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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
-35.56%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$3.7M
AUM Growth
-$575M
Cap. Flow
+$44.8M
Cap. Flow %
1,209.86%
Top 10 Hldgs %
45.05%
Holding
440
New
30
Increased
156
Reduced
137
Closed
80

Top Buys

Rank Stock Value
1
ITB icon
iShares US Home Construction ETF
ITB
+$3.8M
2
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$3.19M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.92M
4
AAPL icon
Apple
AAPL
+$2.56M
5
TT icon
Trane Technologies
TT
+$2.48M

Top Sells

Rank Stock Value
1
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$2.55M
2
AADR icon
AdvisorShares Dorsey Wright ADR ETF
AADR
+$1.7M
3
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$1.28M
4
VWOB icon
Vanguard Emerging Markets Government Bond ETF
VWOB
+$1.24M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$1.16M

Sector Composition

Rank Sector Weight
1 Energy 13.1%
2 Real Estate 8.08%
3 Materials 7.08%
4 Consumer Discretionary 5.9%
5 Financials 5.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ENBL
1
DELISTED
ENABLE MIDSTREAM PARTNERS, LP
ENBL
$189K 5.09%
+73,350
New +$530K
BSE
2
DELISTED
BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST
BSE
$184K 4.96%
14,700
– –
INBK icon
3
First Internet Bancorp
INBK
$231M
$173K 4.67%
10,527
+750
+8% +$17.3K
VGM icon
4
Invesco Trust Investment Grade Municipals
VGM
$558M
$170K 4.59%
14,070
– –
KMI icon
5
Kinder Morgan
KMI
$72.3B
$169K 4.57%
12,166
-427
-3% -$8.13K
F icon
6
Ford
F
$57.5B
$168K 4.52%
34,690
-7,537
-18% -$56.5K
SPE
7
Special Opportunities Fund
SPE
$142M
$165K 4.45%
18,182
– –
MQT
8
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$156K 4.2%
12,600
-23,200
-65% -$299K
NAC icon
9
Nuveen California Quality Municipal Income Fund
NAC
$1.85B
$152K 4.1%
11,093
-919
-8% -$13.5K
BGT icon
10
BlackRock Floating Rate Income Trust
BGT
$324M
$144K 3.89%
14,705
+154
+1% +$1.85K
EQNR icon
11
Equinor
EQNR
$95B
$143K 3.87%
11,762
– –
GPP
12
DELISTED
Green Plains Partners LP
GPP
$135K 3.66%
20,390
-1,500
-7% -$18.3K
LEO
13
BNY Mellon Strategic Municipals
LEO
$392M
$115K 3.12%
15,500
– –
EVG
14
Eaton Vance Short Duration Diversified Income Fund
EVG
$144M
$113K 3.05%
10,325
+153
+2% +$1.95K
TRTX
15
TPG RE Finance Trust
TRTX
$670M
$109K 2.93%
+19,790
New +$342K
GGB icon
16
Gerdau
GGB
$9.36B
$106K 2.86%
69,866
-2,551
-4% -$8.09K
MSD
17
Morgan Stanley Emerging Markets Debt Fund
MSD
$148M
$106K 2.86%
13,825
– –
CIM
18
Chimera Investment
CIM
$1.05B
$102K 2.76%
3,743
+100
+3% +$5.68K
MFA
19
MFA Financial
MFA
$944M
$83.8K 2.26%
13,519
-2,675
-17% -$71.2K
PIM
20
Franklin Master Intermediate Income Trust
PIM
$152M
$65.3K 1.76%
16,000
– –
AA icon
21
Alcoa
AA
$12.2B
$64.9K 1.75%
10,530
– –
GEL icon
22
Genesis Energy
GEL
$1.83B
$57.1K 1.54%
14,578
-1,582
-10% -$21.8K
GASS icon
23
StealthGas
GASS
$329M
$53.8K 1.45%
27,300
– –
TRQ
24
DELISTED
Turquoise Hill Resources Ltd
TRQ
$52.8K 1.43%
13,826
+1,000
+8% +$5.69K
YPF icon
25
YPF
YPF
$20.6B
$52.7K 1.42%
12,630
– –
1
2 3 4 5

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PAIM
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RIA
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SFI
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NWAM LLC's Q1 2020 Portfolio in Review

As of Q1 2020, NWAM LLC held 440 positions worth $3.7M, down 99% from $578M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

NWAM LLC deployed $44.8M of net new capital in Q1 2020, opening 30 new positions and adding to 156 existing holdings. Its largest new stake was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 22,973 shares worth $2.27K.

By sector, the portfolio is most concentrated in Energy at 13% of assets, up from 3.1% a quarter earlier, followed by Real Estate and Materials.

On the sell side, the largest reduction was BlackRock Credit Allocation Income Trust, an estimated $2.55M trimmed.

  • NWAM LLC's largest Q1 2020 buy was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 22,973 shares worth $2.27K.
  • NWAM LLC added most to iShares US Home Construction ETF in Q1 2020, an estimated $3.8M increase.
  • NWAM LLC's biggest Q1 2020 reduction was BlackRock Credit Allocation Income Trust, cutting an estimated $2.55M.
  • NWAM LLC fully exited AdvisorShares Dorsey Wright ADR ETF in Q1 2020, selling an estimated $1.7M.
  • NWAM LLC's ten largest holdings make up 45% of its $3.7M portfolio in Q1 2020.
  • NWAM LLC opened 30 new positions and closed 80 in Q1 2020.
  • NWAM LLC's portfolio value fell 99% quarter-over-quarter to $3.7M.

Based on NWAM LLC's 13F filing for Q1 2020, filed 16 Apr 2020.