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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+3.76%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$385M
AUM Growth
-$190M
Cap. Flow
-$201M
Cap. Flow %
-52.36%
Top 10 Hldgs %
24.13%
Holding
349
New
27
Increased
171
Reduced
79
Closed
22

Top Buys

1
USB icon
US Bancorp
USB
+$2.98M
2
JRI icon
Nuveen Real Asset Income & Growth Fund
JRI
+$2.18M
3
PG icon
Procter & Gamble
PG
+$1.3M
4
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$876K
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$601K

Top Sells

1
DRA
Diversified Real Asset Income Fd
DRA
+$1.87M
2
MSFT icon
Microsoft
MSFT
+$692K
3
BND icon
Vanguard Total Bond Market
BND
+$637K
4
DD
Du Pont De Nemours E I
DD
+$578K
5
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$464K

Sector Composition

1 Technology 8.81%
2 Financials 7.29%
3 Industrials 5.21%
4 Healthcare 4.28%
5 Consumer Discretionary 4.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSFT icon
1
Microsoft
MSFT
$2.93T
$14.7M 3.81%
196,747
-9,472
-5% -$692K
VTV icon
2
Vanguard Value ETF
VTV
$186B
$10.6M 2.76%
106,391
+196
+0.2% +$19.2K
VUG icon
3
Vanguard Growth ETF
VUG
$221B
$10.3M 2.67%
464,346
-14,016
-3% -$305K
BTZ icon
4
BlackRock Credit Allocation Income Trust
BTZ
$953M
$10.3M 2.67%
756,129
+36,497
+5% +$491K
AAPL icon
5
Apple
AAPL
$4.9T
$10.2M 2.65%
264,436
+12,600
+5% +$489K
USB icon
6
US Bancorp
USB
$98.4B
$8.37M 2.18%
156,246
+56,875
+57% +$2.98M
VNQ icon
7
Vanguard Real Estate ETF
VNQ
$39.6B
$7.69M 2%
92,587
+887
+1% +$74.1K
QQQ icon
8
Invesco QQQ Trust
QQQ
$466B
$7.03M 1.83%
48,356
+1,159
+2% +$166K
BA icon
9
Boeing
BA
$169B
$6.95M 1.81%
27,353
-320
-1% -$74.6K
IWD icon
10
iShares Russell 1000 Value ETF
IWD
$81.9B
$6.76M 1.76%
57,068
+861
+2% +$100K
FLC
11
Flaherty & Crumrine Total Return Fund
FLC
$177M
$6.58M 1.71%
306,157
+7,002
+2% +$152K
BND icon
12
Vanguard Total Bond Market
BND
$159B
$6.16M 1.6%
75,167
-7,771
-9% -$637K
IWF icon
13
iShares Russell 1000 Growth ETF
IWF
$123B
$6.05M 1.57%
193,404
-4,872
-2% -$149K
IJH icon
14
iShares Core S&P Mid-Cap ETF
IJH
$122B
$5.48M 1.42%
153,070
+4,960
+3% +$173K
VYM icon
15
Vanguard High Dividend Yield ETF
VYM
$80B
$5.39M 1.4%
66,497
-5,851
-8% -$464K
IVV icon
16
iShares Core S&P 500 ETF
IVV
$881B
$5.37M 1.4%
21,223
-1,388
-6% -$345K
BRK.B icon
17
Berkshire Hathaway Class B
BRK.B
$1.06T
$4.86M 1.26%
26,493
-91
-0.3% -$16.1K
SBUX icon
18
Starbucks
SBUX
$120B
$4.67M 1.22%
87,035
-2,669
-3% -$148K
RSP icon
19
Invesco S&P 500 Equal Weight ETF
RSP
$96.4B
$4.67M 1.21%
48,917
+1,198
+3% +$112K
AMZN icon
20
Amazon
AMZN
$2.66T
$4.59M 1.19%
95,400
+7,040
+8% +$346K
BSV icon
21
Vanguard Short-Term Bond ETF
BSV
$44.7B
$4.17M 1.08%
52,231
+2,606
+5% +$208K
RITM icon
22
Rithm Capital
RITM
$5.2B
$4.14M 1.08%
247,346
-10,216
-4% -$167K
ERC
23
Allspring Multi-Sector Income Fund
ERC
$256M
$4.02M 1.04%
299,563
+7,164
+2% +$95.8K
FFC
24
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$782M
$3.68M 0.96%
171,904
+4,475
+3% +$95.1K
IJR icon
25
iShares Core S&P Small-Cap ETF
IJR
$110B
$3.44M 0.89%
46,322
-5,333
-10% -$374K
1
2 3 4 5

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VCM
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PAIM
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RIA
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SFI
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MAM
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NWAM LLC's Q3 2017 Portfolio in Review

As of Q3 2017, NWAM LLC held 349 positions worth $385M, down 33% from $575M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

NWAM LLC withdrew a net $201M in Q3 2017, closing 22 positions and reducing 79 holdings. Its most notable exit was Diversified Real Asset Income Fd, an estimated $1.87M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 5.4% a quarter earlier, followed by Financials and Industrials.

Against the trend, NWAM LLC opened a new position in Nuveen Real Asset Income & Growth Fund worth $2.18M.

  • NWAM LLC's largest Q3 2017 buy was Nuveen Real Asset Income & Growth Fund: 120,909 shares worth $2.18M.
  • NWAM LLC added most to US Bancorp in Q3 2017, an estimated $2.98M increase.
  • NWAM LLC's biggest Q3 2017 reduction was Microsoft, cutting an estimated $692K.
  • NWAM LLC fully exited Diversified Real Asset Income Fd in Q3 2017, selling an estimated $1.87M.
  • NWAM LLC's ten largest holdings make up 24% of its $385M portfolio in Q3 2017.
  • NWAM LLC opened 27 new positions and closed 22 in Q3 2017.
  • NWAM LLC's portfolio value fell 33% quarter-over-quarter to $385M.

Based on NWAM LLC's 13F filing for Q3 2017, filed 1 Nov 2017.