LEO

BNY Mellon Strategic Municipals
LEO

Overview Fund Activity

55 hedge funds and large institutions have $17.4M invested in BNY Mellon Strategic Municipals in 2014 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 15 increasing their positions, 12 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
55
Holders Change
+1
Holders Change %
+1.85%
% of All Funds
1.6%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
15
Reduced
12
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AIG
American International Group
New York
$984K
2
DLG
Daniel L. Goodwin
$507K
3
Morgan Stanley
Morgan Stanley
New York
$1.23M
4
Creative Planning
Creative Planning
Kansas
$210K
5
CL
Croft-Leominster
Maryland
$110K

Top Sellers

1
RJA
Raymond James & Associates
Florida
$1.43M
2
HK
Horizon Kinetics
New York
$0
3
GC
Guggenheim Capital
Illinois
$972K
4
Jane Street
Jane Street
New York
$0
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$145K
Name Holding Trade Value Shares
Change 		Shares
Change %
CIA
1
Capital Investment Advisors
Georgia
$1.91M -$35.8K -4,275 -2%
RJA
2
Raymond James & Associates
Florida
$1.43M -$173K -20,612 -11%
Morgan Stanley
3
Morgan Stanley
New York
$1.23M +$325K +38,827 +36%
AIG
4
American International Group
New York
$984K +$967K +115,540 +5,777%
GC
5
Guggenheim Capital
Illinois
$972K -$142K -16,967 -13%
Wells Fargo
6
Wells Fargo
California
$773K +$58.8K +7,025 +8%
LPL Financial
7
LPL Financial
California
$743K +$65.1K +7,787 +10%
Nuveen Asset Management
8
Nuveen Asset Management
Illinois
$659K – – –
HighTower Advisors
9
HighTower Advisors
Illinois
$643K – – –
U
10
UBS
Switzerland
$584K -$6.81K -814 -1%
DLG
11
Daniel L. Goodwin
$507K +$507K +60,576 New
MAM
12
Marquette Asset Management
Minnesota
$470K -$2.43K -290 -0.5%
WA
13
WealthTrust Axiom
Pennsylvania
$439K – – –
PMG
14
ProVise Management Group
Florida
$413K +$63.9K +7,625 +18%
Invesco
15
Invesco
Georgia
$398K -$84.6K -10,088 -18%
VanEck Associates
16
VanEck Associates
New York
$338K -$31.4K -3,747 -8%
B
17
Baird
Wisconsin
$335K +$103K +12,269 +44%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$322K -$32.5K -3,876 -9%
SIA
19
Sit Investment Associates
Minnesota
$276K – – –
NL
20
NWAM LLC
Washington
$260K +$2.49K +298 +1%
HCM
21
Hollencrest Capital Management
California
$256K – – –
SBWM
22
Sunflower Bank Wealth Management
Arizona
$230K – – –
EFS
23
Essex Financial Services
Connecticut
$212K – – –
Creative Planning
24
Creative Planning
Kansas
$210K +$209K +25,000 +25,000%
PNC Financial Services Group
25
PNC Financial Services Group
Pennsylvania
$202K – – –
1
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