LEO

BNY Mellon Strategic Municipals
LEO

Overview Fund Activity

54 hedge funds and large institutions have $15.9M invested in BNY Mellon Strategic Municipals in 2014 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 10 increasing their positions, 14 reducing their positions, and 3 closing their positions.

Holders
54
Holders Change
+3
Holders Change %
+5.88%
% of All Funds
1.55%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
10
Reduced
14
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
B
1
Baird
Wisconsin
$235K
2
Wells Fargo
2
Wells Fargo
California
$720K
3
LPL Financial
3
LPL Financial
California
$684K
4
SI
4
SII Investments
Wisconsin
$148K
5
VKH
5
Virtu KCG Holdings
New York
$137K

Top Sellers

1
DLG
1
Daniel L. Goodwin
$0
2
Invesco
2
Invesco
Georgia
$486K
3
ICOA
3
Investment Centers of America
North Dakota
$0
4
GC
4
Guggenheim Capital
Illinois
$1.12M
5
CIA
5
Capital Investment Advisors
Georgia
$1.96M
Name Market Value Shares Shares
Change 		Shares
Change %
CIA
1
Capital Investment Advisors
Georgia
$1.96M 232,471 -6,845 -3%
RJA
2
Raymond James & Associates
Florida
$1.61M 190,860 -3,500 -2%
GC
3
Guggenheim Capital
Illinois
$1.12M 132,982 -8,486 -6%
Morgan Stanley
4
Morgan Stanley
New York
$910K 107,783 -4,077 -4%
Wells Fargo
5
Wells Fargo
California
$720K 85,331 +25,030 +42%
LPL Financial
6
LPL Financial
California
$684K 81,083 +19,276 +31%
Nuveen Asset Management
7
Nuveen Asset Management
Illinois
$665K 78,745 – –
HighTower Advisors
8
HighTower Advisors
Illinois
$648K 76,750 -3,700 -5%
U
9
UBS
Switzerland
$596K 70,583 -2,344 -3%
Invesco
10
Invesco
Georgia
$486K 57,574 -20,430 -26%
MAM
11
Marquette Asset Management
Minnesota
$476K 56,425 – –
WA
12
WealthTrust Axiom
Pennsylvania
$443K 52,500 +6,000 +13%
VanEck Associates
13
VanEck Associates
New York
$373K 44,141 +7,685 +21%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$357K 42,329 -63 -0.1%
PMG
15
ProVise Management Group
Florida
$351K 41,633 +8,550 +26%
SIA
16
Sit Investment Associates
Minnesota
$279K 33,000 – –
NL
17
NWAM LLC
Washington
$260K 30,796 -1,656 -5%
HCM
18
Hollencrest Capital Management
California
$258K 30,520 – –
B
19
Baird
Wisconsin
$235K 27,786 +27,786 New
SBWM
20
Sunflower Bank Wealth Management
Arizona
$232K 27,500 – –
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$231K 27,408 -1,225 -4%
EFS
22
Essex Financial Services
Connecticut
$213K 25,275 – –
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$204K 24,200 -5,000 -17%
YP
24
Yellowstone Partners
Idaho
$203K 24,016 – –
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$182K 21,508 +738 +4%
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