NWAM LLC’s First Trust Large Cap Value AlphaDEX Fund FTA Stock Holding History

NWAM LLC’s Portfolio FTA Stock Details FTA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-18,149	Closed	-$1.03M	–	382
2019 Q4	$1.03M	Sell	18,149 -1,463	-7%	-$78.4K	0.18%	120
2019 Q3	$1.01M	Sell	19,612 -20,063	-51%	-$1.03M	0.19%	115
2019 Q2	$2.07M	Buy	+39,675	New	+$2.05M	0.41%	57

Other funds holding FTA

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

TIM

Total Investment Management Scottsdale, Arizona $858M AUM 9.96% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

NWAM LLC's FTA Position: Q1 2020 in Review

NWAM LLC sold out of First Trust Large Cap Value AlphaDEX Fund (FTA) in Q1 2020, closing a stake of 18,149 shares — an estimated $1.03M sold.

NWAM LLC first reported a position in FTA in Q2 2019 and held it in 3 quarters. The position peaked at $2.07M in Q2 2019. 112 funds tracked by Wall St. Rank hold FTA as of Q1 2020.

NWAM LLC reported no remaining First Trust Large Cap Value AlphaDEX Fund position as of Q1 2020 after selling out during the quarter.
NWAM LLC sold 18,149 First Trust Large Cap Value AlphaDEX Fund shares in Q1 2020, an estimated $1.03M.
NWAM LLC first reported a position in First Trust Large Cap Value AlphaDEX Fund in Q2 2019 and held it in 3 quarters.
NWAM LLC's First Trust Large Cap Value AlphaDEX Fund position peaked at $2.07M in Q2 2019.
112 funds tracked by Wall St. Rank held First Trust Large Cap Value AlphaDEX Fund as of Q1 2020.

Based on NWAM LLC's 13F filing for Q1 2020, filed 16 Apr 2020.