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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+4%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$206M
AUM Growth
+$8.06M
Cap. Flow
-$14.2M
Cap. Flow %
-6.9%
Top 10 Hldgs %
23.6%
Holding
224
New
16
Increased
76
Reduced
112
Closed
17

Top Buys

1
MSFT icon
Microsoft
MSFT
+$1.27M
2
VTV icon
Vanguard Value ETF
VTV
+$1.15M
3
S
Sprint Corporation
S
+$1.02M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$953K
5
NMY
Nuveen Maryland Quality Municipal Income Fund
NMY
+$685K

Top Sells

1
EPC icon
Edgewell Personal Care
EPC
+$13.7M
2
SBUX icon
Starbucks
SBUX
+$1.33M
3
AAPL icon
Apple
AAPL
+$1.15M
4
FON
SPRINT CORP FON COM
FON
+$965K
5
VB icon
Vanguard Small-Cap ETF
VB
+$657K

Sector Composition

1 Technology 11.88%
2 Financials 10.12%
3 Industrials 6.79%
4 Consumer Discretionary 5.92%
5 Healthcare 5.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSFT icon
1
Microsoft
MSFT
$2.93T
$11M 5.33%
329,948
+38,716
+13% +$1.27M
RSP icon
2
Invesco S&P 500 Equal Weight ETF
RSP
$96.4B
$5.64M 2.74%
86,558
-5,552
-6% -$358K
DVY icon
3
iShares Select Dividend ETF
DVY
$23.8B
$4.45M 2.16%
67,078
-2,429
-3% -$161K
AAPL icon
4
Apple
AAPL
$4.9T
$4.31M 2.09%
1,640,100
-69,216
-4% -$1.15M
SBUX icon
5
Starbucks
SBUX
$120B
$4.26M 2.07%
218,096
-36,898
-14% -$1.33M
USB icon
6
US Bancorp
USB
$98.4B
$3.98M 1.93%
108,713
-1,293
-1% -$47.9K
BAC icon
7
Bank of America
BAC
$430B
$3.89M 1.89%
281,929
-19,943
-7% -$285K
QQQ icon
8
Invesco QQQ Trust
QQQ
$466B
$3.75M 1.82%
47,605
-4,182
-8% -$319K
VUG icon
9
Vanguard Growth ETF
VUG
$221B
$3.68M 1.79%
260,850
+16,290
+7% +$224K
BA icon
10
Boeing
BA
$169B
$3.64M 1.77%
30,943
+944
+3% +$102K
GE icon
11
GE Aerospace
GE
$364B
$3.6M 1.75%
31,431
+990
+3% +$114K
VTV icon
12
Vanguard Value ETF
VTV
$186B
$3.53M 1.72%
50,612
+16,306
+48% +$1.15M
EFA icon
13
iShares MSCI EAFE ETF
EFA
$76.5B
$3.41M 1.66%
53,471
-5,911
-10% -$362K
IWF icon
14
iShares Russell 1000 Growth ETF
IWF
$123B
$3.32M 1.61%
169,764
-12,744
-7% -$244K
VNQ icon
15
Vanguard Real Estate ETF
VNQ
$39.6B
$3.19M 1.55%
48,270
+9,715
+25% +$660K
HYG icon
16
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.9B
$3.1M 1.51%
33,879
-261
-0.8% -$23.9K
IWD icon
17
iShares Russell 1000 Value ETF
IWD
$81.9B
$2.99M 1.45%
34,704
-998
-3% -$86.6K
INTC icon
18
Intel
INTC
$478B
$2.99M 1.45%
130,326
+12,928
+11% +$298K
BRK.B icon
19
Berkshire Hathaway Class B
BRK.B
$1.06T
$2.92M 1.42%
25,746
-365
-1% -$42.1K
CVX icon
20
Chevron
CVX
$373B
$2.82M 1.37%
23,241
+2,007
+9% +$247K
IJT icon
21
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.23B
$2.6M 1.27%
48,074
-5,714
-11% -$298K
DJP icon
22
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$795M
$2.49M 1.21%
66,804
+7,126
+12% +$268K
MDY icon
23
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.3B
$2.48M 1.21%
10,969
-847
-7% -$188K
VZ icon
24
Verizon
VZ
$182B
$2.44M 1.19%
52,281
+6,659
+15% +$325K
DD icon
25
DuPont de Nemours
DD
$18.3B
$2.42M 1.18%
24,940
-1,948
-7% -$181K
1
2 3 4 5

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PAIM
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RIA
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NWAM LLC's Q3 2013 Portfolio in Review

As of Q3 2013, NWAM LLC held 224 positions worth $206M, up 4.1% from $198M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

NWAM LLC withdrew a net $14.2M in Q3 2013, closing 17 positions and reducing 112 holdings. Its most notable exit was SPRINT CORP FON COM, an estimated $965K position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Industrials.

Against the trend, NWAM LLC opened a new position in Sprint Corporation worth $965K.

  • NWAM LLC's largest Q3 2013 buy was Sprint Corporation: 155,159 shares worth $965K.
  • NWAM LLC added most to Microsoft in Q3 2013, an estimated $1.27M increase.
  • NWAM LLC's biggest Q3 2013 reduction was Edgewell Personal Care, cutting an estimated $13.7M.
  • NWAM LLC fully exited SPRINT CORP FON COM in Q3 2013, selling an estimated $965K.
  • NWAM LLC's ten largest holdings make up 24% of its $206M portfolio in Q3 2013.
  • NWAM LLC opened 16 new positions and closed 17 in Q3 2013.
  • NWAM LLC's portfolio value rose 4.1% quarter-over-quarter to $206M.

Based on NWAM LLC's 13F filing for Q3 2013, filed 9 Sep 2016.