LEO

BNY Mellon Strategic Municipals
LEO

Overview Fund Activity

51 hedge funds and large institutions have $15.2M invested in BNY Mellon Strategic Municipals in 2014 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 17 increasing their positions, 11 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
51
Holders Change
-2
Holders Change %
-3.77%
% of All Funds
1.47%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
17
Reduced
11
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
DLG
Daniel L. Goodwin
$491K
2
Morgan Stanley
Morgan Stanley
New York
$906K
3
U
UBS
Switzerland
$590K
4
Wells Fargo
Wells Fargo
California
$488K
5
RJA
Raymond James & Associates
Florida
$1.57M

Top Sellers

1
SIA
Sit Investment Associates
Minnesota
$267K
2
MIG
Mariner Investment Group
New York
$0
3
VKH
Virtu KCG Holdings
New York
$0
4
SG Americas Securities
SG Americas Securities
New York
$0
5
GC
Guggenheim Capital
Illinois
$1.15M
Name Holding Trade Value Shares
Change 		Shares
Change %
CIA
1
Capital Investment Advisors
Georgia
$1.94M +$73.8K +9,110 +4%
RJA
2
Raymond James & Associates
Florida
$1.57M +$178K +21,938 +13%
GC
3
Guggenheim Capital
Illinois
$1.15M -$173K -21,309 -13%
Morgan Stanley
4
Morgan Stanley
New York
$906K +$285K +35,248 +46%
HighTower Advisors
5
HighTower Advisors
Illinois
$652K +$5.67K +700 +0.9%
Nuveen Asset Management
6
Nuveen Asset Management
Illinois
$638K – – –
Invesco
7
Invesco
Georgia
$632K -$53.8K -6,646 -8%
U
8
UBS
Switzerland
$590K +$271K +33,510 +85%
LPL Financial
9
LPL Financial
California
$501K -$29.5K -3,638 -6%
DLG
10
Daniel L. Goodwin
$491K +$491K +60,576 New
Wells Fargo
11
Wells Fargo
California
$488K +$198K +24,435 +68%
MAM
12
Marquette Asset Management
Minnesota
$457K +$7.29K +900 +2%
WA
13
WealthTrust Axiom
Pennsylvania
$376K +$52.6K +6,500 +16%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$343K +$13.1K +1,619 +4%
VanEck Associates
15
VanEck Associates
New York
$295K +$67.8K +8,380 +30%
PMG
16
ProVise Management Group
Florida
$268K +$56.3K +6,950 +27%
SIA
17
Sit Investment Associates
Minnesota
$267K -$1.65M -204,369 -86%
NL
18
NWAM LLC
Washington
$263K +$158K +19,452 +150%
HCM
19
Hollencrest Capital Management
California
$247K -$12.4K -1,530 -5%
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$237K -$5.68K -700 -2%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$232K +$81.1K +10,008 +54%
SBWM
22
Sunflower Bank Wealth Management
Arizona
$223K – – –
EFS
23
Essex Financial Services
Connecticut
$205K – – –
YP
24
Yellowstone Partners
Idaho
$195K – – –
HK
25
Horizon Kinetics
New York
$183K -$45.7K -5,637 -20%
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