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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$575M
AUM Growth
+$247M
Cap. Flow
+$27.4M
Cap. Flow %
4.77%
Top 10 Hldgs %
51.41%
Holding
347
New
38
Increased
116
Reduced
137
Closed
25

Top Buys

1
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$5.63M
2
VV icon
Vanguard Large-Cap ETF
VV
+$3.59M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$2.97M
4
AMLP icon
Alerian MLP ETF
AMLP
+$2.65M
5
VO icon
Vanguard Mid-Cap ETF
VO
+$2.59M

Top Sells

1
USB icon
US Bancorp
USB
+$2.93M
2
PG icon
Procter & Gamble
PG
+$1.06M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$1.03M
4
RITM icon
Rithm Capital
RITM
+$711K
5
SBUX icon
Starbucks
SBUX
+$576K

Sector Composition

1 Technology 5.39%
2 Financials 3.93%
3 Industrials 3.01%
4 Healthcare 2.66%
5 Consumer Discretionary 2.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DD icon
1
CALL
DuPont de Nemours
DD
$18.3B
$215M 37.32%
+1,303
New +$207K
MSFT icon
2
Microsoft
MSFT
$2.93T
$14.2M 2.47%
206,219
-3,979
-2% -$273K
VTV icon
3
Vanguard Value ETF
VTV
$186B
$10.3M 1.78%
106,195
+3,630
+4% +$347K
VUG icon
4
Vanguard Growth ETF
VUG
$221B
$10.1M 1.76%
478,362
+14,370
+3% +$301K
BTZ icon
5
BlackRock Credit Allocation Income Trust
BTZ
$953M
$9.68M 1.68%
719,632
+30,526
+4% +$408K
AAPL icon
6
Apple
AAPL
$4.9T
$9.07M 1.58%
251,836
-7,876
-3% -$291K
VNQ icon
7
Vanguard Real Estate ETF
VNQ
$39.6B
$7.63M 1.33%
91,700
+35,634
+64% +$2.97M
BND icon
8
Vanguard Total Bond Market
BND
$159B
$6.79M 1.18%
82,938
+5,337
+7% +$436K
FLC
9
Flaherty & Crumrine Total Return Fund
FLC
$177M
$6.67M 1.16%
299,155
-7,632
-2% -$166K
IWD icon
10
iShares Russell 1000 Value ETF
IWD
$81.9B
$6.54M 1.14%
56,207
-390
-0.7% -$44.9K
QQQ icon
11
Invesco QQQ Trust
QQQ
$466B
$6.5M 1.13%
47,197
+2,679
+6% +$368K
IWF icon
12
iShares Russell 1000 Growth ETF
IWF
$123B
$5.9M 1.03%
198,276
-3,616
-2% -$106K
VYM icon
13
Vanguard High Dividend Yield ETF
VYM
$80B
$5.66M 0.98%
+72,348
New +$5.63M
IVV icon
14
iShares Core S&P 500 ETF
IVV
$881B
$5.5M 0.96%
22,611
+10,225
+83% +$2.47M
BA icon
15
Boeing
BA
$169B
$5.47M 0.95%
27,673
-1,991
-7% -$371K
SBUX icon
16
Starbucks
SBUX
$120B
$5.23M 0.91%
89,704
-9,522
-10% -$576K
USB icon
17
US Bancorp
USB
$98.4B
$5.16M 0.9%
99,371
-56,828
-36% -$2.93M
IJH icon
18
iShares Core S&P Mid-Cap ETF
IJH
$122B
$5.15M 0.9%
148,110
+53,105
+56% +$1.83M
BRK.B icon
19
Berkshire Hathaway Class B
BRK.B
$1.06T
$4.5M 0.78%
26,584
+845
+3% +$141K
RSP icon
20
Invesco S&P 500 Equal Weight ETF
RSP
$96.4B
$4.42M 0.77%
47,719
-11,269
-19% -$1.03M
AMZN icon
21
Amazon
AMZN
$2.66T
$4.28M 0.74%
88,360
-7,820
-8% -$373K
RITM icon
22
Rithm Capital
RITM
$5.2B
$4.01M 0.7%
257,562
-42,958
-14% -$711K
BSV icon
23
Vanguard Short-Term Bond ETF
BSV
$44.7B
$3.96M 0.69%
49,625
+1,647
+3% +$132K
ERC
24
Allspring Multi-Sector Income Fund
ERC
$256M
$3.9M 0.68%
292,399
-30,030
-9% -$404K
FFC
25
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$782M
$3.68M 0.64%
167,429
-5,325
-3% -$113K
1
2 3 4 5

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NWAM LLC's Q2 2017 Portfolio in Review

As of Q2 2017, NWAM LLC held 347 positions worth $575M, up 75% from $328M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

NWAM LLC deployed $27.4M of net new capital in Q2 2017, opening 38 new positions and adding to 116 existing holdings. Its largest new stake was Vanguard High Dividend Yield ETF: 72,348 shares worth $5.66M.

By sector, the portfolio is most concentrated in Technology at 5.4% of assets, down from 9.4% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was US Bancorp, an estimated $2.93M trimmed.

  • NWAM LLC's largest Q2 2017 buy was Vanguard High Dividend Yield ETF: 72,348 shares worth $5.66M.
  • NWAM LLC added most to Vanguard Real Estate ETF in Q2 2017, an estimated $2.97M increase.
  • NWAM LLC's biggest Q2 2017 reduction was US Bancorp, cutting an estimated $2.93M.
  • NWAM LLC fully exited Paramount Global Class A in Q2 2017, selling an estimated $498K.
  • NWAM LLC's ten largest holdings make up 51% of its $575M portfolio in Q2 2017.
  • NWAM LLC opened 38 new positions and closed 25 in Q2 2017.
  • NWAM LLC's portfolio value rose 75% quarter-over-quarter to $575M.

Based on NWAM LLC's 13F filing for Q2 2017, filed 27 Jul 2017.