HK
LEO

Horizon Kinetics’s BNY Mellon Strategic Municipals LEO Stock Holding History

Horizon Kinetics’s Portfolio LEO Stock Details LEO Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		– Sell
-18,220
Closed -$154K – 524
2014
Q2 		$154K Sell
18,220
-4,350
-19% -$36K ﹤0.01% 507
2014
Q1 		$183K Sell
22,570
-5,637
-20% -$45K ﹤0.01% 501
2013
Q4 		$214K Sell
28,207
-11,311
-29% -$87.1K ﹤0.01% 502
2013
Q3 		$317K Buy
39,518
+548
+1% +$4.3K ﹤0.01% 456
2013
Q2 		$335K Buy
+38,970
New +$352K ﹤0.01% 363

Other funds holding LEO

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
AIG
American International Group New York $609M AUM 23.67% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
N
Nuveen Charlotte, North Carolina $369B AUM 31.66% 1-Year Est. Return
HighTower Advisors
HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

Horizon Kinetics's LEO Position: Q3 2014 in Review

Horizon Kinetics sold out of BNY Mellon Strategic Municipals (LEO) in Q3 2014, closing a stake of 18,220 shares — an estimated $154K sold.

Horizon Kinetics first reported a position in LEO in Q2 2013 and held it in 5 quarters. The position peaked at $335K in Q2 2013. 55 funds tracked by Wall St. Rank hold LEO as of Q3 2014.

  • Horizon Kinetics reported no remaining BNY Mellon Strategic Municipals position as of Q3 2014 after selling out during the quarter.
  • Horizon Kinetics sold 18,220 BNY Mellon Strategic Municipals shares in Q3 2014, an estimated $154K.
  • Horizon Kinetics first reported a position in BNY Mellon Strategic Municipals in Q2 2013 and held it in 5 quarters.
  • Horizon Kinetics's BNY Mellon Strategic Municipals position peaked at $335K in Q2 2013.
  • 55 funds tracked by Wall St. Rank held BNY Mellon Strategic Municipals as of Q3 2014.

Based on Horizon Kinetics's 13F filing for Q3 2014, filed 13 Nov 2014.