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LEO

BNY Mellon Strategic Municipals

51 hedge funds and large institutions have $15.2M invested in BNY Mellon Strategic Municipals in 2014 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 17 increasing their positions, 11 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

55% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 11

0.27% less ownership

Funds ownership: 3.32%3.05% (-0.27%)

2% less capital invested

Capital invested by funds: $15.5M → $15.2M (-$332K)

4% less funds holding

Funds holding: 5351 (-2)

33% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 6

Holders
51
Holders Change
-2
Holders Change %
-3.77%
% of All Funds
1.47%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
17
Reduced
11
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CIA
1
Capital Investment Advisors
Georgia
$1.94M +$72.7K +9,110 +4%
RJA
2
Raymond James & Associates
Florida
$1.57M +$175K +21,938 +13%
GC
3
Guggenheim Capital
Illinois
$1.15M -$170K -21,309 -13%
Morgan Stanley
4
Morgan Stanley
New York
$906K +$281K +35,248 +46%
HighTower Advisors
5
HighTower Advisors
Illinois
$652K +$5.59K +700 +0.9%
N
6
Nuveen
North Carolina
$638K
Invesco
7
Invesco
Georgia
$632K -$53.1K -6,646 -8%
U
8
UBS
Switzerland
$590K +$268K +33,510 +85%
LPL Financial
9
LPL Financial
California
$501K -$29K -3,638 -6%
DLG
10
Daniel L. Goodwin
$491K +$484K +60,576 New
Wells Fargo
11
Wells Fargo
California
$488K +$195K +24,435 +68%
MAM
12
Marquette Asset Management
Minnesota
$457K +$7.19K +900 +2%
WA
13
WealthTrust Axiom
Pennsylvania
$376K +$51.9K +6,500 +16%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$343K +$12.9K +1,619 +4%
VanEck Associates
15
VanEck Associates
New York
$295K +$66.9K +8,380 +30%
PMG
16
ProVise Management Group
Florida
$268K +$55.5K +6,950 +27%
SIA
17
Sit Investment Associates
Minnesota
$267K -$1.63M -204,369 -86%
NL
18
NWAM LLC
Washington
$263K +$155K +19,452 +150%
HCM
19
Hollencrest Capital Management
California
$247K -$12.2K -1,530 -5%
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$237K -$5.59K -700 -2%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$232K +$79.9K +10,008 +54%
SBWM
22
Sunflower Bank Wealth Management
Arizona
$223K
EFS
23
Essex Financial Services
Connecticut
$205K
YP
24
Yellowstone Partners
Idaho
$195K
HK
25
Horizon Kinetics
New York
$183K -$45K -5,637 -20%

LEO Hedge Fund Activity: Q1 2014 in Review

51 of the 3,464 institutional investors tracked by Wall St. Rank reported a position in BNY Mellon Strategic Municipals (LEO) for Q1 2014, worth a combined $15.2M — down 2.1% from $15.5M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of LEO and 4 opened new positions — a net loss of 2 holders — while 11 trimmed existing stakes and 17 added.

The largest buyer was Daniel L. Goodwin, opening a new position worth an estimated $484K. The largest seller was Sit Investment Associates, cutting an estimated $1.63M.

  • 51 institutional investors held BNY Mellon Strategic Municipals (LEO) as of Q1 2014, down from 53 in Q4 2013.
  • Funds reported $15.2M of BNY Mellon Strategic Municipals stock for Q1 2014, down 2.1% quarter-over-quarter.
  • 4 funds opened new BNY Mellon Strategic Municipals positions in Q1 2014 and 6 closed out, a net change of -2 holders.
  • The largest BNY Mellon Strategic Municipals buyer in Q1 2014 was Daniel L. Goodwin, an estimated $484K added.
  • The largest BNY Mellon Strategic Municipals seller in Q1 2014 was Sit Investment Associates, an estimated $1.63M sold.

Based on aggregated 13F filings for Q1 2014.