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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+5.6%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$328M
AUM Growth
+$26.3M
Cap. Flow
+$12M
Cap. Flow %
3.68%
Top 10 Hldgs %
25.83%
Holding
325
New
38
Increased
152
Reduced
83
Closed
16

Top Buys

1
AAPL icon
Apple
AAPL
+$8.55M
2
USB icon
US Bancorp
USB
+$3.03M
3
MZF
Managed Duration Inv Grd Muni Fd
MZF
+$1.34M
4
PG icon
Procter & Gamble
PG
+$1.14M
5
IMCV icon
iShares Morningstar Mid-Cap Value ETF
IMCV
+$855K

Top Sells

1
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$1.64M
2
CRHM
CRH Medical Corporation
CRHM
+$1.11M
3
META icon
Meta Platforms (Facebook)
META
+$1.1M
4
BAC icon
Bank of America
BAC
+$1M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$998K

Sector Composition

1 Technology 9.38%
2 Financials 7.82%
3 Industrials 5.19%
4 Consumer Discretionary 4.59%
5 Healthcare 4.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSFT icon
1
Microsoft
MSFT
$2.93T
$13.8M 4.22%
210,198
+5,012
+2% +$321K
VTV icon
2
Vanguard Value ETF
VTV
$186B
$9.78M 2.98%
102,565
+4,124
+4% +$392K
VUG icon
3
Vanguard Growth ETF
VUG
$221B
$9.41M 2.87%
463,992
+20,100
+5% +$397K
AAPL icon
4
Apple
AAPL
$4.9T
$9.33M 2.85%
+259,712
New +$8.55M
BTZ icon
5
BlackRock Credit Allocation Income Trust
BTZ
$953M
$9.07M 2.77%
689,106
+47,519
+7% +$618K
USB icon
6
US Bancorp
USB
$98.4B
$8.04M 2.45%
156,199
+56,808
+57% +$3.03M
IWD icon
7
iShares Russell 1000 Value ETF
IWD
$81.9B
$6.5M 1.98%
56,597
+5,126
+10% +$588K
FLC
8
Flaherty & Crumrine Total Return Fund
FLC
$177M
$6.5M 1.98%
306,787
+7,582
+3% +$155K
BND icon
9
Vanguard Total Bond Market
BND
$159B
$6.29M 1.92%
77,601
+8,835
+13% +$714K
QQQ icon
10
Invesco QQQ Trust
QQQ
$466B
$5.89M 1.8%
44,518
-7,814
-15% -$998K
SBUX icon
11
Starbucks
SBUX
$120B
$5.79M 1.77%
99,226
+3,403
+4% +$193K
IWF icon
12
iShares Russell 1000 Growth ETF
IWF
$123B
$5.74M 1.75%
201,892
+1,836
+0.9% +$50.9K
RSP icon
13
Invesco S&P 500 Equal Weight ETF
RSP
$96.4B
$5.36M 1.63%
58,988
-5,765
-9% -$517K
BA icon
14
Boeing
BA
$169B
$5.25M 1.6%
29,664
+1,075
+4% +$183K
RITM icon
15
Rithm Capital
RITM
$5.2B
$5.1M 1.56%
300,520
+43,096
+17% +$705K
VNQ icon
16
Vanguard Real Estate ETF
VNQ
$39.6B
$4.63M 1.41%
56,066
-713
-1% -$59.1K
ERC
17
Allspring Multi-Sector Income Fund
ERC
$256M
$4.3M 1.31%
322,429
+160
+0% +$2.1K
BRK.B icon
18
Berkshire Hathaway Class B
BRK.B
$1.06T
$4.29M 1.31%
25,739
+1,528
+6% +$256K
AMZN icon
19
Amazon
AMZN
$2.66T
$4.26M 1.3%
96,180
+1,600
+2% +$66.7K
BSV icon
20
Vanguard Short-Term Bond ETF
BSV
$44.7B
$3.83M 1.17%
47,978
+1,659
+4% +$132K
FFC
21
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$782M
$3.55M 1.08%
172,754
+4,600
+3% +$91.2K
IJH icon
22
iShares Core S&P Mid-Cap ETF
IJH
$122B
$3.25M 0.99%
95,005
-14,810
-13% -$504K
CVX icon
23
Chevron
CVX
$373B
$2.98M 0.91%
27,748
+1,327
+5% +$149K
IVV icon
24
iShares Core S&P 500 ETF
IVV
$881B
$2.94M 0.9%
12,386
+3,345
+37% +$782K
VEA icon
25
Vanguard FTSE Developed Markets ETF
VEA
$226B
$2.86M 0.87%
72,883
+4,157
+6% +$159K
1
2 3 4 5

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NWAM LLC's Q1 2017 Portfolio in Review

As of Q1 2017, NWAM LLC held 325 positions worth $328M, up 8.7% from $301M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

NWAM LLC deployed $12M of net new capital in Q1 2017, opening 38 new positions and adding to 152 existing holdings. Its largest new stake was Apple: 259,712 shares worth $9.33M.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 6.3% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $1.64M trimmed.

  • NWAM LLC's largest Q1 2017 buy was Apple: 259,712 shares worth $9.33M.
  • NWAM LLC added most to US Bancorp in Q1 2017, an estimated $3.03M increase.
  • NWAM LLC's biggest Q1 2017 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $1.64M.
  • NWAM LLC fully exited Vector Group Ltd. in Q1 2017, selling an estimated $727K.
  • NWAM LLC's ten largest holdings make up 26% of its $328M portfolio in Q1 2017.
  • NWAM LLC opened 38 new positions and closed 16 in Q1 2017.
  • NWAM LLC's portfolio value rose 8.7% quarter-over-quarter to $328M.

Based on NWAM LLC's 13F filing for Q1 2017, filed 2 May 2017.