NWAM LLC’s BNY Mellon Strategic Municipals LEO Stock Holding History

NWAM LLC’s Portfolio LEO Stock Details LEO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q3	–	Sell	-15,500	Closed	-$96.4K	–	527
2023 Q2	$96.4K	Buy	+15,500	New	+$95.5K	0.01%	524
2023 Q1	–	Sell	-15,500	Closed	-$94.7K	–	519
2022 Q4	$94.7K	Hold	15,500	–	–	0.01%	504
2022 Q3	$94K	Hold	15,500	–	–	0.01%	472
2022 Q2	$102K	Hold	15,500	–	–	0.01%	504
2022 Q1	$111K	Hold	15,500	–	–	0.01%	517
2021 Q4	$131K	Hold	15,500	–	–	0.01%	498
2021 Q3	$135K	Hold	15,500	–	–	0.01%	480
2021 Q2	$139K	Hold	15,500	–	–	0.01%	459
2021 Q1	$132K	Hold	15,500	–	–	0.01%	473
2020 Q4	$132K	Hold	15,500	–	–	0.02%	442
2020 Q3	$128K	Hold	15,500	–	–	0.02%	227
2020 Q2	$120K	Hold	15,500	–	–	0.02%	400
2020 Q1	$115K	Hold	15,500	–	–	3.12%	13
2019 Q4	$132K	Hold	15,500	–	–	0.02%	395
2019 Q3	$133K	Hold	15,500	–	–	0.02%	376
2019 Q2	$127K	Buy	15,500 +2,500	+19%	+$20.2K	0.03%	366
2019 Q1	$103K	Hold	13,000	–	–	0.02%	346
2018 Q4	$93K	Hold	13,000	–	–	0.02%	315
2018 Q3	$98K	Hold	13,000	–	–	0.02%	334
2018 Q2	$100K	Hold	13,000	–	–	0.02%	329
2018 Q1	$100K	Hold	13,000	–	–	0.03%	328
2017 Q4	$112K	Hold	13,000	–	–	0.03%	311
2017 Q3	$114K	Hold	13,000	–	–	0.03%	313
2017 Q2	$116K	Hold	13,000	–	–	0.02%	307
2017 Q1	$112K	Hold	13,000	–	–	0.03%	297
2016 Q4	$109K	Hold	13,000	–	–	0.04%	276
2016 Q3	$122K	Hold	13,000	–	–	0.01%	269
2016 Q2	$124K	Hold	13,000	–	–	0.05%	236
2016 Q1	$117K	Hold	13,000	–	–	0.05%	234
2015 Q4	$111K	Buy	+13,000	New	+$108K	0.05%	239
2015 Q3	–	Sell	-13,000	Closed	-$103K	–	203
2015 Q2	$103K	Hold	13,000	–	–	0.04%	237
2015 Q1	$109K	Hold	13,000	–	–	0.05%	235
2014 Q4	$106K	Sell	13,000 -18,094	-58%	-$149K	0.05%	229
2014 Q3	$260K	Buy	31,094 +298	+1%	+$2.5K	0.09%	213
2014 Q2	$260K	Sell	30,796 -1,656	-5%	-$13.7K	0.08%	229
2014 Q1	$263K	Buy	32,452 +19,452	+150%	+$155K	0.09%	203
2013 Q4	$99K	Buy	13,000 +254	+2%	+$1.96K	0.05%	170
2013 Q3	$102K	Buy	12,746 +860	+7%	+$6.75K	0.05%	192
2013 Q2	$102K	Buy	+11,886	New	+$107K	0.05%	193

Other funds holding LEO

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

LSC

Logan Stone Capital Chicago, Illinois $360M AUM 9.71% 1-Year Est. Return

RCM

Robinson Capital Management Grosse Pointe Farms, Michigan $239M AUM 0.62% 1-Year Est. Return

AQR Arbitrage Greenwich, Connecticut $6.09B AUM 27.01% 1-Year Est. Return

HWAM

Hennion & Walsh Asset Management Parsippany, New Jersey $3.5B AUM 41.95% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

CIA

Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return

NWAM LLC's LEO Position: Q3 2023 in Review

NWAM LLC sold out of BNY Mellon Strategic Municipals (LEO) in Q3 2023, closing a stake of 15,500 shares — an estimated $96.4K sold.

NWAM LLC first reported a position in LEO in Q2 2013 and held it in 39 quarters. The position peaked at $263K in Q1 2014. 80 funds tracked by Wall St. Rank hold LEO as of Q3 2023.

NWAM LLC reported no remaining BNY Mellon Strategic Municipals position as of Q3 2023 after selling out during the quarter.
NWAM LLC sold 15,500 BNY Mellon Strategic Municipals shares in Q3 2023, an estimated $96.4K.
NWAM LLC first reported a position in BNY Mellon Strategic Municipals in Q2 2013 and held it in 39 quarters.
NWAM LLC's BNY Mellon Strategic Municipals position peaked at $263K in Q1 2014.
80 funds tracked by Wall St. Rank held BNY Mellon Strategic Municipals as of Q3 2023.

Based on NWAM LLC's 13F filing for Q3 2023, filed 1 Nov 2023.