NWAM LLC’s First Trust Large Cap Value AlphaDEX Fund FTA Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-18,149	Closed	-$1.03M	–	382
2019 Q4	$1.03M	Sell	18,149 -1,463	-7%	-$82.7K	0.18%	120
2019 Q3	$1.01M	Sell	19,612 -20,063	-51%	-$1.03M	0.19%	115
2019 Q2	$2.07M	Buy	+39,675	New	+$2.07M	0.41%	57