LEO

BNY Mellon Strategic Municipals
LEO

Overview Fund Activity

47 hedge funds and large institutions have $18.7M invested in BNY Mellon Strategic Municipals in 2013 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 12 increasing their positions, 16 reducing their positions, and 4 closing their positions.

Holders
47
Holders Change
–
Holders Change %
0%
% of All Funds
1.52%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
5
Increased
12
Reduced
16
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SIA
1
Sit Investment Associates
Minnesota
$3.06M
2
Morgan Stanley
2
Morgan Stanley
New York
$3.55M
3
Janney Montgomery Scott
3
Janney Montgomery Scott
Pennsylvania
$305K
4
Nuveen Asset Management
4
Nuveen Asset Management
Illinois
$632K
5
1SB
5
1ST Source Bank
Indiana
$131K

Top Sellers

1
U
1
UBS
Switzerland
$1.12M
2
GC
2
Guggenheim Capital
Illinois
$1.65M
3
HIM
3
Hanlon Investment Management
New Jersey
$111K
4
Invesco
4
Invesco
Georgia
$829K
5
LPL Financial
5
LPL Financial
California
$544K
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$3.55M 442,716 +119,110 +37%
SIA
2
Sit Investment Associates
Minnesota
$3.06M 381,636 +134,516 +54%
GC
3
Guggenheim Capital
Illinois
$1.65M 206,612 -50,863 -20%
RJA
4
Raymond James & Associates
Florida
$1.37M 171,237 -256 -0.1%
U
5
UBS
Switzerland
$1.12M 139,493 -58,710 -30%
Invesco
6
Invesco
Georgia
$829K 103,414 -22,829 -18%
Nuveen Asset Management
7
Nuveen Asset Management
Illinois
$632K 78,745 +30,845 +64%
HighTower Advisors
8
HighTower Advisors
Illinois
$594K 74,053 -1,137 -2%
LPL Financial
9
LPL Financial
California
$544K 70,231 -15,981 -19%
Wells Fargo
10
Wells Fargo
California
$492K 61,343 +9,970 +19%
MAM
11
Marquette Asset Management
Minnesota
$445K 55,525 – –
DLG
12
Daniel L. Goodwin
$430K 53,676 -6,500 -11%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$343K 42,724 -1,561 -4%
HK
14
Horizon Kinetics
New York
$317K 39,518 +548 +1%
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$305K 38,018 +38,018 New
VanEck Associates
16
VanEck Associates
New York
$285K 35,543 +3,431 +11%
PNC Financial Services Group
17
PNC Financial Services Group
Pennsylvania
$278K 34,635 +15,962 +85%
WA
18
WealthTrust Axiom
Pennsylvania
$272K 34,000 – –
PMG
19
ProVise Management Group
Florida
$232K 28,883 -6,193 -18%
SBWM
20
Sunflower Bank Wealth Management
Arizona
$221K 27,500 – –
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$149K 18,665 -1,991 -10%
PP
22
Paloma Partners
Connecticut
$148K 18,500 -1,000 -5%
KeyBank National Association
23
KeyBank National Association
Ohio
$132K 16,474 – –
1SB
24
1ST Source Bank
Indiana
$131K 16,382 +16,382 New
WA
25
WFG Advisors
Texas
$124K 15,505 +9,238 +147%
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