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NWAM LLC Portfolio holdings

AUM $1.23B
This Quarter Return
-35.56%
1 Year Return
+22.34%
3 Year Return
+89.7%
5 Year Return
+147.55%
10 Year Return
+197.14%
AUM
$3.7M
AUM Growth
+$3.7M
Cap. Flow
-$27.3M
Cap. Flow %
-735.67%
Top 10 Hldgs %
45.05%
Holding
440
New
30
Increased
157
Reduced
136
Closed
80

Top Buys

1
ENBL
ENABLE MIDSTREAM PARTNERS, LP
ENBL
$189K
2
TRTX
TPG RE Finance Trust
TRTX
$109K
3
INBK icon
First Internet Bancorp
INBK
$12.3K
4
TRQ
Turquoise Hill Resources Ltd
TRQ
$3.82K
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
$2.74K

Top Sells

1
AADR icon
AdvisorShares Dorsey Wright ADR ETF
AADR
$1.7M
2
VWOB icon
Vanguard Emerging Markets Government Bond ETF
VWOB
$1.24M
3
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.03M
4
BRX icon
Brixmor Property Group
BRX
$881K
5
TFI icon
SPDR Nuveen ICE Municipal Bond ETF
TFI
$808K

Sector Composition

1 Energy 13.1%
2 Real Estate 8.08%
3 Materials 7.08%
4 Consumer Discretionary 5.9%
5 Financials 5.65%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ENBL
1
DELISTED
ENABLE MIDSTREAM PARTNERS, LP
ENBL
$189K 5.09% +73,350 New +$189K
BSE
2
DELISTED
BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST
BSE
$184K 4.96% 14,700 – –
INBK icon
3
First Internet Bancorp
INBK
$219M
$173K 4.67% 10,527 +750 +8% +$12.3K
VGM icon
4
Invesco Trust Investment Grade Municipals
VGM
$517M
$170K 4.59% 14,070 – –
KMI icon
5
Kinder Morgan
KMI
$60B
$169K 4.57% 12,166 -427 -3% -$5.94K
F icon
6
Ford
F
$46.8B
$168K 4.52% 34,690 -7,537 -18% -$36.4K
SPE
7
Special Opportunities Fund
SPE
$167M
$165K 4.45% 17,369 – –
MQT icon
8
BlackRock MuniYield Quality Fund II
MQT
$212M
$156K 4.2% 12,600 -23,200 -65% -$287K
NAC icon
9
Nuveen California Quality Municipal Income Fund
NAC
$1.63B
$152K 4.1% 11,093 -919 -8% -$12.6K
BGT icon
10
BlackRock Floating Rate Income Trust
BGT
$319M
$144K 3.89% 14,705 +154 +1% +$1.51K
EQNR icon
11
Equinor
EQNR
$62.1B
$143K 3.87% 11,762 – –
GPP
12
DELISTED
Green Plains Partners LP
GPP
$135K 3.66% 20,390 -1,500 -7% -$9.96K
LEO
13
BNY Mellon Strategic Municipals
LEO
$371M
$115K 3.12% 15,500 – –
EVG
14
Eaton Vance Short Duration Diversified Income Fund
EVG
$152M
$113K 3.05% 10,325 +153 +2% +$1.67K
TRTX
15
TPG RE Finance Trust
TRTX
$735M
$109K 2.93% +19,790 New +$109K
GGB icon
16
Gerdau
GGB
$6.15B
$106K 2.86% 55,449 -2,025 -4% -$3.87K
MSD
17
Morgan Stanley Emerging Markets Debt Fund
MSD
$152M
$106K 2.86% 13,825 – –
CIM
18
Chimera Investment
CIM
$1.15B
$102K 2.76% 11,230 +300 +3% +$2.73K
MFA
19
MFA Financial
MFA
$1.05B
$83.8K 2.26% 54,075 -10,700 -17% -$16.6K
PIM
20
Putnam Master Intermediate Income Trust
PIM
$161M
$65.3K 1.76% 16,000 – –
AA icon
21
Alcoa
AA
$8.33B
$64.9K 1.75% 10,530 – –
GEL icon
22
Genesis Energy
GEL
$2.08B
$57.1K 1.54% 14,578 -1,582 -10% -$6.2K
GASS icon
23
StealthGas
GASS
$282M
$53.8K 1.45% 27,300 – –
TRQ
24
DELISTED
Turquoise Hill Resources Ltd
TRQ
$52.8K 1.43% 138,261 +10,000 +8% +$3.82K
YPF icon
25
YPF
YPF
$12B
$52.7K 1.42% 12,630 – –
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