We are live on ! Find out more
NL

NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+4.53%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$321M
AUM Growth
+$30.8M
Cap. Flow
+$3.96M
Cap. Flow %
1.23%
Top 10 Hldgs %
22.51%
Holding
311
New
42
Increased
111
Reduced
139
Closed
11

Top Buys

1
APC
Anadarko Petroleum
APC
+$11.9M
2
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$2.41M
3
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$2.09M
4
DOC icon
Healthpeak Properties
DOC
+$1.76M
5
FFC
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
+$1.76M

Top Sells

1
AAPL icon
Apple
AAPL
+$27.7M
2
WELL icon
Welltower
WELL
+$1.76M
3
LUMN icon
Lumen
LUMN
+$1.42M
4
CVX icon
Chevron
CVX
+$1.26M
5
CSP
AMER STRATEGIC INCM PTFL-III
CSP
+$988K

Sector Composition

1 Technology 9.82%
2 Financials 8.2%
3 Industrials 6.16%
4 Healthcare 5.33%
5 Energy 5.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSFT icon
1
Microsoft
MSFT
$2.93T
$14.7M 4.59%
353,634
+2,410
+0.7% +$97.5K
RSP icon
2
Invesco S&P 500 Equal Weight ETF
RSP
$96.4B
$8.79M 2.73%
114,537
-5,865
-5% -$435K
BTZ icon
3
BlackRock Credit Allocation Income Trust
BTZ
$953M
$8.34M 2.59%
606,319
+152,629
+34% +$2.09M
FLC
4
Flaherty & Crumrine Total Return Fund
FLC
$177M
$6.46M 2.01%
322,439
+49,565
+18% +$1.01M
ERC
5
Allspring Multi-Sector Income Fund
ERC
$256M
$6.28M 1.95%
421,507
+53,708
+15% +$792K
SBUX icon
6
Starbucks
SBUX
$120B
$5.82M 1.81%
150,478
+536
+0.4% +$19.5K
AAPL icon
7
Apple
AAPL
$4.9T
$5.71M 1.78%
245,600
-1,303,052
-84% -$27.7M
IWF icon
8
iShares Russell 1000 Growth ETF
IWF
$123B
$5.63M 1.75%
247,828
-12,472
-5% -$274K
PG icon
9
Procter & Gamble
PG
$349B
$5.32M 1.65%
67,654
+921
+1% +$74.3K
BAC icon
10
Bank of America
BAC
$430B
$5.26M 1.64%
342,550
+27,562
+9% +$428K
IWD icon
11
iShares Russell 1000 Value ETF
IWD
$81.9B
$5.21M 1.62%
51,451
-2,544
-5% -$249K
VUG icon
12
Vanguard Growth ETF
VUG
$221B
$4.53M 1.41%
274,848
-10,170
-4% -$161K
USB icon
13
US Bancorp
USB
$98.4B
$4.5M 1.4%
103,902
-1,099
-1% -$45.9K
GE icon
14
GE Aerospace
GE
$364B
$4.39M 1.37%
34,864
-220
-0.6% -$28K
VTV icon
15
Vanguard Value ETF
VTV
$186B
$4.36M 1.36%
53,850
-1,221
-2% -$96.7K
INTC icon
16
Intel
INTC
$478B
$4.3M 1.34%
139,102
-27,107
-16% -$743K
FFC
17
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$782M
$4.26M 1.33%
217,515
+88,423
+68% +$1.76M
VNQ icon
18
Vanguard Real Estate ETF
VNQ
$39.6B
$4.19M 1.3%
56,004
-3,219
-5% -$237K
RITM icon
19
Rithm Capital
RITM
$5.2B
$4.12M 1.28%
326,739
+9,394
+3% +$119K
BA icon
20
Boeing
BA
$169B
$4.12M 1.28%
32,353
+169
+0.5% +$22.1K
BRK.B icon
21
Berkshire Hathaway Class B
BRK.B
$1.06T
$3.65M 1.14%
28,864
+174
+0.6% +$22K
DVY icon
22
iShares Select Dividend ETF
DVY
$23.8B
$3.5M 1.09%
45,484
-2,059
-4% -$154K
PCAR icon
23
PACCAR
PCAR
$66.4B
$3.3M 1.03%
78,794
+9,887
+14% +$422K
VZ icon
24
Verizon
VZ
$182B
$3.08M 0.96%
62,868
+1,160
+2% +$56.2K
IJH icon
25
iShares Core S&P Mid-Cap ETF
IJH
$122B
$2.92M 0.91%
102,160
-2,155
-2% -$59.2K
1
2 3 4 5

Similar funds

MCWS
McKinley Carter Wealth Services Wheeling, West Virginia $1.73B AUM 17.28% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
RIA
Regal Investment Advisors Kentwood, Michigan $1.73B AUM 17.74% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
GAM
GuardCap Asset Management London, United Kingdom $1.75B AUM 7.74% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return

NWAM LLC's Q2 2014 Portfolio in Review

As of Q2 2014, NWAM LLC held 311 positions worth $321M, up 11% from $291M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

NWAM LLC's Q2 2014 filing shows 42 new, 111 increased, 139 reduced and 11 closed positions. Its largest new stake was Anadarko Petroleum: 116,577 shares worth $100K. The largest sale was Apple, an estimated $27.7M.

By sector, the portfolio is most concentrated in Technology at 9.8% of assets, down from 11% a quarter earlier, followed by Financials and Industrials.

  • NWAM LLC's largest Q2 2014 buy was Anadarko Petroleum: 116,577 shares worth $100K.
  • NWAM LLC added most to BlackRock Credit Allocation Income Trust in Q2 2014, an estimated $2.09M increase.
  • NWAM LLC's biggest Q2 2014 reduction was Apple, cutting an estimated $27.7M.
  • NWAM LLC fully exited Lumen in Q2 2014, selling an estimated $1.42M.
  • NWAM LLC's ten largest holdings make up 23% of its $321M portfolio in Q2 2014.
  • NWAM LLC opened 42 new positions and closed 11 in Q2 2014.
  • NWAM LLC's portfolio value rose 11% quarter-over-quarter to $321M.

Based on NWAM LLC's 13F filing for Q2 2014, filed 9 Sep 2016.