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LEO

BNY Mellon Strategic Municipals

58 hedge funds and large institutions have $41.1M invested in BNY Mellon Strategic Municipals in 2016 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 16 increasing their positions, 13 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

23% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 13

5% more capital invested

Capital invested by funds: $39.1M → $41.1M (+$2.02M)

0.44% more ownership

Funds ownership: 6.69%7.13% (+0.44%)

3% less funds holding

Funds holding: 6058 (-2)

20% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 5

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
58
Holders Change
-2
Holders Change %
-3.33%
% of All Funds
1.55%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
4
Increased
16
Reduced
13
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GC
1
Guggenheim Capital
Illinois
$11.3M +$1.75M +187,322 +18%
UBS Group
2
UBS Group
Switzerland
$2.49M +$480K +51,406 +24%
ITIM
3
Indiana Trust & Investment Management
Indiana
$2.01M
SIA
4
Sit Investment Associates
Minnesota
$1.92M -$14.4K -1,542 -0.7%
Morgan Stanley
5
Morgan Stanley
New York
$1.76M -$47.8K -5,124 -3%
AAM
6
Advisors Asset Management
Colorado
$1.7M -$85.2K -9,129 -5%
CIA
7
Capital Investment Advisors
Georgia
$1.65M -$263K -28,160 -14%
Wells Fargo
8
Wells Fargo
California
$1.48M +$23.2K +2,483 +2%
RCM
9
Robinson Capital Management
Michigan
$1.4M +$1.4M +149,650 New
VanEck Associates
10
VanEck Associates
New York
$1.29M +$150K +16,041 +13%
RJA
11
Raymond James & Associates
Florida
$1.27M +$20.7K +2,217 +2%
PMG
12
ProVise Management Group
Florida
$1.18M +$185K +19,800 +19%
Baird Financial Group
13
Baird Financial Group
Wisconsin
$1.18M +$44.1K +4,728 +4%
LPL Financial
14
LPL Financial
California
$959K +$63.5K +6,809 +7%
HighTower Advisors
15
HighTower Advisors
Illinois
$721K -$75.1K -8,050 -9%
N
16
Nuveen
North Carolina
$564K +$61.8K +6,625 +12%
MAM
17
Marquette Asset Management
Minnesota
$525K
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$501K -$37.6K -4,025 -7%
MIM
19
Macroview Investment Management
Maryland
$474K -$219K -23,503 -32%
WA
20
WealthTrust Axiom
Pennsylvania
$468K +$205 +22 +0%
CA
21
Cetera Advisors
Colorado
$467K +$186K +19,900 +66%
DLG
22
Daniel L. Goodwin
$449K
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$401K +$7.89K +845 +2%
CA
24
Cornerstone Advisory
Maryland
$385K -$33.5K -3,586 -8%
CAN
25
Cetera Advisor Networks
California
$308K +$154K +16,462 +100%

LEO Hedge Fund Activity: Q3 2016 in Review

58 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in BNY Mellon Strategic Municipals (LEO) for Q3 2016, worth a combined $41.1M — up 5.2% from $39.1M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of LEO and 4 opened new positions — a net loss of 1 holder — while 13 trimmed existing stakes and 16 added.

The largest buyer was Guggenheim Capital, adding an estimated $1.75M. The largest seller was Cambridge Investment Research Advisors, cutting an estimated $438K.

  • 58 institutional investors held BNY Mellon Strategic Municipals (LEO) as of Q3 2016, down from 60 in Q2 2016.
  • Funds reported $41.1M of BNY Mellon Strategic Municipals stock for Q3 2016, up 5.2% quarter-over-quarter.
  • 4 funds opened new BNY Mellon Strategic Municipals positions in Q3 2016 and 5 closed out, a net change of -1 holder.
  • The largest BNY Mellon Strategic Municipals buyer in Q3 2016 was Guggenheim Capital, an estimated $1.75M added.
  • The largest BNY Mellon Strategic Municipals seller in Q3 2016 was Cambridge Investment Research Advisors, an estimated $438K sold.

Based on aggregated 13F filings for Q3 2016.