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LEO

BNY Mellon Strategic Municipals
LEO

54 hedge funds and large institutions have $15.9M invested in BNY Mellon Strategic Municipals in 2014 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 10 increasing their positions, 14 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 3

6% more funds holding

Funds holding: 51 → 54 (+3)

5% more capital invested

Capital invested by funds: $15.2M → $15.9M (+$777K)

0.02% more ownership

Funds ownership: 3.05% → 3.07% (+0.02%)

29% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 14

Holders
54
Holders Change
+3
Holders Change %
+5.88%
% of All Funds
1.55%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
10
Reduced
14
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
B
Baird
Wisconsin
+$230K
2
Wells Fargo
Wells Fargo
California
+$207K
3
LPL Financial
LPL Financial
California
+$160K
4
SI
SII Investments
Wisconsin
+$144K
5
VKH
Virtu KCG Holdings
New York
+$134K

Top Sellers

Rank Fund Capital Flow
1
DLG
Daniel L. Goodwin
-$491K
2
Invesco
Invesco
Georgia
-$169K
3
ICOA
Investment Centers of America
North Dakota
-$103K
4
GC
Guggenheim Capital
Illinois
-$70.2K
5
CIA
Capital Investment Advisors
Georgia
-$56.6K
Name Holding Trade Value Shares
Change 		Change in
Stake
CIA
1
Capital Investment Advisors
Georgia
$1.96M -$56.6K -6,845 -3%
RJA
2
Raymond James & Associates
Florida
$1.61M -$29K -3,500 -2%
GC
3
Guggenheim Capital
Illinois
$1.12M -$70.2K -8,486 -6%
Morgan Stanley
4
Morgan Stanley
New York
$910K -$33.7K -4,077 -4%
Wells Fargo
5
Wells Fargo
California
$720K +$207K +25,030 +42%
LPL Financial
6
LPL Financial
California
$684K +$160K +19,276 +31%
N
7
Nuveen
North Carolina
$665K – – –
HighTower Advisors
8
HighTower Advisors
Illinois
$648K -$30.6K -3,700 -5%
U
9
UBS
Switzerland
$596K -$19.4K -2,344 -3%
Invesco
10
Invesco
Georgia
$486K -$169K -20,430 -26%
MAM
11
Marquette Asset Management
Minnesota
$476K – – –
WA
12
WealthTrust Axiom
Pennsylvania
$443K +$49.7K +6,000 +13%
VanEck Associates
13
VanEck Associates
New York
$373K +$63.6K +7,685 +21%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$357K -$521 -63 -0.1%
PMG
15
ProVise Management Group
Florida
$351K +$70.8K +8,550 +26%
SIA
16
Sit Investment Associates
Minnesota
$279K – – –
NL
17
NWAM LLC
Washington
$260K -$13.7K -1,656 -5%
HCM
18
Hollencrest Capital Management
California
$258K – – –
B
19
Baird
Wisconsin
$235K +$230K +27,786 New
SBWM
20
Sunflower Bank Wealth Management
Arizona
$232K – – –
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$231K -$10.1K -1,225 -4%
EFS
22
Essex Financial Services
Connecticut
$213K – – –
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$204K -$41.4K -5,000 -17%
YP
24
Yellowstone Partners
Idaho
$203K – – –
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$182K +$6.11K +738 +4%
1
2 3

LEO Hedge Fund Activity: Q2 2014 in Review

54 of the 3,479 institutional investors tracked by Wall St. Rank reported a position in BNY Mellon Strategic Municipals (LEO) for Q2 2014, worth a combined $15.9M — up 5.1% from $15.2M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new LEO positions and 3 closed out — a net gain of 3 holders — while 10 added to existing stakes and 14 trimmed.

The largest buyer was Baird, opening a new position worth an estimated $230K. The largest seller was Daniel L. Goodwin, exiting entirely with an estimated $491K sold.

  • 54 institutional investors held BNY Mellon Strategic Municipals (LEO) as of Q2 2014, up from 51 in Q1 2014.
  • Funds reported $15.9M of BNY Mellon Strategic Municipals stock for Q2 2014, up 5.1% quarter-over-quarter.
  • 6 funds opened new BNY Mellon Strategic Municipals positions in Q2 2014 and 3 closed out, a net change of +3 holders.
  • The largest BNY Mellon Strategic Municipals buyer in Q2 2014 was Baird, an estimated $230K added.
  • The largest BNY Mellon Strategic Municipals seller in Q2 2014 was Daniel L. Goodwin, an estimated $491K sold.

Based on aggregated 13F filings for Q2 2014.