NWAM LLC’s State Street SPDR S&P Regional Banking ETF KRE Stock Holding History

NWAM LLC’s Portfolio KRE Stock Details KRE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q1	–	Sell	-32,330	Closed	-$2.29M	–	546
2021 Q4	$2.29M	Sell	32,330 -263	-0.8%	-$18.8K	0.18%	129
2021 Q3	$2.21M	Sell	32,593 -1,923	-6%	-$124K	0.2%	114
2021 Q2	$2.26M	Buy	34,516 +333	+1%	+$22.8K	0.21%	110
2021 Q1	$2.27M	Buy	+34,183	New	+$2.13M	0.23%	109
2018 Q3	–	Sell	-32,745	Closed	-$2M	–	358
2018 Q2	$2M	Buy	+32,745	New	+$2.05M	0.47%	54
2015 Q3	–	Sell	-28,000	Closed	-$1.22M	–	201
2015 Q2	$1.22M	Buy	+28,000	New	+$1.19M	0.51%	44
2015 Q1	–	Sell	-28,902	Closed	-$1.18M	–	262
2014 Q4	$1.18M	Sell	28,902 -3,021	-9%	-$119K	0.51%	53
2014 Q3	$1.21M	Buy	31,923 +1,947	+6%	+$75.9K	0.43%	65
2014 Q2	$1.21M	Buy	29,976 +768	+3%	+$30.2K	0.38%	74
2014 Q1	$1.21M	Buy	+29,208	New	+$1.16M	0.42%	66

Other funds holding KRE

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Healthcare of Ontario Pension Plan (HOOPP) Trust Fund Toronto, Ontario, Canada $62.2B AUM 31.35% 1-Year Est. Return

BNP Paribas Financial Markets Paris, France $206B AUM 31.61% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RBA

Richard Bernstein Advisors New York $3.45B AUM 16.24% 1-Year Est. Return

Toronto Dominion Bank Toronto, Ontario, Ontario, Canada $69.7B AUM 40.86% 1-Year Est. Return

Marshall Wace London, United Kingdom $100B AUM 35.1% 1-Year Est. Return

NWAM LLC's KRE Position: Q1 2022 in Review

NWAM LLC sold out of State Street SPDR S&P Regional Banking ETF (KRE) in Q1 2022, closing a stake of 32,330 shares — an estimated $2.29M sold.

NWAM LLC first reported a position in KRE in Q1 2014 and held it in 10 quarters. The position peaked at $2.29M in Q4 2021. 527 funds tracked by Wall St. Rank hold KRE as of Q1 2022.

NWAM LLC reported no remaining State Street SPDR S&P Regional Banking ETF position as of Q1 2022 after selling out during the quarter.
NWAM LLC sold 32,330 State Street SPDR S&P Regional Banking ETF shares in Q1 2022, an estimated $2.29M.
NWAM LLC first reported a position in State Street SPDR S&P Regional Banking ETF in Q1 2014 and held it in 10 quarters.
NWAM LLC's State Street SPDR S&P Regional Banking ETF position peaked at $2.29M in Q4 2021.
527 funds tracked by Wall St. Rank held State Street SPDR S&P Regional Banking ETF as of Q1 2022.

Based on NWAM LLC's 13F filing for Q1 2022, filed 12 May 2022.