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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
-0.02%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$1.1B
AUM Growth
+$24.8M
Cap. Flow
+$33.3M
Cap. Flow %
3.02%
Top 10 Hldgs %
28.92%
Holding
522
New
54
Increased
225
Reduced
177
Closed
29

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$16.9M
2
OIH icon
VanEck Oil Services ETF
OIH
+$3.11M
3
AAPL icon
Apple
AAPL
+$3.03M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$3.01M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$2.95M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$9.28M
2
IVE icon
iShares S&P 500 Value ETF
IVE
+$5.52M
3
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$3.39M
4
MSFT icon
Microsoft
MSFT
+$3.23M
5
GDX icon
VanEck Gold Miners ETF
GDX
+$3.02M

Sector Composition

Rank Sector Weight
1 Technology 16.06%
2 Financials 4.96%
3 Consumer Discretionary 4.8%
4 Industrials 4.71%
5 Communication Services 3.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSFT icon
1
Microsoft
MSFT
$2.93T
$71.1M 6.45%
252,239
-11,093
-4% -$3.23M
AAPL icon
2
Apple
AAPL
$4.9T
$68.6M 6.22%
485,088
+20,592
+4% +$3.03M
IVV icon
3
iShares Core S&P 500 ETF
IVV
$881B
$49.2M 4.46%
114,257
+38,082
+50% +$16.9M
VUG icon
4
Vanguard Growth ETF
VUG
$221B
$24.2M 2.19%
499,614
-25,182
-5% -$1.25M
QQQ icon
5
Invesco QQQ Trust
QQQ
$466B
$20.7M 1.88%
57,932
-4,964
-8% -$1.83M
VTV icon
6
Vanguard Value ETF
VTV
$186B
$20.7M 1.88%
153,129
-8,119
-5% -$1.13M
AMZN icon
7
Amazon
AMZN
$2.66T
$19.8M 1.79%
120,260
+10,000
+9% +$1.72M
BRK.B icon
8
Berkshire Hathaway Class B
BRK.B
$1.06T
$16.8M 1.52%
61,409
+2,956
+5% +$830K
BSV icon
9
Vanguard Short-Term Bond ETF
BSV
$44.7B
$14.6M 1.32%
177,885
-5,124
-3% -$421K
VNQ icon
10
Vanguard Real Estate ETF
VNQ
$39.6B
$13.3M 1.2%
130,200
+1,633
+1% +$173K
IJR icon
11
iShares Core S&P Small-Cap ETF
IJR
$110B
$12.8M 1.16%
117,182
+7,387
+7% +$813K
IWF icon
12
iShares Russell 1000 Growth ETF
IWF
$123B
$11.8M 1.07%
172,908
-124
-0.1% -$8.77K
ESGU icon
13
iShares ESG Aware MSCI USA ETF
ESGU
$17.7B
$10.9M 0.99%
110,688
+612
+0.6% +$62K
VYM icon
14
Vanguard High Dividend Yield ETF
VYM
$80B
$10.4M 0.94%
100,213
+5,252
+6% +$555K
BND icon
15
Vanguard Total Bond Market
BND
$159B
$10.2M 0.93%
119,554
+3,814
+3% +$329K
IWD icon
16
iShares Russell 1000 Value ETF
IWD
$81.9B
$9.85M 0.89%
62,932
-3,313
-5% -$531K
COST icon
17
Costco
COST
$417B
$8.84M 0.8%
19,666
+1,983
+11% +$872K
GOOG icon
18
Alphabet (Google) Class C
GOOG
$4.22T
$8.8M 0.8%
66,000
+9,860
+18% +$1.36M
AGG icon
19
iShares Core US Aggregate Bond ETF
AGG
$139B
$8.76M 0.79%
76,242
+13,335
+21% +$1.55M
RSP icon
20
Invesco S&P 500 Equal Weight ETF
RSP
$96.4B
$8.76M 0.79%
58,434
+393
+0.7% +$60.2K
GOOGL icon
21
Alphabet (Google) Class A
GOOGL
$4.23T
$8.08M 0.73%
60,460
+9,140
+18% +$1.24M
IUSB icon
22
iShares Core Universal USD Bond ETF
IUSB
$42.8B
$8.08M 0.73%
151,720
+6,673
+5% +$358K
GOVT icon
23
iShares US Treasury Bond ETF
GOVT
$43.7B
$7.68M 0.7%
289,571
-126,638
-30% -$3.39M
ITOT icon
24
iShares Core S&P Total US Stock Market ETF
ITOT
$93.7B
$7.48M 0.68%
76,015
+10,037
+15% +$1.01M
SBUX icon
25
Starbucks
SBUX
$120B
$7.44M 0.67%
67,463
-2,295
-3% -$269K
1
2 3 4 5

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NWAM LLC's Q3 2021 Portfolio in Review

As of Q3 2021, NWAM LLC held 522 positions worth $1.1B, up 2.3% from $1.08B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

NWAM LLC deployed $33.3M of net new capital in Q3 2021, opening 54 new positions and adding to 225 existing holdings. Its largest new stake was Teck Resources: 107,826 shares worth $2.69M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $9.28M trimmed.

  • NWAM LLC's largest Q3 2021 buy was Teck Resources: 107,826 shares worth $2.69M.
  • NWAM LLC added most to iShares Core S&P 500 ETF in Q3 2021, an estimated $16.9M increase.
  • NWAM LLC's biggest Q3 2021 reduction was iShares S&P 500 Growth ETF, cutting an estimated $9.28M.
  • NWAM LLC fully exited Vanguard Long-Term Bond ETF in Q3 2021, selling an estimated $1.67M.
  • NWAM LLC's ten largest holdings make up 29% of its $1.1B portfolio in Q3 2021.
  • NWAM LLC opened 54 new positions and closed 29 in Q3 2021.
  • NWAM LLC's portfolio value rose 2.3% quarter-over-quarter to $1.1B.

Based on NWAM LLC's 13F filing for Q3 2021, filed 3 Nov 2021.