LEO

BNY Mellon Strategic Municipals
LEO

Overview Fund Activity

53 hedge funds and large institutions have $15.5M invested in BNY Mellon Strategic Municipals in 2013 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 7 increasing their positions, 18 reducing their positions, and 7 closing their positions.

Holders
53
Holders Change
+6
Holders Change %
+12.77%
% of All Funds
1.54%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
13
Increased
7
Reduced
18
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
MIG
1
Mariner Investment Group
New York
$586K
2
VKH
2
Virtu KCG Holdings
New York
$360K
3
SG Americas Securities
3
SG Americas Securities
New York
$323K
4
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$170K
5
WAM
5
Weiss Asset Management
Massachusetts
$121K

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$582K
2
SIA
2
Sit Investment Associates
Minnesota
$1.8M
3
U
3
UBS
Switzerland
$299K
4
DLG
4
Daniel L. Goodwin
$0
5
GC
5
Guggenheim Capital
Illinois
$1.24M
Name Market Value Shares Shares
Change 		Shares
Change %
SIA
1
Sit Investment Associates
Minnesota
$1.8M 237,369 -144,267 -38%
CIA
2
Capital Investment Advisors
Georgia
$1.75M 230,206 +230,206 New
RJA
3
Raymond James & Associates
Florida
$1.31M 172,422 +1,185 +0.7%
GC
4
Guggenheim Capital
Illinois
$1.24M 162,777 -43,835 -21%
Invesco
5
Invesco
Georgia
$643K 84,650 -18,764 -18%
HighTower Advisors
6
HighTower Advisors
Illinois
$606K 79,750 +5,697 +8%
Nuveen Asset Management
7
Nuveen Asset Management
Illinois
$598K 78,745 – –
MIG
8
Mariner Investment Group
New York
$586K 77,100 +77,100 New
Morgan Stanley
9
Morgan Stanley
New York
$582K 76,612 -366,104 -83%
LPL Financial
10
LPL Financial
California
$497K 65,445 -4,786 -7%
MAM
11
Marquette Asset Management
Minnesota
$422K 55,525 – –
VKH
12
Virtu KCG Holdings
New York
$360K 47,348 +47,348 New
SG Americas Securities
13
SG Americas Securities
New York
$323K 42,545 +42,545 New
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$310K 40,773 -1,951 -5%
WA
15
WealthTrust Axiom
Pennsylvania
$304K 40,000 +6,000 +18%
U
16
UBS
Switzerland
$299K 39,417 -100,076 -72%
Wells Fargo
17
Wells Fargo
California
$273K 35,866 -25,477 -42%
HCM
18
Hollencrest Capital Management
California
$244K 32,050 +32,050 New
PNC Financial Services Group
19
PNC Financial Services Group
Pennsylvania
$227K 29,900 -4,735 -14%
HK
20
Horizon Kinetics
New York
$214K 28,207 -11,311 -29%
VanEck Associates
21
VanEck Associates
New York
$213K 28,076 -7,467 -21%
SBWM
22
Sunflower Bank Wealth Management
Arizona
$209K 27,500 – –
PMG
23
ProVise Management Group
Florida
$198K 26,133 -2,750 -10%
EFS
24
Essex Financial Services
Connecticut
$192K 25,275 -7,736 -23%
YP
25
Yellowstone Partners
Idaho
$183K 24,016 +24,016 New
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