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LEO

BNY Mellon Strategic Municipals

53 hedge funds and large institutions have $15.5M invested in BNY Mellon Strategic Municipals in 2013 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 7 increasing their positions, 18 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

86% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 7

13% more funds holding

Funds holding: 4753 (+6)

0.54% less ownership

Funds ownership: 3.85%3.32% (-0.54%)

17% less capital invested

Capital invested by funds: $18.7M → $15.5M (-$3.22M)

61% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 18

Holders
53
Holders Change
+6
Holders Change %
+12.77%
% of All Funds
1.54%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
13
Increased
7
Reduced
18
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$1.8M -$1.11M -144,267 -38%
CIA
2
Capital Investment Advisors
Georgia
$1.75M +$1.77M +230,206 New
RJA
3
Raymond James & Associates
Florida
$1.31M +$9.12K +1,185 +0.7%
GC
4
Guggenheim Capital
Illinois
$1.24M -$337K -43,835 -21%
Invesco
5
Invesco
Georgia
$643K -$144K -18,764 -18%
HighTower Advisors
6
HighTower Advisors
Illinois
$606K +$43.9K +5,697 +8%
N
7
Nuveen
North Carolina
$598K
MIG
8
Mariner Investment Group
New York
$586K +$593K +77,100 New
Morgan Stanley
9
Morgan Stanley
New York
$582K -$2.82M -366,104 -83%
LPL Financial
10
LPL Financial
California
$497K -$36.8K -4,786 -7%
MAM
11
Marquette Asset Management
Minnesota
$422K
VKH
12
Virtu KCG Holdings
New York
$360K +$364K +47,348 New
SG Americas Securities
13
SG Americas Securities
New York
$323K +$327K +42,545 New
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$310K -$15K -1,951 -5%
WA
15
WealthTrust Axiom
Pennsylvania
$304K +$46.2K +6,000 +18%
U
16
UBS
Switzerland
$299K -$770K -100,076 -72%
Wells Fargo
17
Wells Fargo
California
$273K -$196K -25,477 -42%
HCM
18
Hollencrest Capital Management
California
$244K +$247K +32,050 New
PNC Financial Services Group
19
PNC Financial Services Group
Pennsylvania
$227K -$36.4K -4,735 -14%
HK
20
Horizon Kinetics
New York
$214K -$87.1K -11,311 -29%
VanEck Associates
21
VanEck Associates
New York
$213K -$57.5K -7,467 -21%
SBWM
22
Sunflower Bank Wealth Management
Arizona
$209K
PMG
23
ProVise Management Group
Florida
$198K -$21.2K -2,750 -10%
EFS
24
Essex Financial Services
Connecticut
$192K -$59.5K -7,736 -23%
YP
25
Yellowstone Partners
Idaho
$183K +$185K +24,016 New

LEO Hedge Fund Activity: Q4 2013 in Review

53 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in BNY Mellon Strategic Municipals (LEO) for Q4 2013, worth a combined $15.5M — down 17% from $18.7M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new LEO positions and 7 closed out — a net gain of 6 holders — while 7 added to existing stakes and 18 trimmed.

The largest buyer was Mariner Investment Group, opening a new position worth an estimated $593K. The largest seller was Morgan Stanley, cutting an estimated $2.82M.

  • 53 institutional investors held BNY Mellon Strategic Municipals (LEO) as of Q4 2013, up from 47 in Q3 2013.
  • Funds reported $15.5M of BNY Mellon Strategic Municipals stock for Q4 2013, down 17% quarter-over-quarter.
  • 13 funds opened new BNY Mellon Strategic Municipals positions in Q4 2013 and 7 closed out, a net change of +6 holders.
  • The largest BNY Mellon Strategic Municipals buyer in Q4 2013 was Mariner Investment Group, an estimated $593K added.
  • The largest BNY Mellon Strategic Municipals seller in Q4 2013 was Morgan Stanley, an estimated $2.82M sold.

Based on aggregated 13F filings for Q4 2013.