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LEO

BNY Mellon Strategic Municipals

60 hedge funds and large institutions have $31.6M invested in BNY Mellon Strategic Municipals in 2017 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 20 increasing their positions, 11 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

82% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 11

50% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 4

3% more funds holding

Funds holding: 5860 (+2)

0.69% less ownership

Funds ownership: 6.88%6.2% (-0.69%)

12% less capital invested

Capital invested by funds: $35.8M → $31.6M (-$4.16M)

Holders
60
Holders Change
+2
Holders Change %
+3.45%
% of All Funds
1.36%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
20
Reduced
11
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GC
1
Guggenheim Capital
Illinois
$5.26M -$3.76M -429,341 -41%
CA
2
Cornerstone Advisory
Maryland
$3.16M -$415K -47,361 -11%
UBS Group
3
UBS Group
Switzerland
$2.49M +$273K +31,110 +12%
Wells Fargo
4
Wells Fargo
California
$2.43M +$440K +50,271 +22%
ITIM
5
Indiana Trust & Investment Management
Indiana
$1.86M
Morgan Stanley
6
Morgan Stanley
New York
$1.37M -$38.2K -4,365 -3%
RJA
7
Raymond James & Associates
Florida
$1.29M +$44 +5 +0%
PMG
8
ProVise Management Group
Florida
$1.28M +$37K +4,225 +3%
Baird Financial Group
9
Baird Financial Group
Wisconsin
$1.03M +$666 +76 +0.1%
VanEck Associates
10
VanEck Associates
New York
$996K +$48.3K +5,516 +5%
CIA
11
Capital Investment Advisors
Georgia
$886K
N
12
Nuveen
North Carolina
$882K
Bank of America
13
Bank of America
North Carolina
$708K +$135K +15,464 +23%
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$613K +$12K +1,365 +2%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$544K +$6.68K +762 +1%
LPL Financial
16
LPL Financial
California
$434K +$97.8K +11,157 +29%
DLG
17
Daniel L. Goodwin
$415K
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$393K +$1.9K +217 +0.5%
WA
19
WealthTrust Axiom
Pennsylvania
$369K +$228 +26 +0.1%
SWP
20
Stratos Wealth Partners
Ohio
$346K
CA
21
Cetera Advisors
Colorado
$339K -$11.4K -1,300 -3%
MAM
22
Marquette Asset Management
Minnesota
$330K
Janney Montgomery Scott
23
Janney Montgomery Scott
Pennsylvania
$317K +$116K +13,250 +57%
SWM
24
SeaCrest Wealth Management
New York
$235K +$238K +27,151 New
HCM
25
Hollencrest Capital Management
California
$229K

LEO Hedge Fund Activity: Q4 2017 in Review

60 of the 4,410 institutional investors tracked by Wall St. Rank reported a position in BNY Mellon Strategic Municipals (LEO) for Q4 2017, worth a combined $31.6M — down 12% from $35.8M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new LEO positions and 4 closed out — a net gain of 2 holders — while 20 added to existing stakes and 11 trimmed.

The largest buyer was Wells Fargo, adding an estimated $440K. The largest seller was Guggenheim Capital, cutting an estimated $3.76M.

  • 60 institutional investors held BNY Mellon Strategic Municipals (LEO) as of Q4 2017, up from 58 in Q3 2017.
  • Funds reported $31.6M of BNY Mellon Strategic Municipals stock for Q4 2017, down 12% quarter-over-quarter.
  • 6 funds opened new BNY Mellon Strategic Municipals positions in Q4 2017 and 4 closed out, a net change of +2 holders.
  • The largest BNY Mellon Strategic Municipals buyer in Q4 2017 was Wells Fargo, an estimated $440K added.
  • The largest BNY Mellon Strategic Municipals seller in Q4 2017 was Guggenheim Capital, an estimated $3.76M sold.

Based on aggregated 13F filings for Q4 2017.