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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
-1.19%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$281M
AUM Growth
-$40.6M
Cap. Flow
-$30.8M
Cap. Flow %
-10.95%
Top 10 Hldgs %
24.08%
Holding
324
New
24
Increased
147
Reduced
106
Closed
28

Top Buys

1
SBUX icon
Starbucks
SBUX
+$4.72M
2
BBLU
BLUE EARTH, INC. COMMON STOCK
BBLU
+$1.85M
3
DRA
Diversified Real Asset Income Fd
DRA
+$1.77M
4
RDS.B
Royal Dutch Shell PLC ADS Class B
RDS.B
+$1.31M
5
MZF
Managed Duration Inv Grd Muni Fd
MZF
+$1.18M

Top Sells

1
MSFT icon
Microsoft
MSFT
+$5.31M
2
BAC icon
Bank of America
BAC
+$3.26M
3
INTC icon
Intel
INTC
+$2.82M
4
O icon
Realty Income
O
+$2.36M
5
APU
AmeriGas Partners, L.P.
APU
+$2.18M

Sector Composition

1 Technology 8.17%
2 Financials 6.7%
3 Energy 5.79%
4 Industrials 5.51%
5 Consumer Staples 5.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSFT icon
1
Microsoft
MSFT
$2.93T
$10.9M 3.87%
234,559
-119,075
-34% -$5.31M
RSP icon
2
Invesco S&P 500 Equal Weight ETF
RSP
$96.4B
$8.79M 3.13%
115,954
+1,417
+1% +$109K
BTZ icon
3
BlackRock Credit Allocation Income Trust
BTZ
$953M
$8.62M 3.07%
647,671
+41,352
+7% +$559K
FLC
4
Flaherty & Crumrine Total Return Fund
FLC
$177M
$6.78M 2.41%
343,421
+20,982
+7% +$413K
ERC
5
Allspring Multi-Sector Income Fund
ERC
$256M
$5.85M 2.08%
418,907
-2,600
-0.6% -$37.9K
IWF icon
6
iShares Russell 1000 Growth ETF
IWF
$123B
$5.61M 2%
244,928
-2,900
-1% -$66.4K
PG icon
7
Procter & Gamble
PG
$349B
$5.51M 1.96%
65,784
-1,870
-3% -$153K
SBUX icon
8
Starbucks
SBUX
$120B
$5.32M 1.9%
272,422
+121,944
+81% +$4.72M
IWD icon
9
iShares Russell 1000 Value ETF
IWD
$81.9B
$5.17M 1.84%
51,671
+220
+0.4% +$22.3K
AAPL icon
10
Apple
AAPL
$4.9T
$5.1M 1.82%
202,516
-43,084
-18% -$1.06M
FFC
11
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$782M
$4.67M 1.66%
241,756
+24,241
+11% +$468K
VUG icon
12
Vanguard Growth ETF
VUG
$221B
$4.56M 1.62%
274,440
-408
-0.1% -$6.79K
USB icon
13
US Bancorp
USB
$98.4B
$4.49M 1.6%
107,441
+3,539
+3% +$149K
VTV icon
14
Vanguard Value ETF
VTV
$186B
$4.4M 1.57%
54,138
+288
+0.5% +$23.5K
VNQ icon
15
Vanguard Real Estate ETF
VNQ
$39.6B
$4.2M 1.49%
58,396
+2,392
+4% +$181K
RITM icon
16
Rithm Capital
RITM
$5.2B
$3.85M 1.37%
330,334
+3,595
+1% +$44.7K
DVY icon
17
iShares Select Dividend ETF
DVY
$23.8B
$3.35M 1.19%
45,339
-145
-0.3% -$10.9K
BA icon
18
Boeing
BA
$169B
$3.32M 1.18%
26,076
-6,277
-19% -$791K
BRK.B icon
19
Berkshire Hathaway Class B
BRK.B
$1.06T
$3.19M 1.13%
23,063
-5,801
-20% -$773K
CVX icon
20
Chevron
CVX
$373B
$3.04M 1.08%
25,468
+4,090
+19% +$522K
IJH icon
21
iShares Core S&P Mid-Cap ETF
IJH
$122B
$2.99M 1.06%
109,215
+7,055
+7% +$199K
SPAB icon
22
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.6B
$2.94M 1.05%
101,754
+17,992
+21% +$520K
GE icon
23
GE Aerospace
GE
$364B
$2.66M 0.95%
21,652
-13,212
-38% -$1.65M
XOM icon
24
ExxonMobil
XOM
$611B
$2.62M 0.93%
27,842
+485
+2% +$48.3K
AGG icon
25
iShares Core US Aggregate Bond ETF
AGG
$139B
$2.58M 0.92%
23,656
+40
+0.2% +$4.37K
1
2 3 4 5

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NWAM LLC's Q3 2014 Portfolio in Review

As of Q3 2014, NWAM LLC held 324 positions worth $281M, down 13% from $321M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

NWAM LLC withdrew a net $30.8M in Q3 2014, closing 28 positions and reducing 106 holdings. Its most notable exit was AMERN STRATEGIC INCM PORTF II, an estimated $1.22M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.2% of assets, down from 9.8% a quarter earlier, followed by Financials and Energy.

Against the trend, NWAM LLC opened a new position in BLUE EARTH, INC. COMMON STOCK worth $2.17M.

  • NWAM LLC's largest Q3 2014 buy was BLUE EARTH, INC. COMMON STOCK: 576,119 shares worth $2.17M.
  • NWAM LLC added most to Starbucks in Q3 2014, an estimated $4.72M increase.
  • NWAM LLC's biggest Q3 2014 reduction was Microsoft, cutting an estimated $5.31M.
  • NWAM LLC fully exited AMERN STRATEGIC INCM PORTF II in Q3 2014, selling an estimated $1.22M.
  • NWAM LLC's ten largest holdings make up 24% of its $281M portfolio in Q3 2014.
  • NWAM LLC opened 24 new positions and closed 28 in Q3 2014.
  • NWAM LLC's portfolio value fell 13% quarter-over-quarter to $281M.

Based on NWAM LLC's 13F filing for Q3 2014, filed 9 Sep 2016.