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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+1.28%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$234M
AUM Growth
+$4.88M
Cap. Flow
+$3.42M
Cap. Flow %
1.46%
Top 10 Hldgs %
27.04%
Holding
265
New
24
Increased
109
Reduced
60
Closed
14

Top Buys

1
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.29M
2
BWX icon
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
+$1.83M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$774K
4
BND icon
Vanguard Total Bond Market
BND
+$731K
5
XOM icon
ExxonMobil
XOM
+$691K

Top Sells

1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$2.18M
2
IWD icon
iShares Russell 1000 Value ETF
IWD
+$2.03M
3
IBB icon
iShares Biotechnology ETF
IBB
+$1.42M
4
IAI icon
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
+$1.25M
5
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$1.18M

Sector Composition

1 Technology 8.11%
2 Financials 6.56%
3 Industrials 5.19%
4 Energy 4.31%
5 Real Estate 4.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BTZ icon
1
BlackRock Credit Allocation Income Trust
BTZ
$953M
$9.03M 3.86%
671,057
+15,529
+2% +$208K
RSP icon
2
Invesco S&P 500 Equal Weight ETF
RSP
$96.4B
$8.69M 3.71%
107,165
+614
+0.6% +$49.4K
MSFT icon
3
Microsoft
MSFT
$2.93T
$8.44M 3.61%
207,584
+9,174
+5% +$399K
FLC
4
Flaherty & Crumrine Total Return Fund
FLC
$177M
$6.88M 2.94%
339,332
-850
-0.2% -$17.5K
ERC
5
Allspring Multi-Sector Income Fund
ERC
$256M
$5.85M 2.5%
438,436
-761
-0.2% -$10.3K
AAPL icon
6
Apple
AAPL
$4.9T
$5.84M 2.5%
187,628
+15,136
+9% +$457K
VUG icon
7
Vanguard Growth ETF
VUG
$221B
$4.71M 2.01%
270,264
+15,582
+6% +$276K
RITM icon
8
Rithm Capital
RITM
$5.2B
$4.71M 2.01%
313,132
-11,572
-4% -$160K
VNQ icon
9
Vanguard Real Estate ETF
VNQ
$39.6B
$4.7M 2.01%
55,720
+3,895
+8% +$331K
VTV icon
10
Vanguard Value ETF
VTV
$186B
$4.41M 1.89%
52,678
+2,165
+4% +$182K
FFC
11
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$782M
$4.33M 1.85%
212,941
-21,240
-9% -$435K
USB icon
12
US Bancorp
USB
$98.4B
$4.31M 1.84%
98,628
– –
SBUX icon
13
Starbucks
SBUX
$120B
$4.1M 1.75%
86,602
+4,464
+5% +$201K
BA icon
14
Boeing
BA
$169B
$3.59M 1.54%
23,926
+767
+3% +$112K
IWF icon
15
iShares Russell 1000 Growth ETF
IWF
$123B
$3.24M 1.39%
131,156
-89,064
-40% -$2.18M
DVY icon
16
iShares Select Dividend ETF
DVY
$23.8B
$3.2M 1.37%
41,069
+112
+0.3% +$8.86K
IJH icon
17
iShares Core S&P Mid-Cap ETF
IJH
$122B
$3.08M 1.32%
101,270
+475
+0.5% +$14.1K
IWD icon
18
iShares Russell 1000 Value ETF
IWD
$81.9B
$2.83M 1.21%
27,499
-19,634
-42% -$2.03M
AGG icon
19
iShares Core US Aggregate Bond ETF
AGG
$139B
$2.61M 1.12%
23,425
+3
+0% +$333
BND icon
20
Vanguard Total Bond Market
BND
$159B
$2.54M 1.09%
30,510
+8,789
+40% +$731K
BRK.B icon
21
Berkshire Hathaway Class B
BRK.B
$1.06T
$2.44M 1.04%
16,920
+146
+0.9% +$21.5K
AAXJ icon
22
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.65B
$2.37M 1.01%
37,076
+239
+0.6% +$15K
MDY icon
23
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.3B
$2.36M 1.01%
+8,503
New +$2.29M
DRA
24
DELISTED
Diversified Real Asset Income Fd
DRA
$2.33M 0.99%
128,464
+29,737
+30% +$528K
XOM icon
25
ExxonMobil
XOM
$611B
$2.3M 0.98%
27,099
+7,790
+40% +$691K
1
2 3 4 5

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NWAM LLC's Q1 2015 Portfolio in Review

As of Q1 2015, NWAM LLC held 265 positions worth $234M, up 2.1% from $229M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

NWAM LLC's Q1 2015 filing shows 24 new, 109 increased, 60 reduced and 14 closed positions. Its largest new stake was State Street SPDR S&P MIDCAP 400 ETF Trust: 8,503 shares worth $2.36M. The largest sale was iShares Russell 1000 Growth ETF, an estimated $2.18M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, down from 8.3% a quarter earlier, followed by Financials and Industrials.

  • NWAM LLC's largest Q1 2015 buy was State Street SPDR S&P MIDCAP 400 ETF Trust: 8,503 shares worth $2.36M.
  • NWAM LLC added most to iShares Russell 2000 Growth ETF in Q1 2015, an estimated $774K increase.
  • NWAM LLC's biggest Q1 2015 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $2.18M.
  • NWAM LLC fully exited iShares Biotechnology ETF in Q1 2015, selling an estimated $1.42M.
  • NWAM LLC's ten largest holdings make up 27% of its $234M portfolio in Q1 2015.
  • NWAM LLC opened 24 new positions and closed 14 in Q1 2015.
  • NWAM LLC's portfolio value rose 2.1% quarter-over-quarter to $234M.

Based on NWAM LLC's 13F filing for Q1 2015, filed 9 Sep 2016.