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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+1.48%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$534M
AUM Growth
+$32M
Cap. Flow
+$26.4M
Cap. Flow %
4.94%
Top 10 Hldgs %
27.46%
Holding
416
New
36
Increased
184
Reduced
117
Closed
22

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.48M
2
JNJ icon
Johnson & Johnson
JNJ
+$2.41M
3
XOM icon
ExxonMobil
XOM
+$1.79M
4
BYND icon
Beyond Meat
BYND
+$1.48M
5
ABT icon
Abbott
ABT
+$1.37M

Top Sells

Rank Stock Value
1
DVYE icon
iShares Emerging Markets Dividend ETF
DVYE
+$1.06M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$1.05M
3
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$1.03M
4
TAN icon
Invesco Solar ETF
TAN
+$632K
5
OUNZ icon
VanEck Merk Gold Trust
OUNZ
+$593K

Sector Composition

Rank Sector Weight
1 Technology 14.07%
2 Financials 5.59%
3 Industrials 4.91%
4 Consumer Discretionary 4.43%
5 Healthcare 3.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSFT icon
1
Microsoft
MSFT
$2.93T
$40.1M 7.51%
288,625
+6,039
+2% +$830K
AAPL icon
2
Apple
AAPL
$4.9T
$16.2M 3.02%
288,540
+47,508
+20% +$2.48M
VTV icon
3
Vanguard Value ETF
VTV
$186B
$15.6M 2.91%
139,464
+5,351
+4% +$592K
VUG icon
4
Vanguard Growth ETF
VUG
$221B
$14.9M 2.79%
537,582
+3,456
+0.6% +$95.9K
VNQ icon
5
Vanguard Real Estate ETF
VNQ
$39.6B
$10.6M 1.99%
113,988
+12,498
+12% +$1.13M
BA icon
6
Boeing
BA
$169B
$10.3M 1.93%
27,176
-649
-2% -$232K
QQQ icon
7
Invesco QQQ Trust
QQQ
$466B
$10.2M 1.9%
53,878
-2,218
-4% -$420K
IVV icon
8
iShares Core S&P 500 ETF
IVV
$881B
$10.1M 1.89%
33,870
+3,168
+10% +$942K
BTZ icon
9
BlackRock Credit Allocation Income Trust
BTZ
$953M
$9.46M 1.77%
694,582
-15,281
-2% -$205K
IWD icon
10
iShares Russell 1000 Value ETF
IWD
$81.9B
$9.26M 1.73%
72,192
+3,075
+4% +$391K
SBUX icon
11
Starbucks
SBUX
$120B
$7.81M 1.46%
88,326
-308
-0.3% -$28.6K
BND icon
12
Vanguard Total Bond Market
BND
$159B
$7.63M 1.43%
90,345
+1,853
+2% +$155K
AMZN icon
13
Amazon
AMZN
$2.66T
$7.29M 1.36%
83,960
+2,040
+2% +$189K
BRK.B icon
14
Berkshire Hathaway Class B
BRK.B
$1.06T
$7.13M 1.33%
34,257
-2,472
-7% -$509K
FLC
15
Flaherty & Crumrine Total Return Fund
FLC
$177M
$7.02M 1.31%
312,977
-1,790
-0.6% -$38.2K
USB icon
16
US Bancorp
USB
$98.4B
$7.02M 1.31%
126,829
-220
-0.2% -$11.9K
IWF icon
17
iShares Russell 1000 Growth ETF
IWF
$123B
$6.72M 1.26%
168,320
-1,472
-0.9% -$59K
BSV icon
18
Vanguard Short-Term Bond ETF
BSV
$44.7B
$6.45M 1.21%
79,865
+11,207
+16% +$904K
COST icon
19
Costco
COST
$417B
$5.84M 1.09%
20,286
+1,090
+6% +$307K
VB icon
20
Vanguard Small-Cap ETF
VB
$79.7B
$5.29M 0.99%
34,408
-1,605
-4% -$249K
VYM icon
21
Vanguard High Dividend Yield ETF
VYM
$80B
$5.15M 0.96%
58,077
-802
-1% -$70.2K
JNJ icon
22
Johnson & Johnson
JNJ
$609B
$5.06M 0.95%
39,133
+18,289
+88% +$2.41M
RSP icon
23
Invesco S&P 500 Equal Weight ETF
RSP
$96.4B
$4.95M 0.93%
45,806
-5,054
-10% -$542K
VEA icon
24
Vanguard FTSE Developed Markets ETF
VEA
$226B
$4.71M 0.88%
114,554
+4,579
+4% +$187K
IJH icon
25
iShares Core S&P Mid-Cap ETF
IJH
$122B
$4.66M 0.87%
120,550
-11,120
-8% -$427K
1
2 3 4 5

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NWAM LLC's Q3 2019 Portfolio in Review

As of Q3 2019, NWAM LLC held 416 positions worth $534M, up 6.4% from $502M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

NWAM LLC deployed $26.4M of net new capital in Q3 2019, opening 36 new positions and adding to 184 existing holdings. Its largest new stake was Beyond Meat: 8,970 shares worth $1.33M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $1.05M trimmed.

  • NWAM LLC's largest Q3 2019 buy was Beyond Meat: 8,970 shares worth $1.33M.
  • NWAM LLC added most to Apple in Q3 2019, an estimated $2.48M increase.
  • NWAM LLC's biggest Q3 2019 reduction was iShares Russell 2000 ETF, cutting an estimated $1.05M.
  • NWAM LLC fully exited iShares Emerging Markets Dividend ETF in Q3 2019, selling an estimated $1.06M.
  • NWAM LLC's ten largest holdings make up 27% of its $534M portfolio in Q3 2019.
  • NWAM LLC opened 36 new positions and closed 22 in Q3 2019.
  • NWAM LLC's portfolio value rose 6.4% quarter-over-quarter to $534M.

Based on NWAM LLC's 13F filing for Q3 2019, filed 15 Oct 2019.