdomTree Enhanced Commodity Strategy Fund
GCC
+$593K
3
GEL icon
Genesis Energy
GEL
+$447K
4
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$381K
5
PCAR icon
PACCAR
PCAR
+$375K

Top Sells

Rank Stock Value
1
AMLP icon
Alerian MLP ETF
AMLP
+$2.54M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$1.4M
3
CNXM
CNX Midstream Partners LP
CNXM
+$1.01M
4
AAPL icon
Apple
AAPL
+$795K
5
AMZN icon
Amazon
AMZN
+$581K

Sector Composition

Rank Sector Weight
1 Technology 9.3%
2 Financials 7.16%
3 Industrials 5.76%
4 Consumer Discretionary 4.09%
5 Healthcare 3.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSFT icon
1
Microsoft
MSFT
$2.93T
$16.3M 4.13%
190,452
-6,295
-3% -$516K
VTV icon
2
Vanguard Value ETF
VTV
$186B
$11.4M 2.9%
107,590
+1,199
+1% +$124K
VUG icon
3
Vanguard Growth ETF
VUG
$221B
$10.8M 2.72%
458,856
-5,490
-1% -$126K
BTZ icon
4
BlackRock Credit Allocation Income Trust
BTZ
$953M
$10.5M 2.65%
784,692
+28,563
+4% +$381K
AAPL icon
5
Apple
AAPL
$4.9T
$10.4M 2.63%
245,420
-19,016
-7% -$795K
USB icon
6
US Bancorp
USB
$98.4B
$8.38M 2.12%
156,318
+72
+0% +$3.87K
BA icon
7
Boeing
BA
$169B
$8.08M 2.05%
27,400
+47
+0.2% +$12.7K
VNQ icon
8
Vanguard Real Estate ETF
VNQ
$39.6B
$7.89M 2%
95,084
+2,497
+3% +$209K
QQQ icon
9
Invesco QQQ Trust
QQQ
$466B
$7.1M 1.8%
45,607
-2,749
-6% -$420K
IWD icon
10
iShares Russell 1000 Value ETF
IWD
$81.9B
$7.06M 1.79%
56,766
-302
-0.5% -$36.6K
FLC
11
Flaherty & Crumrine Total Return Fund
FLC
$177M
$6.49M 1.64%
300,220
-5,937
-2% -$127K
IWF icon
12
iShares Russell 1000 Growth ETF
IWF
$123B
$6.47M 1.64%
192,052
-1,352
-0.7% -$44.3K
BND icon
13
Vanguard Total Bond Market
BND
$159B
$6.36M 1.61%
77,933
+2,766
+4% +$226K
IVV icon
14
iShares Core S&P 500 ETF
IVV
$881B
$5.79M 1.47%
21,518
+295
+1% +$77.3K
IJH icon
15
iShares Core S&P Mid-Cap ETF
IJH
$122B
$5.63M 1.43%
148,415
-4,655
-3% -$172K
VYM icon
16
Vanguard High Dividend Yield ETF
VYM
$80B
$5.42M 1.37%
63,326
-3,171
-5% -$265K
SBUX icon
17
Starbucks
SBUX
$120B
$5M 1.27%
87,004
-31
-0% -$1.75K
AMZN icon
18
Amazon
AMZN
$2.66T
$4.96M 1.26%
84,840
-10,560
-11% -$581K
RSP icon
19
Invesco S&P 500 Equal Weight ETF
RSP
$96.4B
$4.93M 1.25%
48,839
-78
-0.2% -$7.66K
BRK.B icon
20
Berkshire Hathaway Class B
BRK.B
$1.06T
$4.81M 1.22%
24,273
-2,220
-8% -$422K
BSV icon
21
Vanguard Short-Term Bond ETF
BSV
$44.7B
$4.33M 1.1%
54,677
+2,446
+5% +$194K
ERC
22
Allspring Multi-Sector Income Fund
ERC
$256M
$4.22M 1.07%
323,311
+23,748
+8% +$311K
RITM icon
23
Rithm Capital
RITM
$5.2B
$4M 1.01%
223,717
-23,629
-10% -$416K
VV icon
24
Vanguard Large-Cap ETF
VV
$52.2B
$3.52M 0.89%
28,739
-460
-2% -$55K
FFC
25
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$782M
$3.52M 0.89%
171,904
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1
2 3 4 5

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NWAM LLC's Q4 2017 Portfolio in Review

As of Q4 2017, NWAM LLC held 343 positions worth $395M, up 2.6% from $385M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

NWAM LLC's Q4 2017 filing shows 16 new, 124 increased, 130 reduced and 20 closed positions. Its largest new stake was Hi-Crush Inc. Common Stock: 76,105 shares worth $814K. The largest sale was Alerian MLP ETF, an estimated $2.54M.

By sector, the portfolio is most concentrated in Technology at 9.3% of assets, up from 8.8% a quarter earlier, followed by Financials and Industrials.

  • NWAM LLC's largest Q4 2017 buy was Hi-Crush Inc. Common Stock: 76,105 shares worth $814K.
  • NWAM LLC added most to BlackRock Credit Allocation Income Trust in Q4 2017, an estimated $381K increase.
  • NWAM LLC's biggest Q4 2017 reduction was Vanguard Short-Term Corporate Bond ETF, cutting an estimated $1.4M.
  • NWAM LLC fully exited Alerian MLP ETF in Q4 2017, selling an estimated $2.54M.
  • NWAM LLC's ten largest holdings make up 25% of its $395M portfolio in Q4 2017.
  • NWAM LLC opened 16 new positions and closed 20 in Q4 2017.
  • NWAM LLC's portfolio value rose 2.6% quarter-over-quarter to $395M.

Based on NWAM LLC's 13F filing for Q4 2017, filed 7 Feb 2018.