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NWAM LLC’s PhenixFIN PFX Stock Holding History

NWAM LLC’s Portfolio PFX Stock Details PFX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2020
Q3 		– Sell
-758
Closed -$12K – 378
2020
Q2 		$12K Hold
758
– – ﹤0.01% 418
2020
Q1 		$8.8K Hold
758
– – 0.24% 43
2019
Q4 		$33K Sell
758
-27
-3% -$1.19K 0.01% 408
2019
Q3 		$41K Sell
785
-163
-17% -$8.43K 0.01% 392
2019
Q2 		$44K Sell
948
-30
-3% -$1.75K 0.01% 378
2019
Q1 		$61K Hold
978
– – 0.01% 351
2018
Q4 		$52K Hold
978
– – 0.01% 320
2018
Q3 		$75K Hold
978
– – 0.02% 337
2018
Q2 		$68K Hold
978
– – 0.02% 333
2018
Q1 		$78K Sell
978
-100
-9% -$9.16K 0.02% 332
2017
Q4 		$112K Sell
1,078
-177
-14% -$20.2K 0.03% 312
2017
Q3 		$150K Hold
1,255
– – 0.04% 305
2017
Q2 		$160K Sell
1,255
-375
-23% -$51K 0.03% 299
2017
Q1 		$251K Sell
1,630
-5
-0.3% -$764 0.08% 245
2016
Q4 		$246K Hold
1,635
– – 0.08% 233
2016
Q3 		$250K Buy
1,635
+150
+10% +$22.2K 0.02% 220
2016
Q2 		$199K Sell
1,485
-258
-15% -$34.2K 0.08% 225
2016
Q1 		$230K Sell
1,743
-50
-3% -$6.39K 0.09% 200
2015
Q4 		$270K Sell
1,793
-707
-28% -$108K 0.11% 180
2015
Q3 		$372K Buy
2,500
+100
+4% +$17K 0.31% 74
2015
Q2 		$431K Sell
2,400
-48
-2% -$8.82K 0.18% 125
2015
Q1 		$448K Sell
2,448
-572
-19% -$106K 0.19% 130
2014
Q4 		$558K Sell
3,020
-880
-23% -$191K 0.24% 108
2014
Q3 		$921K Hold
3,900
– – 0.33% 80
2014
Q2 		$1.02M Buy
3,900
+1,620
+71% +$415K 0.32% 85
2014
Q1 		$621K Buy
2,280
+477
+26% +$133K 0.21% 112
2013
Q4 		$499K Buy
+1,803
New +$504K 0.26% 91

Other funds holding PFX

FIG
Fortress Investment Group New York $394M AUM 22.99% 1-Year Est. Return
AFG
American Financial Group Cincinnati, Ohio $270M AUM 3.25% 1-Year Est. Return
FM
Fondren Management Houston, Texas $16.9M AUM 5.82% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
CIM
Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return
Legal & General Group
Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return
GIM
Greenwich Investment Management Norwalk, Connecticut $109M AUM 9.72% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
RG
Retirement Group San Diego, California $279M AUM 22.21% 1-Year Est. Return
BCV
Banque Cantonale Vaudoise Lausanne, Switzerland $2.66B AUM 26.89% 1-Year Est. Return

NWAM LLC's PFX Position: Q3 2020 in Review

NWAM LLC sold out of PhenixFIN (PFX) in Q3 2020, closing a stake of 758 shares — an estimated $12K sold.

NWAM LLC first reported a position in PFX in Q4 2013 and held it in 27 quarters. The position peaked at $1.02M in Q2 2014. 21 funds tracked by Wall St. Rank hold PFX as of Q3 2020.

  • NWAM LLC reported no remaining PhenixFIN position as of Q3 2020 after selling out during the quarter.
  • NWAM LLC sold 758 PhenixFIN shares in Q3 2020, an estimated $12K.
  • NWAM LLC first reported a position in PhenixFIN in Q4 2013 and held it in 27 quarters.
  • NWAM LLC's PhenixFIN position peaked at $1.02M in Q2 2014.
  • 21 funds tracked by Wall St. Rank held PhenixFIN as of Q3 2020.

Based on NWAM LLC's 13F filing for Q3 2020, filed 16 Oct 2020.