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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+4.8%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$245M
AUM Growth
+$125M
Cap. Flow
+$132M
Cap. Flow %
54.03%
Top 10 Hldgs %
27.24%
Holding
269
New
125
Increased
68
Reduced
62
Closed
10

Top Buys

1
BABA icon
Alibaba
BABA
+$13.2M
2
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$7.95M
3
FLC
Flaherty & Crumrine Total Return Fund
FLC
+$6.3M
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$5.06M
5
BND icon
Vanguard Total Bond Market
BND
+$4.66M

Top Sells

1
GOOG icon
Alphabet (Google) Class C
GOOG
+$797K
2
DAL icon
Delta Air Lines
DAL
+$402K
3
UNH icon
UnitedHealth
UNH
+$389K
4
MSFT icon
Microsoft
MSFT
+$324K
5
CVX icon
Chevron
CVX
+$236K

Sector Composition

1 Technology 9.33%
2 Financials 6.1%
3 Industrials 5.42%
4 Consumer Discretionary 4.36%
5 Communication Services 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSFT icon
1
Microsoft
MSFT
$2.93T
$11.2M 4.57%
201,844
-6,156
-3% -$324K
BTZ icon
2
BlackRock Credit Allocation Income Trust
BTZ
$953M
$7.96M 3.25%
+644,864
New +$7.95M
VTV icon
3
Vanguard Value ETF
VTV
$186B
$6.64M 2.71%
81,518
+5,518
+7% +$452K
VUG icon
4
Vanguard Growth ETF
VUG
$221B
$6.62M 2.7%
373,050
-4,950
-1% -$88.7K
RSP icon
5
Invesco S&P 500 Equal Weight ETF
RSP
$96.4B
$6.57M 2.68%
85,679
+679
+0.8% +$52.7K
AAPL icon
6
Apple
AAPL
$4.9T
$6.51M 2.66%
249,448
+17,448
+8% +$499K
FLC
7
Flaherty & Crumrine Total Return Fund
FLC
$177M
$6.27M 2.56%
+326,841
New +$6.3M
SBUX icon
8
Starbucks
SBUX
$120B
$5.21M 2.12%
86,718
+718
+0.8% +$43.7K
IWF icon
9
iShares Russell 1000 Growth ETF
IWF
$123B
$5.04M 2.06%
+202,812
New +$5.06M
QQQ icon
10
Invesco QQQ Trust
QQQ
$466B
$4.76M 1.94%
42,584
+584
+1% +$65.1K
VNQ icon
11
Vanguard Real Estate ETF
VNQ
$39.6B
$4.67M 1.91%
+58,638
New +$4.64M
BND icon
12
Vanguard Total Bond Market
BND
$159B
$4.62M 1.89%
+57,243
New +$4.66M
IWD icon
13
iShares Russell 1000 Value ETF
IWD
$81.9B
$4.55M 1.86%
+46,473
New +$4.61M
USB icon
14
US Bancorp
USB
$98.4B
$4.24M 1.73%
99,407
-593
-0.6% -$25.3K
FFC
15
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$782M
$4.12M 1.68%
+205,548
New +$4.09M
RITM icon
16
Rithm Capital
RITM
$5.2B
$4.1M 1.67%
+337,145
New +$4.16M
ERC
17
Allspring Multi-Sector Income Fund
ERC
$256M
$4.03M 1.65%
+356,380
New +$4.12M
BA icon
18
Boeing
BA
$169B
$3.54M 1.45%
24,519
+519
+2% +$74.7K
IJH icon
19
iShares Core S&P Mid-Cap ETF
IJH
$122B
$3.14M 1.28%
+112,705
New +$3.22M
BSV icon
20
Vanguard Short-Term Bond ETF
BSV
$44.7B
$2.93M 1.19%
+37,188
New +$2.98M
GE icon
21
GE Aerospace
GE
$364B
$2.72M 1.11%
18,232
-1,174
-6% -$167K
AGG icon
22
iShares Core US Aggregate Bond ETF
AGG
$139B
$2.61M 1.07%
+30,779
New +$3.35M
MDY icon
23
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.3B
$2.35M 0.96%
+9,248
New +$2.41M
COST icon
24
Costco
COST
$417B
$2.33M 0.95%
14,455
+455
+3% +$71.9K
XOM icon
25
ExxonMobil
XOM
$611B
$2.18M 0.89%
27,909
-1,091
-4% -$87.2K
1
2 3 4 5

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NWAM LLC's Q4 2015 Portfolio in Review

As of Q4 2015, NWAM LLC held 269 positions worth $245M, up 103% from $121M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

NWAM LLC deployed $132M of net new capital in Q4 2015, opening 125 new positions and adding to 68 existing holdings. Its largest new stake was BlackRock Credit Allocation Income Trust: 644,864 shares worth $7.96M.

By sector, the portfolio is most concentrated in Technology at 9.3% of assets, down from 16% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $797K trimmed.

  • NWAM LLC's largest Q4 2015 buy was BlackRock Credit Allocation Income Trust: 644,864 shares worth $7.96M.
  • NWAM LLC added most to Alibaba in Q4 2015, an estimated $13.2M increase.
  • NWAM LLC's biggest Q4 2015 reduction was Alphabet (Google) Class C, cutting an estimated $797K.
  • NWAM LLC fully exited Delta Air Lines in Q4 2015, selling an estimated $402K.
  • NWAM LLC's ten largest holdings make up 27% of its $245M portfolio in Q4 2015.
  • NWAM LLC opened 125 new positions and closed 10 in Q4 2015.
  • NWAM LLC's portfolio value rose 103% quarter-over-quarter to $245M.

Based on NWAM LLC's 13F filing for Q4 2015, filed 12 Feb 2016.