LEO

BNY Mellon Strategic Municipals
LEO

Overview Fund Activity

64 hedge funds and large institutions have $21.9M invested in BNY Mellon Strategic Municipals in 2014 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 13 increasing their positions, 17 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
64
Holders Change
+9
Holders Change %
+16.36%
% of All Funds
1.71%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
14
Increased
13
Reduced
17
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
NCM
Newgate Capital Management
Connecticut
$2.34M
2
Morgan Stanley
Morgan Stanley
New York
$2.08M
3
MIG
Mariner Investment Group
New York
$835K
4
SIA
Sit Investment Associates
Minnesota
$1.09M
5
WAM
Wolverine Asset Management
Illinois
$419K

Top Sellers

1
AIG
American International Group
New York
$16.4K
2
GC
Guggenheim Capital
Illinois
$131K
3
Creative Planning
Creative Planning
Kansas
$1K
4
NL
NWAM LLC
Washington
$106K
5
Invesco
Invesco
Georgia
$254K
Name Holding Trade Value Shares
Change 		Shares
Change %
NCM
1
Newgate Capital Management
Connecticut
$2.34M +$2.34M +286,860 New
Morgan Stanley
2
Morgan Stanley
New York
$2.08M +$879K +107,322 +73%
CIA
3
Capital Investment Advisors
Georgia
$1.88M +$13.5K +1,650 +0.7%
RJA
4
Raymond James & Associates
Florida
$1.32M -$74.8K -9,134 -5%
SIA
5
Sit Investment Associates
Minnesota
$1.09M +$819K +100,000 +303%
MIG
6
Mariner Investment Group
New York
$835K +$835K +102,000 New
LPL Financial
7
LPL Financial
California
$727K -$1.1K -134 -0.2%
HighTower Advisors
8
HighTower Advisors
Illinois
$708K +$79.6K +9,717 +13%
Wells Fargo
9
Wells Fargo
California
$662K -$94.1K -11,490 -12%
Nuveen Asset Management
10
Nuveen Asset Management
Illinois
$645K – – –
UBS Group
11
UBS Group
Switzerland
$598K +$598K +73,077 New
PMG
12
ProVise Management Group
Florida
$573K +$170K +20,800 +42%
MAM
13
Marquette Asset Management
Minnesota
$460K – – –
DLG
14
Daniel L. Goodwin
$449K -$47.5K -5,800 -10%
LSA
15
Liberty Street Advisors
New York
$436K +$436K +53,266 New
WA
16
WealthTrust Axiom
Pennsylvania
$425K -$4.09K -500 -1%
VanEck Associates
17
VanEck Associates
New York
$421K +$89.9K +10,972 +27%
WAM
18
Wolverine Asset Management
Illinois
$419K +$419K +51,222 New
SG Americas Securities
19
SG Americas Securities
New York
$395K +$395K +48,228 New
B
20
Baird
Wisconsin
$359K +$31.2K +3,819 +10%
LCM
21
Laurion Capital Management
New York
$291K +$291K +35,520 New
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$262K -$53.5K -6,518 -17%
Invesco
23
Invesco
Georgia
$254K -$135K -16,480 -35%
HCM
24
Hollencrest Capital Management
California
$250K – – –
IAMOG
25
Investors Asset Management of Georgia
Georgia
$236K +$236K +28,859 New
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