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NWAM LLC’s First Trust Large Cap Value AlphaDEX Fund FTA Stock Holding History

NWAM LLC’s Portfolio FTA Stock Details FTA Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		$1.03M Sell
18,149
-1,463
-7% -$78.4K 0.18% 120
2019
Q3 		$1.01M Sell
19,612
-20,063
-51% -$1.03M 0.19% 115
2019
Q2 		$2.07M Buy
+39,675
New +$2.05M 0.41% 57

Other funds holding FTA

Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return
GSWM
Golden State Wealth Management Santa Ana, California $1.1B AUM 27.5% 1-Year Est. Return
TIM
Total Investment Management Scottsdale, Arizona $948M AUM 17.6% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return
RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return
PAG
Private Advisor Group Morristown, New Jersey $21.8B AUM 28.57% 1-Year Est. Return

NWAM LLC's FTA Position: Q4 2019 in Review

NWAM LLC reduced its First Trust Large Cap Value AlphaDEX Fund (FTA) stake by 7.5% in Q4 2019, selling an estimated $78.4K and leaving 18,149 shares worth $1.03M. The position accounts for 0.18% of the portfolio, ranked #120.

NWAM LLC first reported a position in FTA in Q2 2019 and has held it in 3 quarters since. The position peaked at $2.07M in Q2 2019. 138 funds tracked by Wall St. Rank hold FTA as of Q4 2019.

  • NWAM LLC held 18,149 shares of First Trust Large Cap Value AlphaDEX Fund worth $1.03M as of Q4 2019.
  • NWAM LLC sold 1,463 First Trust Large Cap Value AlphaDEX Fund shares in Q4 2019, an estimated $78.4K.
  • First Trust Large Cap Value AlphaDEX Fund made up 0.18% of NWAM LLC's portfolio in Q4 2019, its #120 holding.
  • NWAM LLC first reported a position in First Trust Large Cap Value AlphaDEX Fund in Q2 2019 and has held it in 3 quarters since.
  • NWAM LLC's First Trust Large Cap Value AlphaDEX Fund position peaked at $2.07M in Q2 2019.
  • 138 funds tracked by Wall St. Rank held First Trust Large Cap Value AlphaDEX Fund as of Q4 2019.

Based on NWAM LLC's 13F filing for Q4 2019, filed 23 Jan 2020.